The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE |
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| Report for the Calendar Year or Quarter Ended: | 09-30-2016 |
| Check here if Amendment | Amendment Number: | |
| This Amendment (Check only one.): | is a restatement. | |
| adds new holdings entries. |
| Institutional Investment Manager Filing this Report: | |
| Name: | UNITED CAPITAL FINANCIAL ADVISERS, LLC |
| Address: | 620 NEWPORT CENTER DRIVE |
| SUITE 500 | |
| NEWPORT BEACH, CA 92660 | |
| Form 13F File Number: | 028-13508 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: | ||||
| Name: | Phila Lee | |||
| Title: | Director of Compliance | |||
| Phone: | 9499998500 | |||
| Signature, Place, and Date of Signing: | ||||
| Phila Lee | Newport Beach, CA | 11-14-2016 | ||
| [Signature] | [City, State] | [Date] | ||
| Report Type (Check only one.): | |
| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | |
| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | |
| X | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
| List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] | |||
| Form 13F File Number | Name | ||
| 028-13399 | ADVISOR PARTNERS LLC | ||
| 028-12578 | Advisors Asset Management, Inc. | ||
| 028-12131 | American Assets Investment Management, LLC | ||
| 028-12016 | BlackRock Investment Management, LLC | ||
| 028-05775 | Brown Advisory LLC | ||
| 028-05029 | CHURCHILL MANAGEMENT Corp | ||
| 028-11611 | Clearbridge Investments, LLC | ||
| 028-10477 | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | ||
| 028-13023 | Dana Investment Advisors, Inc. | ||
| 028-13411 | ENVESTNET ASSET MANAGEMENT INC | ||
| 028-10991 | FAYEZ SAROFIM & CO | ||
| 028-00126 | GLENMEDE TRUST CO NA | ||
| 028-14862 | Granite Investment Partners, LLC | ||
| 028-00255 | Invesco Advisers, Inc. | ||
| 028-06810 | KEELEY ASSET MANAGEMENT CORP | ||
| 028-00398 | LOOMIS SAYLES & CO L P | ||
| 028-03692 | MILLER HOWARD INVESTMENTS INC /NY | ||
| 028-00288 | MONTAG & CALDWELL, LLC | ||
| 028-00454 | NEUBERGER BERMAN LLC | ||
| 028-13466 | NorthCoast Asset Management LLC | ||
| 028-14498 | Nuveen Asset Management, LLC | ||
| 028-04558 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | ||
| 028-14013 | PAYDEN & RYGEL | ||
| 028-01549 | PRINCIPAL GLOBAL INVESTORS | ||
| 028-12234 | Redwood Investments, LLC | ||
| 028-16475 | SEI INVESTMENTS MANAGEMENT CORP | ||
| 028-03489 | SOUTHERNSUN ASSET MANAGEMENT, LLC | ||
| 028-06451 | STERLING CAPITAL MANAGEMENT LLC | ||
| 028-10245 | WESTERN ASSET MANAGEMENT CO | ||
| 028-03676 | Winslow Capital Management, LLC | ||
| 028-01666 | EAGLE ASSET MANAGEMENT INC | ||
| 028-10469 | LAZARD ASSET MANAGEMENT LLC | ||
| 028-05621 | SANTA BARBARA ASSET MANAGEMENT, LLC | ||
| 028-02757 | DALTON GREINER HARTMAN MAHER & CO | ||
| Form 13F Summary Page | |||||
| Report Summary: | |||||
| Number of Other Included Managers: | 0 | ||||
| Form 13F Information Table Entry Total: | 1,256 | ||||
| Form 13F Information Table Value Total: | 10,298,245 | ||||
| (thousands) | |||||
| List of Other Included Managers: | |||
| Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. | |||
| [If there are no entries in this list, state “NONE” and omit the column headings and list entries.] | |||
| NONE | |||