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Form S-4 - Registration of securities, business combinations:
SEC Accession No. 0001047469-09-005552
Filing Date
2009-05-13
Accepted
2009-05-13 17:19:10
Documents
23

Document Format Files

Seq Description Document Type Size
1 S-4 a2192960zs-4.htm S-4 3287605
2 EXHIBIT 3.3 a2192960zex-3_3.htm EX-3.3 26446
3 EX-4.4 a2192960zex-4_4.htm EX-4.4 279075
4 EXHIBIT 10.1 a2192960zex-10_1.htm EX-10.1 39869
5 EXHIBIT 10.8 a2192960zex-10_8.htm EX-10.8 35089
6 EXHIBIT 10.9 a2192960zex-10_9.htm EX-10.9 73648
7 EXHIBIT 10.10 a2192960zex-10_10.htm EX-10.10 72793
8 EXHIBIT 10.11 a2192960zex-10_11.htm EX-10.11 73553
9 EXHIBIT 10.12 a2192960zex-10_12.htm EX-10.12 74782
10 EXHIBIT 10.13 a2192960zex-10_13.htm EX-10.13 116314
11 EXHIBIT 10.14 a2192960zex-10_14.htm EX-10.14 99528
12 EXHIBIT 10.15 a2192960zex-10_15.htm EX-10.15 109298
13 EXHIBIT 10.16 a2192960zex-10_16.htm EX-10.16 129489
14 EXHIBIT 12 a2192960zex-12.htm EX-12 74683
15 EXHIBIT 21 a2192960zex-21.htm EX-21 15351
16 EXHIBIT 23.1 a2192960zex-23_1.htm EX-23.1 3644
17 EXHIBIT 25 a2192960zex-25.htm EX-25 87098
18 EXHIBIT 99.1 a2192960zex-99_1.htm EX-99.1 105195
19 EXHIBIT 99.2 a2192960zex-99_2.htm EX-99.2 9959
20 EXHIBIT 99.3 a2192960zex-99_3.htm EX-99.3 16432
21 EXHIBIT 99.4 a2192960zex-99_4.htm EX-99.4 26311
22 G710765.JPG g710765.jpg GRAPHIC 10782
23 G129892KM07I001.JPG g129892km07i001.jpg GRAPHIC 553
  Complete submission text file 0001047469-09-005552.txt   4782205
Mailing Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067
Business Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067 (310) 552-5114
NWQ INVESTMENT MANAGEMENT CO LLC (Filer) CIK: 0000763848 (see all company filings)

IRS No.: 470875103 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-159221-07 | Film No.: 09823575

Mailing Address 333 WEST WACKER DR CHICAGO IL 60606
Business Address 333 W WACKER DR CHICAGO IL 60606 3129177700
NUVEEN INVESTMENTS INC (Filer) CIK: 0000885708 (see all company filings)

IRS No.: 363817266 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-159221 | Film No.: 09823576
SIC: 6282 Investment Advice

Mailing Address 555 CALIFORNIA STREET SUITE 2975 SAN FRANCISCO CA 94104
Business Address 555 CALIFORNIA STREET SUITE 2975 SAN FRANCISCO CA 94104 4156764000
SYMPHONY ASSET MANAGEMENT LLC (Filer) CIK: 0001030815 (see all company filings)

IRS No.: 943252504 | State of Incorp.: CA | Fiscal Year End: 0331
Type: S-4 | Act: 33 | File No.: 333-159221-03 | Film No.: 09823571

Mailing Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067
Business Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067 (310) 552-5114
Tradewinds Global Investors, LLC (Filer) CIK: 0001383221 (see all company filings)

IRS No.: 020767178 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-159221-02 | Film No.: 09823570

Mailing Address C/O MADISON DEARBORN PARTNERS, LLC THREE FIRST NATIONAL PLAZA CHICAGO IL 60602
Business Address C/O MADISON DEARBORN PARTNERS, LLC THREE FIRST NATIONAL PLAZA CHICAGO IL 60602 312-895-1001
Windy City Investments, Inc. (Filer) CIK: 0001426493 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-159221-13 | Film No.: 09823582

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-461-1100
Nuveen HydePark Group, LLC (Filer) CIK: 0001426787 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-159221-12 | Film No.: 09823581

Mailing Address 333 WEST WACKER DRIVE CHICAGO IL 60606
Business Address 333 WEST WACKER DRIVE CHICAGO IL 60606 312-461-1100
Nuveen Investment Solutions, Inc. (Filer) CIK: 0001456515 (see all company filings)

IRS No.: 363293941 | State of Incorp.: IL | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-159221-06 | Film No.: 09823574

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Institutional Services Group LLC (Filer) CIK: 0001463372 (see all company filings)

IRS No.: 861071549 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-159221-08 | Film No.: 09823577

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Advisers Inc. (Filer) CIK: 0001463373 (see all company filings)

IRS No.: 043714572 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-159221-10 | Film No.: 09823579

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Winslow Capital Management, Inc. (Filer) CIK: 0001463881 (see all company filings)

IRS No.: 411719690 | State of Incorp.: MN | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-159221-01 | Film No.: 09823569

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Rittenhouse Asset Management, Inc. (Filer) CIK: 0001463882 (see all company filings)

IRS No.: 232119472 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-159221-05 | Film No.: 09823573

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
NWQ Holdings, LLC (Filer) CIK: 0001463884 (see all company filings)

IRS No.: 020767175 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-159221-14 | Film No.: 09823583

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Holdings, Inc. (Filer) CIK: 0001463885 (see all company filings)

IRS No.: 367364377 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-159221-09 | Film No.: 09823578

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Asset Management (Filer) CIK: 0001463893 (see all company filings)

IRS No.: 310942504 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-159221-11 | Film No.: 09823580

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Santa Barbara Asset Management, LLC (Filer) CIK: 0001463898 (see all company filings)

IRS No.: 203432117 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-159221-04 | Film No.: 09823572