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Form S-4/A - Registration of securities, business combinations: [Amend]
SEC Accession No. 0001047469-14-006001
Filing Date
2014-07-02
Accepted
2014-07-02 17:14:30
Documents
11

Document Format Files

Seq Description Document Type Size
1 S-4/A a2219041zs-4a.htm S-4/A 6743216
2 EX-12.1 a2219041zex-12_1.htm EX-12.1 117392
3 EX-23.1 a2219041zex-23_1.htm EX-23.1 2690
4 EX-99.1 a2219041zex-99_1.htm EX-99.1 210666
5 G90618.JPG g90618.jpg GRAPHIC 5914
6 G776382.JPG g776382.jpg GRAPHIC 23104
7 G316906.JPG g316906.jpg GRAPHIC 22207
8 G73912OK07I001.GIF g73912ok07i001.gif GRAPHIC 110809
9 G73912OK07I002.GIF g73912ok07i002.gif GRAPHIC 152961
10 G73912OK07I003.GIF g73912ok07i003.gif GRAPHIC 144629
11 G73912OK07I004.GIF g73912ok07i004.gif GRAPHIC 100868
  Complete submission text file 0001047469-14-006001.txt   7857451
Mailing Address 2049 CENTURY PARK EAST 16TH FLOOR LOS ANGELES CA 90067
Business Address 2049 CENTURY PARK EAST 16TH FLOOR LOS ANGELES CA 90067 (310) 552-5114
NWQ INVESTMENT MANAGEMENT COMPANY, LLC (Filer) CIK: 0000763848 (see all company filings)

IRS No.: 470875103 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-194535-06 | Film No.: 14957618

Mailing Address 333 WEST WACKER DR CHICAGO IL 60606
Business Address 333 W WACKER DR CHICAGO IL 60606 3129177700
NUVEEN INVESTMENTS INC (Filer) CIK: 0000885708 (see all company filings)

IRS No.: 363817266 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-194535 | Film No.: 14957608
SIC: 6282 Investment Advice

Mailing Address 4720 IDS TOWER 80 SOUTH 8TH ST MINNEAPOLIS MN 55402
Business Address 4720 IDS TOWER 80 SOUTH 8TH ST MINNEAPOLIS MN 55402 6123769122
Winslow Capital Management, LLC (Filer) CIK: 0000900973 (see all company filings)

IRS No.: 900860898 | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-194535-07 | Film No.: 14957607

Mailing Address 555 CALIFORNIA STREET SUITE 2975 SAN FRANCISCO CA 94104
Business Address 555 CALIFORNIA STREET SUITE 2975 SAN FRANCISCO CA 94104 4156764000
SYMPHONY ASSET MANAGEMENT LLC (Filer) CIK: 0001030815 (see all company filings)

IRS No.: 943252504 | State of Incorp.: CA | Fiscal Year End: 0331
Type: S-4/A | Act: 33 | File No.: 333-194535-08 | Film No.: 14957606

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-8146
Nuveen Fund Advisors, LLC (Filer) CIK: 0001311016 (see all company filings)

IRS No.: 310942504 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-194535-09 | Film No.: 14957605

Mailing Address 2049 CENTURY PARK EAST 20TH FLOOR LOS ANGELES CA 90067
Business Address 2049 CENTURY PARK EAST 20TH FLOOR LOS ANGELES CA 90067 (310) 552-5114
Tradewinds Global Investors, LLC (Filer) CIK: 0001383221 (see all company filings)

IRS No.: 020767178 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-194535-04 | Film No.: 14957604

Mailing Address C/O MADISON DEARBORN PARTNERS, LLC THREE FIRST NATIONAL PLAZA CHICAGO IL 60602
Business Address C/O MADISON DEARBORN PARTNERS, LLC THREE FIRST NATIONAL PLAZA CHICAGO IL 60602 312-895-1001
Windy City Investments, Inc. (Filer) CIK: 0001426493 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-194535-13 | Film No.: 14957617

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Advisers Inc. (Filer) CIK: 0001463373 (see all company filings)

IRS No.: 043714572 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-194535-12 | Film No.: 14957616

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Holdings, Inc. (Filer) CIK: 0001463885 (see all company filings)

IRS No.: 367364377 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-194535-11 | Film No.: 14957615

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Santa Barbara Asset Management, LLC (Filer) CIK: 0001463898 (see all company filings)

IRS No.: 203432117 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-194535-05 | Film No.: 14957614

Mailing Address C/O NUVEEN INVESTMENTS 333 W. WACKER DRIVE, SUITE 2900 CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS 333 W. WACKER DRIVE, SUITE 2900 CHICAGO IL 60606 312-917-7700
Nuveen Commodities Asset Management, LLC (Filer) CIK: 0001502102 (see all company filings)

IRS No.: 421683694 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-194535-10 | Film No.: 14957613

Mailing Address C/O NUVEEN INVESTMENTS 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS 333 W. WACKER DRIVE CHICAGO IL 60606 (312) 917-7700
Nuveen Asset Management, LLC (Filer) CIK: 0001521019 (see all company filings)

IRS No.: 274357327 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-194535-14 | Film No.: 14957612

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 3129177700
Nuveen WCM Holdings, LLC (Filer) CIK: 0001602161 (see all company filings)

IRS No.: 371695518 | State of Incorp.: IL
Type: S-4/A | Act: 33 | File No.: 333-194535-01 | Film No.: 14957611

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 3129177700
Nuveen Tradewinds Holdings, LLC (Filer) CIK: 0001602169 (see all company filings)

IRS No.: 020767175 | State of Incorp.: DE
Type: S-4/A | Act: 33 | File No.: 333-194535-02 | Film No.: 14957610

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 3129177700
Nuveen NWQ Holdings, LLC (Filer) CIK: 0001602171 (see all company filings)

IRS No.: 364709028 | State of Incorp.: DE
Type: S-4/A | Act: 33 | File No.: 333-194535-03 | Film No.: 14957609