0001104659-24-021613.txt : 20240213 0001104659-24-021613.hdr.sgml : 20240213 20240213171049 ACCESSION NUMBER: 0001104659-24-021613 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 GROUP MEMBERS: MARK ANGELO GROUP MEMBERS: YA GLOBAL INVESTMENTS II (U.S.), LP GROUP MEMBERS: YA II GP, LP GROUP MEMBERS: YAII GP II, LLC GROUP MEMBERS: YORKVILLE ADVISORS GLOBAL II, LLC GROUP MEMBERS: YORKVILLE ADVISORS GLOBAL, LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Nascent Biotech Inc. CENTRAL INDEX KEY: 0001622057 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 450612715 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-92600 FILM NUMBER: 24629163 BUSINESS ADDRESS: STREET 1: 631 US HWY 1, SUITE 407 CITY: NORTH PALM BEACH STATE: FL ZIP: 33408 BUSINESS PHONE: 612-961-5656 MAIL ADDRESS: STREET 1: 631 US HWY 1, SUITE 407 CITY: NORTH PALM BEACH STATE: FL ZIP: 33408 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: YA II PN, Ltd. CENTRAL INDEX KEY: 0001463928 ORGANIZATION NAME: IRS NUMBER: 980615492 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 101 HUDSON STREET #3700 CITY: JERSEY CITY STATE: NJ ZIP: 07302 BUSINESS PHONE: 201 985 8300 MAIL ADDRESS: STREET 1: 101 HUDSON STREET #3700 CITY: JERSEY CITY STATE: NJ ZIP: 07302 FORMER COMPANY: FORMER CONFORMED NAME: YA GLOBAL MASTER SPV, LTD. DATE OF NAME CHANGE: 20130604 FORMER COMPANY: FORMER CONFORMED NAME: YA GLOBAL MASTER SPV LLC DATE OF NAME CHANGE: 20090512 SC 13G/A 1 tm246129d2_sc13ga.htm SC 13G/A

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

AMENDMENT NO.2 to SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

Nascent Biotech Inc.

(Name of Issuer)

 

 

Common Stock, with a par value $0.001 per share

(Title of Class of Securities)

 

63108Q101

(CUSIP Number)

 

December 31, 2023

 

 

(Date of Event, which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information, which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purposes of Section 18 of the Securities and Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act out shall be subject to all other provisions of the Act, (however, see the Notes).

 

 

 

Page 2 

 

CUSIP No. 63108Q101 

 
1. Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only)

 

YA II PN, Ltd.

(98-0615462)

2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a) x

(b) ¨

 
3. SEC Use Only
4. Citizenship or Place of Organization: Cayman Islands

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power:     

 

 

6

Shared Voting Power:      

 


7.

Sole Dispositive Power:      

 

 

  8. Shared Dispositive Power:    

 

 

9. Aggregate Amount Beneficially Owned by Each Reporting Person:      
10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)      ¨

 
11. Percentage of Class Represented by Amount in Row (9):      
12. Type of Reporting Person (See Instructions):    OO  

 

Page 3 

 

CUSIP No. 63108Q101 

 
1. Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only)

 

YA Global Investments II (U.S.), LP

(42-1766918)

2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a) x

(b) ¨


3. SEC Use Only
4. Citizenship or Place of Organization: Delaware

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power:     

 

 

6

Shared Voting Power:      

 


7.

Sole Dispositive Power:      

 

 

  8. Shared Dispositive Power:    

 

 

9. Aggregate Amount Beneficially Owned by Each Reporting Person:      
10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)      ¨

 
11. Percentage of Class Represented by Amount in Row (9):
12. Type of Reporting Person (See Instructions): OO  

 

Page 4 

 

CUSIP No. 63108Q101 

 
1. Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only)

 

YA II GP, LP

(80-0827189)

2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a) x

(b) ¨


3. SEC Use Only
4. Citizenship or Place of Organization: Delaware

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power:     

 

 

6

Shared Voting Power:      

 


7.

Sole Dispositive Power:      

 

 

  8. Shared Dispositive Power:    

 


 

9. Aggregate Amount Beneficially Owned by Each Reporting Person:      
10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)      ¨

 
11. Percentage of Class Represented by Amount in Row (9):
12. Type of Reporting Person (See Instructions): OO  

 

Page 5 

 

CUSIP No. 63108Q101 

 
1. Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only)

 

YAII GP II, LLC

(81-4908890)

2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a) x

(b) ¨


3. SEC Use Only
4. Citizenship or Place of Organization: Delaware

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power:     

 

 

6

Shared Voting Power:      

 


7.

Sole Dispositive Power:      

 

 

  8. Shared Dispositive Power:    

 

 

9. Aggregate Amount Beneficially Owned by Each Reporting Person:      
10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)      ¨

 
11. Percentage of Class Represented by Amount in Row (9):
12. Type of Reporting Person (See Instructions): OO  

 

Page 6 

 

CUSIP No. 63108Q101 

 
1. Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only)

 

Yorkville Advisors Global, LP

(90-0860458)

2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a) x

(b) ¨


3. SEC Use Only
4. Citizenship or Place of Organization: Delaware

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power:     

 

 

6

Shared Voting Power:      

 


7.

Sole Dispositive Power:      

 

 

  8. Shared Dispositive Power:    

 

 

9. Aggregate Amount Beneficially Owned by Each Reporting Person:      
10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)      ¨

 
11. Percentage of Class Represented by Amount in Row (9):
12. Type of Reporting Person (See Instructions): OO  

 

Page 7 

 

CUSIP No. 63108Q101

 
1. Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only)

 

Yorkville Advisors Global II, LLC

(81-4918579)

2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a) x

(b) ¨


3. SEC Use Only
4. Citizenship or Place of Organization: Delaware

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power:     

 

 

6

Shared Voting Power:      

 

 

7.

Sole Dispositive Power:      

 

 

  8. Shared Dispositive Power:    

 

 

9. Aggregate Amount Beneficially Owned by Each Reporting Person:      
10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)      ¨

 
11. Percentage of Class Represented by Amount in Row (9):
12. Type of Reporting Person (See Instructions): OO  

 

Page 8 

 

CUSIP No. 63108Q101 
 
1. Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only)

 

Mark Angelo

 

2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a) x

(b) ¨


3. SEC Use Only
4. Citizenship or Place of Organization: U.S.A.

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power:     

 

 

6

Shared Voting Power:      


 

7.

Sole Dispositive Power:      

 

 

  8. Shared Dispositive Power:    

 

 

9. Aggregate Amount Beneficially Owned by Each Reporting Person:      
10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)      ¨

 
11. Percentage of Class Represented by Amount in Row (9):
12. Type of Reporting Person (See Instructions): OO  

 

Page 9 

 

This Amendment No. 2 is being filed by YA II PN, Ltd., YA Global Investments II (U.S.), Ltd., Yorkville Advisors Global, LP, Yorkville Advisors Global II, LLC, YA II GP, LP and YA II GP II, LLC (collectively, the “Reporting Persons”) and amends, supplements and supersedes, the initial Schedule 13G filed jointly by the Reporting Persons on August 31, 2022 (the “Original Schedule 13G”) and the 13G Amendment No. 1 filed jointly by the Reporting Persons on January 4, 2023.  Except as specifically provided herein, this Amendment No. 2 does not modify any of the information previously reported in the Original Schedule 13G or Amendment No. 1.  Capitalized terms in this Amendment No. 2 have the meanings assigned to them in the Original Schedule 13G and Amendment No. 1. This Amendment No. 2 is the final amendment to the Schedule 13G and constitutes an exit filing for the Reporting Persons

 

Item 1.

 

(a)Name of Issuer:

Nascent Biotech, Inc.

 

(b)Address of Issuer’s Principal Executive Offices

623 17th Street, Suite 4

Vero Beach, Florida 32960

 

Item 2.Identity and Background.

 

(a)Name of Person Filing:

YA II PN, Ltd.

 

(b)Address of Principal Executive Office or, if none, Residence of Reporting Persons:

1012 Springfield Ave.

Mountainside, NJ 07092

 

(c)Citizenship:

Cayman Islands

 

(d)Title of Class of Securities:

Common Stock, with a par value $0.001 per share

 

(e)CUSIP Number:

63108Q101

 

Item 3.If the statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is:

 

  (a) ¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
  (b) ¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
  (c) ¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
  (d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 of the Act (15 U.S.C. 78o);
  (e) ¨ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
  (f) ¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
  (g) ¨ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
  (h) ¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j) ¨ A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); or
  (k) x Group, in accordance with 240.13d(b)(1)(ii)(K).

 

Page 10 

 

Item 4.Ownership

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)Amount beneficially owned:

 

(b)Percentage of Class:

 

(c)Number of shares as to which the person has:

 

(i)Sole Power to vote or to direct the vote: 0
(ii)Shared power to vote or to direct the vote:
(iii)Sole power to dispose or to direct the disposition: 0
(iv)Shared power to dispose or to direct the disposition:

 

 

Item 5.Ownership of Five Percent or Less of a Class:

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.

 

Page 11 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 13, 2024  
   
  REPORTING PERSON:  
   
YA II PN, Ltd.  
   
By: /s/ Robert Munro  
  Robert Munro  
  Chief Compliance Officer  
   
YA Global Investments II (U.S.), Ltd.  
   
By: /s/ Robert Munro  
  Robert Munro  
  Chief Compliance Officer  
   
Yorkville Advisors Global, LP  
   
By: Yorkville Advisors Global, LLC  
Its: General Partner  
   
By: /s/ Robert Munro  
  Robert Munro  
  Chief Compliance Officer  
   
Yorkville Advisors Global II, LLC  
   
By: /s/ Robert Munro  
  Robert Munro  
  Chief Compliance Officer  
   
YA II GP, LP  
   
By: YAII GP II, LLC  
Its: General Partner  
   
By: /s/ Robert Munro  
  Robert Munro  
  Chief Compliance Officer  
   
YAII GP II, LLC  
   
By: /s/ Robert Munro  
  Robert Munro  
  Chief Compliance Officer  

 

 

EX-99.1 2 tm246129d2_ex99-1.htm EXHIBIT 99.1

 

EXHIBIT 99.1

 

JOINT FILING AGREEMENT

 

The undersigned hereby agree that the statement on Schedule 13G with respect to the equity securities of Nascent Biotech, Inc. is, and any amendment thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended. The undersigned hereby further agree that this Joint Filing Agreement be included as an exhibit to such statement and any such amendment. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein but shall not be responsible for the completeness and accuracy of the information concerning the others. This Joint Filing Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

 

Dated: February 13, 2024

 

YA II PN, Ltd.  
   
By: /s/ Robert Munro  
  Robert Munro  
  Chief Compliance Officer  
   
YA Global Investments II (U.S.), Ltd.  
   
By: /s/ Robert Munro  
  Robert Munro  
  Chief Compliance Officer  
   
Yorkville Advisors Global, LP  
   
By: Yorkville Advisors Global, LLC  
Its: General Partner  
   
By: /s/ Robert Munro  
  Robert Munro  
  Chief Compliance Officer  
   
Yorkville Advisors Global II, LLC  
   
By: /s/ Robert Munro  
  Robert Munro  
  Chief Compliance Officer  
   
YA II GP, LP  
   
By: YAII GP II LLC  
Its: General Partner  
   
By: /s/ Robert Munro  
  Robert Munro  
  Chief Compliance Officer  
   
YAII GP II LLC  
   
By: /s/ Robert Munro  
  Robert Munro  
  Chief Compliance Officer