0001104659-22-005401.txt : 20220119 0001104659-22-005401.hdr.sgml : 20220119 20220119155634 ACCESSION NUMBER: 0001104659-22-005401 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220110 FILED AS OF DATE: 20220119 DATE AS OF CHANGE: 20220119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jameson Peter Hamilton CENTRAL INDEX KEY: 0001905276 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35955 FILM NUMBER: 22538640 MAIL ADDRESS: STREET 1: 5 CHIPMUNK TRL CITY: PITTSFORD STATE: NY ZIP: 14534 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vuzix Corp CENTRAL INDEX KEY: 0001463972 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 043392453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 HENDRIX ROAD STREET 2: SUITE A CITY: WEST HENRIETTA STATE: NY ZIP: 14586 BUSINESS PHONE: 585-359-5900 MAIL ADDRESS: STREET 1: 25 HENDRIX ROAD STREET 2: SUITE A CITY: WEST HENRIETTA STATE: NY ZIP: 14586 3 1 tm223917d1_3.xml OWNERSHIP DOCUMENT X0206 3 2022-01-10 0 0001463972 Vuzix Corp VUZI 0001905276 Jameson Peter Hamilton 25 HENDRIX ROAD, SUITE A WEST HENRIETTA NY 14586 0 1 0 0 Chief Operating Officer Common Stock 0 D Stock Options (right to buy) 18.94 2022-03-17 2031-03-17 Common Stock 150000 D Stock Options (right to buy) 19.00 2031-03-17 Common Stock 270000 D The options were granted on March 17, 2021 and will vest over four years. One-quarter of the options will vest one year from date of grant and the remainder will vest monthly over the following three years. The options were granted on March 17, 2021 and will vest solely upon achievement of certain market capitalization and operating results goals and not simply the passage of time. None of the options have vested to date. /s/ Peter Jameson 2022-01-19