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Form S-4 - Registration of securities, business combinations:
SEC Accession No. 0001047469-14-002319
Filing Date
2014-03-13
Accepted
2014-03-13 16:04:35
Documents
61

Document Format Files

Seq Description Document Type Size
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11 EX-3.10 a2218794zex-3_10.htm EX-3.10 35210
12 EX-3.11 a2218794zex-3_11.htm EX-3.11 58492
13 EX-3.12 a2218794zex-3_12.htm EX-3.12 6724
14 EX-3.13 a2218794zex-3_13.htm EX-3.13 28733
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  Complete submission text file 0001047469-14-002319.txt   13837423
Mailing Address 2049 CENTURY PARK EAST 16TH FLOOR LOS ANGELES CA 90067
Business Address 2049 CENTURY PARK EAST 16TH FLOOR LOS ANGELES CA 90067 (310) 552-5114
NWQ INVESTMENT MANAGEMENT COMPANY, LLC (Filer) CIK: 0000763848 (see all company filings)

IRS No.: 470875103 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-194535-06 | Film No.: 14691034

Mailing Address 333 WEST WACKER DR CHICAGO IL 60606
Business Address 333 W WACKER DR CHICAGO IL 60606 3129177700
NUVEEN INVESTMENTS INC (Filer) CIK: 0000885708 (see all company filings)

IRS No.: 363817266 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-194535 | Film No.: 14691042
SIC: 6282 Investment Advice

Mailing Address 4720 IDS TOWER 80 SOUTH 8TH ST MINNEAPOLIS MN 55402
Business Address 4720 IDS TOWER 80 SOUTH 8TH ST MINNEAPOLIS MN 55402 6123769122
Winslow Capital Management, LLC (Filer) CIK: 0000900973 (see all company filings)

IRS No.: 900860898 | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-194535-07 | Film No.: 14691035

Mailing Address 555 CALIFORNIA STREET SUITE 2975 SAN FRANCISCO CA 94104
Business Address 555 CALIFORNIA STREET SUITE 2975 SAN FRANCISCO CA 94104 4156764000
SYMPHONY ASSET MANAGEMENT LLC (Filer) CIK: 0001030815 (see all company filings)

IRS No.: 943252504 | State of Incorp.: CA | Fiscal Year End: 0331
Type: S-4 | Act: 33 | File No.: 333-194535-08 | Film No.: 14691036

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-8146
Nuveen Fund Advisors, LLC (Filer) CIK: 0001311016 (see all company filings)

IRS No.: 310942504 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-194535-09 | Film No.: 14691037

Mailing Address 2049 CENTURY PARK EAST 20TH FLOOR LOS ANGELES CA 90067
Business Address 2049 CENTURY PARK EAST 20TH FLOOR LOS ANGELES CA 90067 (310) 552-5114
Tradewinds Global Investors, LLC (Filer) CIK: 0001383221 (see all company filings)

IRS No.: 020767178 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-194535-04 | Film No.: 14691032

Mailing Address C/O MADISON DEARBORN PARTNERS, LLC THREE FIRST NATIONAL PLAZA CHICAGO IL 60602
Business Address C/O MADISON DEARBORN PARTNERS, LLC THREE FIRST NATIONAL PLAZA CHICAGO IL 60602 312-895-1001
Windy City Investments, Inc. (Filer) CIK: 0001426493 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-194535-13 | Film No.: 14691041

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Advisers Inc. (Filer) CIK: 0001463373 (see all company filings)

IRS No.: 043714572 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-194535-12 | Film No.: 14691040

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Holdings, Inc. (Filer) CIK: 0001463885 (see all company filings)

IRS No.: 367364377 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-194535-11 | Film No.: 14691039

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Santa Barbara Asset Management, LLC (Filer) CIK: 0001463898 (see all company filings)

IRS No.: 203432117 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-194535-05 | Film No.: 14691033

Mailing Address C/O NUVEEN INVESTMENTS 333 W. WACKER DRIVE, SUITE 2900 CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS 333 W. WACKER DRIVE, SUITE 2900 CHICAGO IL 60606 312-917-7700
Nuveen Commodities Asset Management, LLC (Filer) CIK: 0001502102 (see all company filings)

IRS No.: 421683694 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-194535-10 | Film No.: 14691038

Mailing Address C/O NUVEEN INVESTMENTS 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS 333 W. WACKER DRIVE CHICAGO IL 60606 (312) 917-7700
Nuveen Asset Management, LLC (Filer) CIK: 0001521019 (see all company filings)

IRS No.: 274357327 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-194535-14 | Film No.: 14691043

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 3129177700
Nuveen WCM Holdings, LLC (Filer) CIK: 0001602161 (see all company filings)

IRS No.: 371695518 | State of Incorp.: IL
Type: S-4 | Act: 33 | File No.: 333-194535-01 | Film No.: 14691029

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 3129177700
Nuveen Tradewinds Holdings, LLC (Filer) CIK: 0001602169 (see all company filings)

IRS No.: 020767175 | State of Incorp.: DE
Type: S-4 | Act: 33 | File No.: 333-194535-02 | Film No.: 14691030

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 3129177700
Nuveen NWQ Holdings, LLC (Filer) CIK: 0001602171 (see all company filings)

IRS No.: 364709028 | State of Incorp.: DE
Type: S-4 | Act: 33 | File No.: 333-194535-03 | Film No.: 14691031