Chief Compliance Officer

0001463217-14-000013.txt : 20140813 0001463217-14-000013.hdr.sgml : 20140813 20140812185917 ACCESSION NUMBER: 0001463217-14-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140813 DATE AS OF CHANGE: 20140812 EFFECTIVENESS DATE: 20140813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED CAPITAL FINANCIAL ADVISERS, LLC CENTRAL INDEX KEY: 0001463217 IRS NUMBER: 270493248 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13508 FILM NUMBER: 141035381 BUSINESS ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: SECOND FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-999-8500 MAIL ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: SECOND FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: UNITED CAPTIAL FINANCIAL ADVISERS, LLC DATE OF NAME CHANGE: 20130814 FORMER COMPANY: FORMER CONFORMED NAME: UNITED CAPITAL FINANCIAL ADVISERS, LLC DATE OF NAME CHANGE: 20110509 FORMER COMPANY: FORMER CONFORMED NAME: UNITED CAPITAL FINANCIAL ADVISERS,INC. DATE OF NAME CHANGE: 20090501 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001463217 XXXXXXXX 06-30-2014 06-30-2014 UNITED CAPITAL FINANCIAL ADVISERS, LLC

500 NEWPORT CENTER DRIVE SECOND FLOOR NEWPORT BEACH CA 92660

13F COMBINATION REPORT 028-13508 0001297376 028-12578 Advisors Asset Management, Inc. 0000902584 028-05637 ADVISORY RESEARCH INC 0001389256 028-12131 American Assets Investment Management, LLC 0001305227 028-12016 BlackRock Investment Management, LLC 0001348883 028-11611 Clearbridge Investments, LLC 0000728575 028-01203 CS MCKEE LP 0001427514 028-13023 Dana Investment Advisors, Inc. 0000003520 028-00869 FRED ALGER MANAGEMENT INC 0001542266 028-14862 Granite Investment Partners, LLC 0000812295 028-01343 JANUS CAPITAL MANAGEMENT LLC 0001056504 028-06810 KEELEY ASSET MANAGEMENT CORP 0001207017 028-10469 LAZARD ASSET MANAGEMENT LLC 0000312348 028-00398 LOOMIS SAYLES & CO L P 0000903947 028-03692 MILLER HOWARD INVESTMENTS INC /NY 0000728774 028-00454 NEUBERGER BERMAN LLC 0001042008 028-06536 AEW CAPITAL MANAGEMENT INC 0001456227 028-13466 NorthCoast Asset Management LLC 0001521019 028-14498 Nuveen Asset Management, LLC 0000919219 028-14013 PAYDEN & RYGEL 0001386060 028-12484 Boston Partners 0001089755 028-03489 SOUTHERNSUN ASSET MANAGEMENT, LLC 0001133527 028-06451 STERLING CAPITAL MANAGEMENT LLC 0001145020 028-06605 THORNBURG INVESTMENT MANAGEMENT INC 0001138897 028-10245 WESTERN ASSET MANAGEMENT CO 0000845563 028-02405 COHEN & STEERS CAPITAL MANAGEMENT INC 0000790502 028-01666 EAGLE ASSET MANAGEMENT INC 0000937729 028-10991 FAYEZ SAROFIM & CO 0000728100 028-00413 LORD, ABBETT & CO. LLC 0000067698 028-00288 MONTAG & CALDWELL, LLC 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 0001056593 028-04691 SCHAFER CULLEN CAPITAL MANAGEMENT INC 0001259887 028-10665 LONDON CO OF VIRGINIA 0000105692 028-01204 WHV Investment Management, Inc. 0000900973 028-03676 Winslow Capital Management, LLC N Michael A. Herman Chief Compliance Officer 949-999-8500 Michael A. Herman Newport Beach CA 08-12-2014 0 779 5389959 false INFORMATION TABLE 2 ucfa13hr06302014.xml UCFA13FHRIT06302014 3M Co Common Stock 88579y101 10680 74563 SH SOLE 53684 0 20879 Abbott Laboratories Common Stock 002824100 13549 331277 SH SOLE 161877 0 169400 Abbvie Inc Common Stock 00287Y109 10591 187651 SH SOLE 117637 0 70014 Accenture PLC Common Stock G1151C101 9897 122421 SH SOLE 82718 0 39704 Activision Blizzard Inc Common Stock 00507V109 5364 240533 SH SOLE 193585 0 46948 Adobe Systems Inc Common Stock 00724F101 1215 16788 SH SOLE 7313 0 9475 ADT Corp/The Common Stock 00101j106 3227 92357 SH SOLE 84788 0 7569 Advanced Semiconductor Engineering Inc ADR 00756M404 1349 207474 SH SOLE 154277 0 53197 AdvisorShares TrimTabs Float Shrink ETF ETP 00768Y818 2692 52545 SH SOLE 0 0 52545 AECOM Technology Corp. 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192495 SH SOLE 147556 0 44939 Cinemark Holdings Inc Common Stock 17243V102 1525 43133 SH SOLE 29495 0 13638 Cisco Systems Inc Common Stock 17275R102 17607 708539 SH SOLE 548145 0 160394 Citigroup Inc Common Stock 172967424 11213 238062 SH SOLE 162543 0 75519 Clean Harbors Inc Common Stock 184496107 655 10201 SH SOLE 7607 0 2594 Cliffs Natural Resources Inc Common Stock 18683K101 422 28027 SH SOLE 27 0 28000 CME Group Inc/IL Common Stock 12572Q105 8950 126146 SH SOLE 53591 0 72555 Coach Inc Common Stock 189754104 4220 123441 SH SOLE 73996 0 49445 Cobalt International Energy Inc Common Stock 19075F106 867 47269 SH SOLE 279 0 46990 Coca-Cola Co Common Stock 191216100 12167 287218 SH SOLE 192246 0 94971 Coca-Cola Enterprises Inc Common Stock 19122T109 3637 76117 SH SOLE 62730 0 13387 Cohen & Steers REIT & Preferred Inc Closed-End Fund 19247X100 484 26847 SH SOLE 15773 0 11074 Colgate-Palmolive Co Common Stock 194162103 17823 261415 SH SOLE 168055 0 93360 Colony Financial Inc REIT 19624R106 335 14438 SH SOLE 10945 0 3493 Comcast Corp Common Stock 20030N101 1355 25249 SH SOLE 23246 0 2003 Commonwealth REIT 6.5% Conv Pfd PUBLIC 203233408 3251 132750 SH SOLE 78000 0 54750 ConAgra Foods Inc Common Stock 205887102 2508 84501 SH SOLE 76630 0 7871 Conatus Pharmaceuticals Inc Common Stock 20600T108 1247 136893 SH SOLE 76287 0 60606 ConocoPhillips Common Stock 20825C104 22087 257634 SH SOLE 241225 0 16409 Consumer Staples Select Sector SPDR ETP 81369Y308 34333 769457 SH SOLE 637944 0 131512 Copart Inc Common Stock 217204106 8279 230232 SH SOLE 226048 0 4184 CoreSite Realty Corp REIT 21870Q105 1575 47633 SH SOLE 37680 0 9953 Corning Inc Common Stock 219350105 2956 134649 SH SOLE 55115 0 79534 Costco Wholesale Corp Common Stock 22160K105 3225 28003 SH SOLE 23990 0 4013 Covidien PLC Common Stock G2554F113 4118 45664 SH SOLE 39026 0 6638 CSX Corp Common Stock 126408103 465 15082 SH SOLE 11322 0 3760 Cti Biopharma Corp Com Common Stock 12648L106 474 168537 SH SOLE 36301 0 132236 Cumberland Pharmaceuticals Inc Common Stock 230770109 889 197646 SH SOLE 197646 0 0 CVS Caremark Corp Common Stock 126650100 5837 77449 SH SOLE 47311 0 30139 Cyrusone Inc REIT 23283R100 515 20685 SH SOLE 16094 0 4591 Danaher Corp Common Stock 235851102 28751 365184 SH SOLE 255631 0 109553 Darling Ingredients Inc Common Stock 237266101 671 32104 SH SOLE 24102 0 8002 db X-trackers MSCI EAFE Hedged Eq ETF ETP 233051200 853 30899 SH SOLE 30899 0 0 Deere & Co Common Stock 244199105 2532 27967 SH SOLE 13987 0 13980 Delta Air Lines Inc Common Stock 247361702 3417 88246 SH SOLE 82498 0 5748 Deluxe Corp Common Stock 248019101 7623 130130 SH SOLE 127799 0 2331 Deutsche Bank AG Common Stock D18190898 607 17242 SH SOLE 14052 0 3190 Devon Energy Corp Common Stock 25179M103 2653 33416 SH SOLE 29571 0 3844 DexCom Inc Common Stock 252131107 526 13262 SH SOLE 13262 0 0 Diageo PLC ADR 25243Q205 1392 10940 SH SOLE 8414 0 2526 Dick's Sporting Goods Inc Common Stock 253393102 2165 46506 SH SOLE 39078 0 7428 Digital Realty Trust Inc REIT 253868103 1338 22950 SH SOLE 17431 0 5519 DIRECTV Common Stock 25490A309 960 11289 SH SOLE 2501 0 8788 Direxion Daily 20+ Yr Trsy Bear 3X Shrs ETP 25459Y678 8627 178732 SH SOLE 141978 0 36754 Discover Financial Services Common Stock 254709108 695 11209 SH SOLE 10721 0 488 Dominion Resources Inc/VA Common Stock 25746U109 2450 34257 SH SOLE 25449 0 8808 Dow Chemical Co Common Stock 260543103 1092 21222 SH SOLE 18188 0 3034 Dr Reddy Laboratories Ltd ADR 256135203 737 17090 SH SOLE 0 0 17090 Duke Energy Common Stock 26441C204 6689 90154 SH SOLE 77355 0 12799 Duke Realty Corp REIT 264411505 3046 167715 SH SOLE 127366 0 40349 E I du Pont de Nemours & Company Common Stock 263534109 4890 74720 SH SOLE 35192 0 39528 Eagle Bancorp Inc Common Stock 268948106 1932 57240 SH SOLE 50454 0 6786 EastGroup Properties Inc REIT 277276101 1719 26760 SH SOLE 18089 0 8671 Eaton Corp PLC Common Stock G29183103 1304 16894 SH SOLE 15531 0 1363 Eaton Vance Ltd Dur Income Fd Closed-End Fund 27828H105 471 30201 SH SOLE 17496 0 12705 eBay Inc Common Stock 278642103 1651 32971 SH SOLE 16673 0 16298 Education Realty Trust Inc REIT 28140H104 472 43918 SH SOLE 33904 0 10014 EGShares India Infrastructure ETP 268461845 744 50138 SH SOLE 40874 0 9264 E-House China Holdings Ltd ADR 26852W103 665 76829 SH SOLE 59329 0 17500 Eli Lilly and Co Common Stock 532457108 1851 29774 SH SOLE 22034 0 7740 EMC Corporation Common Stock 268648102 16967 644137 SH SOLE 572469 0 71668 Emerson Electric Co Common Stock 291011104 20098 302867 SH SOLE 196402 0 106465 Encana Corp Common Stock 292505104 4109 173319 SH SOLE 151984 0 21335 Encore Capital Group Inc Common Stock 292554102 645 14208 SH SOLE 11188 0 3020 Endurance Specialty Holdings Ltd Common Stock G30397106 807 15637 SH SOLE 2225 0 13412 Energy Select Sector SPDR ETP 81369Y506 14239 142251 SH SOLE 108617 0 33634 Energy Transfer Equity LP MLP 29273V100 9643 163599 SH SOLE 108733 0 54866 Energy Transfer Partners LP MLP 29273R109 730 12588 SH SOLE 8942 0 3646 Ensco PLC Common Stock G3157S106 3698 66552 SH SOLE 59682 0 6870 Enterprise Products Partners LP MLP 293792107 29004 370469 SH SOLE 270624 0 99845 EOG Resources Inc Common Stock 26875P101 10460 89506 SH SOLE 69615 0 19891 EQT Corp Common Stock 26884L109 12548 117379 SH SOLE 115718 0 1661 EV Energy Partners LP MLP 26926V107 2283 57625 SH SOLE 50381 0 7244 EV Floating Rate Income Common Closed-End Fund 278279104 2878 190701 SH SOLE 125717 0 64984 EV Senior Floating Rate Common Closed-End Fund 27828Q105 2933 197223 SH SOLE 131065 0 66158 Exelon Corp Common Stock 30161N101 656 17975 SH SOLE 13015 0 4960 Expedia Inc Common Stock 30212P303 6903 87645 SH SOLE 86406 0 1239 Express Scripts Common Stock 30219G108 2107 30384 SH SOLE 21854 0 8530 Extra Space Storage Inc REIT 30225T102 1995 37472 SH SOLE 29559 0 7913 Exxon Mobil Corporation Common Stock 30231G102 47953 476287 SH SOLE 399847 0 76441 F5 Networks Inc Common Stock 315616102 8378 75177 SH SOLE 73463 0 1714 Facebook Inc Common Stock 30303M102 1746 25952 SH SOLE 16569 0 9383 Fauquier Bankshares Inc Common Stock 312059108 211 13912 SH SOLE 1112 0 12800 FBL Financial Group Inc Common Stock 30239F106 3083 67014 SH SOLE 67014 0 0 Federal Realty Investment Trust REIT 313747206 1833 15159 SH SOLE 7271 0 7888 Fid/Claymore MLP Opportunity Common Closed-End Fund 31647Q106 3092 107500 SH SOLE 60347 0 47154 Fifth Third Bancorp Common Stock 316773100 1737 81348 SH SOLE 80473 0 875 Financial Select Sector SPDR ETP 81369Y605 75960 3340390 SH SOLE 2624045 0 716345 First Interstate Bancsystem Common Stock 32055Y201 600 22076 SH SOLE 17692 0 4384 First Tr Global Wind Energy Etf ETP 33736G106 749 56143 SH SOLE 45525 0 10618 First Trust Biotech Index ETP 33733E203 1269 15411 SH SOLE 401 0 15010 First Trust Consumer Staples AlphaDEX ETP 33734X119 2215 55630 SH SOLE 44725 0 10905 First Trust Inter Dur Pref & Income Fund Closed-End Fund 33718W103 449 19615 SH SOLE 11281 0 8334 First Trust Utilities AlphaDEX ETP 33734X184 2140 89704 SH SOLE 72853 0 16851 Fiserv Inc Common Stock 337738108 1524 25266 SH SOLE 11430 0 13836 FlexShares Mstar Gbl Upstrm Nat Res ETF ETP 33939L407 523 13981 SH SOLE 8783 0 5198 Flowers Foods Inc Common Stock 343498101 2472 117279 SH SOLE 84519 0 32760 Flowserve Corp Common Stock 34354P105 1231 16553 SH SOLE 12638 0 3915 Fluor Corp Common Stock 343412102 1005 13069 SH SOLE 9821 0 3248 FMC Corporation Common Stock 302491303 2269 31867 SH SOLE 22891 0 8976 Ford Motor Co Common Stock 345370860 6878 398941 SH SOLE 331208 0 67733 Fortress Investment Group LLC MLP 34958B106 414 55662 SH SOLE 0 0 55662 Franklin Templeton Ltd Duration Income Closed-End Fund 35472T101 523 40020 SH SOLE 23059 0 16961 Freeport-McMoRan Inc Common Stock 35671D857 1536 42082 SH SOLE 12804 0 29278 FS Investment Corp Common Stock 302635107 1217 114315 SH SOLE 114315 0 0 General Electric Co Common Stock 369604103 34983 1331159 SH SOLE 880626 0 450534 General Mills Inc Common Stock 370334104 2539 48328 SH SOLE 46798 0 1530 Genworth Financial Inc Common Stock 37247D106 201 11579 SH SOLE 11579 0 0 Gilead Sciences Inc Common Stock 375558103 9066 109351 SH SOLE 77857 0 31494 Gladstone Capital Corp Common Stock 376535100 1966 195465 SH SOLE 139455 0 56010 Gladstone Commercial REIT 376536108 11953 668879 SH SOLE 317950 0 350929 GlaxoSmithKline PLC ADR 37733W105 1196 22358 SH SOLE 16898 0 5460 Goldman Sachs Group Inc/The Common Stock 38141G104 10694 63867 SH SOLE 44355 0 19512 Google Inc Common Stock 38259P508 24825 42460 SH SOLE 30224 0 12236 Google Inc Common Stock 38259P706 24921 43320 SH SOLE 30516 0 12804 Government Properties REIT 38376A103 929 36575 SH SOLE 11700 0 24875 Grifols SA ADR 398438408 563 12780 SH SOLE 8464 0 4316 Grupo Televisa SAB ADR 40049J206 418 12179 SH SOLE 8120 0 4059 Guggenheim BulletShares 2014 Corp Bond ETP 18383M571 3130 148223 SH SOLE 113338 0 34885 Guggenheim BulletShares 2014 HY C Bd ETF ETP 18383M431 64878 2452571 SH SOLE 1886129 0 566441 Guggenheim BulletShares 2015 Corp Bond ETP 18383M563 3240 147946 SH SOLE 113052 0 34894 Guggenheim BulletShares 2015 HY C Bd ETF ETP 18383M423 22697 843061 SH SOLE 649738 0 193323 Guggenheim BulletShares 2016 Corp Bond ETP 18383M555 3237 144619 SH SOLE 109148 0 35471 Guggenheim BulletShares 2016 HY C Bd ETF ETP 18383M415 2587 94321 SH SOLE 71236 0 23085 Guggenheim BulletShares 2017 Corp Bond ETP 18383M548 3237 141313 SH SOLE 106593 0 34720 Guggenheim BulletShares 2017 HY C Bd ETF ETP 18383M399 2595 94012 SH SOLE 70059 0 23953 Guggenheim BulletShares 2018 Corp Bond ETP 18383M530 3216 151221 SH SOLE 113725 0 37496 Guggenheim BulletShares 2018 HY C Bd ETF ETP 18383M381 2499 91033 SH SOLE 69850 0 21183 Guggenheim BulletShares 2019 Corp Bond ETP 18383M522 3186 150412 SH SOLE 114095 0 36317 Guggenheim BulletShares 2019 HY C Bd ETF ETP 18383M373 2529 95261 SH SOLE 72262 0 22999 Guggenheim BulletShares 2020 Corp Bond ETP 18383M514 1599 75206 SH SOLE 56691 0 18515 Guggenheim BulletShares 2020 HY C Bd ETF ETP 18383M365 2504 94166 SH SOLE 72173 0 21993 Guggenheim BulletShares 2021 Corp Bd ETF ETP 18383M266 3190 151762 SH SOLE 115609 0 36153 Guggenheim BulletShares 2022 Corp Bd ETF ETP 18383M258 3184 152562 SH SOLE 116035 0 36527 Guggenheim Canadian Energy Income ETF ETP 18383Q606 770 44128 SH SOLE 35989 0 8139 Guggenheim Frontier Markets ETF ETP 18383Q838 749 43633 SH SOLE 41643 0 1990 Guggenheim S&P 500 Eq Weight Utilities ETP 78355W791 2171 29111 SH SOLE 23675 0 5436 Guggenheim S&P 500 Equal Weight ETP 78355W106 5589 72854 SH SOLE 63950 0 8905 Guggenheim S&P 500 Pure Value ETP 78355W304 814 14987 SH SOLE 12715 0 2272 Guggenheim S&P MidCap 400 Pure Growth ETP 78355W601 1686 13450 SH SOLE 6755 0 6695 Hanesbrands Inc Common Stock 410345102 1097 11144 SH SOLE 9124 0 2020 Hanger Inc Common Stock 41043F208 683 21730 SH SOLE 17619 0 4111 Harley-Davidson Inc Common Stock 412822108 3743 53591 SH SOLE 47877 0 5714 Harris Corp Common Stock 413875105 1446 19091 SH SOLE 19091 0 0 Hartford Financial Wts Equity WRT 416515120 340 12500 SH SOLE 6000 0 6500 Hasbro Inc Common Stock 418056107 1569 29584 SH SOLE 20664 0 8920 Hatteras Financial Corp REIT 41902R103 297 14995 SH SOLE 10394 0 4601 HCA Holdings Inc Common Stock 40412C101 1371 24324 SH SOLE 1869 0 22455 HCP Inc REIT 40414L109 479 11577 SH SOLE 10505 0 1072 Health Care REIT Inc REIT 42217K106 7735 123418 SH SOLE 91624 0 31794 Health Care Select Sector SPDR ETP 81369Y209 36226 595532 SH SOLE 500131 0 95401 Healthcare Trust of America Inc REIT 42225P105 2202 182920 SH SOLE 95563 0 87357 Hertz Global Holdings Inc Common Stock 42805T105 6476 231024 SH SOLE 87642 0 143382 Hess Corp Common Stock 42809H107 2168 21919 SH SOLE 5966 0 15953 Hewlett-Packard Co Common Stock 428236103 2840 84308 SH SOLE 51107 0 33201 Hexcel Corp Common Stock 428291108 1971 48198 SH SOLE 36706 0 11492 Hilltop Holdings Inc Common Stock 432748101 561 26397 SH SOLE 21164 0 5233 Holly Energy Partners LP MLP 435763107 2060 59900 SH SOLE 33600 0 26300 Hollyfrontier Corp Common Stock 436106108 5194 118876 SH SOLE 98804 0 20072 Home Depot Inc Common Stock 437076102 8945 110481 SH SOLE 72731 0 37750 Home Loan Servicing Solutions Ltd Common Stock G6648D109 279 12260 SH SOLE 750 0 11510 Home Properties Inc REIT 437306103 8027 125493 SH SOLE 72757 0 52736 Honda Motor Co Ltd ADR 438128308 1712 48914 SH SOLE 38109 0 10805 Honeywell International Inc Common Stock 438516106 2470 26578 SH SOLE 13178 0 13400 Host Hotels & Resorts Inc REIT 44107P104 2144 97429 SH SOLE 77024 0 20405 HSBC Holdings PLC ADR 404280406 8094 159327 SH SOLE 135360 0 23967 icad Inc Common Stock 44934S206 335 52200 SH SOLE 52000 0 200 IHS Inc Common Stock 451734107 4847 35727 SH SOLE 11750 0 23977 Illinois Tool Works Inc Common Stock 452308109 8197 93611 SH SOLE 36105 0 57506 Infosys Ltd ADR 456788108 1071 19919 SH SOLE 14694 0 5225 Ingersoll-Rand PLC Common Stock G47791101 891 14254 SH SOLE 12229 0 2025 Intel Corp Common Stock 458140100 16832 544730 SH SOLE 377538 0 167192 Intercontinental Exchange Inc Common Stock 45866F104 2080 11010 SH SOLE 7587 0 3423 InterContinental Hotels Group PLC ADR 45857P400 1331 44111 SH SOLE 32085 0 12026 International Business Machines Corp Common Stock 459200101 22353 123312 SH SOLE 87667 0 35646 International Paper Common Stock 460146103 5473 109999 SH SOLE 101955 0 8044 Invesco Dynamic Cred Opps Common Closed-End Fund 46132R104 2923 225686 SH SOLE 148653 0 77032 Invesco Senior Income Common Closed-End Fund 46131H107 2941 587087 SH SOLE 387862 0 199225 Invesco Value Muni Income Common Closed-End Fund 46132P108 317 21174 SH SOLE 13853 0 7321 iPath DJ-UBS Coffee TR Sub-Idx ETN ETP 06739H297 2442 72666 SH SOLE 57445 0 15221 iPath S&P 500 Dynamic VIX ETN ETP 06741L609 314 10513 SH SOLE 10193 0 320 iPath S&P 500 VIX ST Futures ETN ETP 06742E711 391 13682 SH SOLE 13398 0 284 Iridium Communications Inc Common Stock 46269C102 786 92908 SH SOLE 71312 0 21596 Iron Mountain Inc Common Stock 462846106 1287 36317 SH SOLE 7591 0 28726 iShares 10-20 Year Treasury Bond ETP 464288653 6113 47310 SH SOLE 46421 0 889 iShares 1-3 Year Credit Bond ETP 464288646 17356 164236 SH SOLE 123855 0 40381 iShares 1-3 Year Treasury Bond ETP 464287457 9183 108594 SH SOLE 78861 0 29733 iShares 20+ Year Treasury Bond ETP 464287432 31809 280206 SH SOLE 261912 0 18294 iShares 2014 AMT-Free Muni Term ETP 464289362 1031 20149 SH SOLE 15006 0 5143 iShares 2015 AMT-Free Muni Term ETP 464289339 1152 21717 SH SOLE 14968 0 6749 iShares 2016 AMT-Free Muni Term ETP 464289313 1128 21056 SH SOLE 14367 0 6689 iShares 2017 AMT-Free Muni Term ETP 464289271 1156 20909 SH SOLE 14416 0 6493 iShares 2018 AMT-Free Muni Term ETP 46429B580 1141 44572 SH SOLE 30496 0 14076 iShares 2019 AMT-Free Muni Term ETP 46429B564 1063 41982 SH SOLE 31538 0 10444 iShares All Asia ex-Japan ETP 464288182 1217 19412 SH SOLE 13699 0 5713 iShares Cohen & Steers REIT ETP 464287564 1727 19778 SH SOLE 14721 0 5057 iShares Core Long-Term USD Bond ETP 464289479 7320 119687 SH SOLE 106762 0 12926 iShares Core MSCI EAFE ETP 46432F842 71477 1148971 SH SOLE 991768 0 157204 iShares Core MSCI Emerging Market ETP 46434G103 34611 669449 SH SOLE 573799 0 95650 iShares Core S&P 500 ETP 464287200 84922 431078 SH SOLE 389431 0 41648 iShares Core S&P Mid-Cap ETP 464287507 15737 109991 SH SOLE 91505 0 18486 iShares Core S&P Small-Cap ETP 464287804 20877 186250 SH SOLE 146069 0 40182 iShares Core Short-Term USD Bond ETP 46432F859 6963 69251 SH SOLE 62920 0 6331 iShares Core US Aggregate Bond ETP 464287226 37929 346701 SH SOLE 298782 0 47919 iShares Core US Credit Bond ETF ETP 464288620 11254 100983 SH SOLE 74760 0 26223 iShares Dow Jones US ETP 464287846 2458 24793 SH SOLE 23251 0 1543 iShares Dow Jones US Oil & Gas Exp ETP 464288851 1017 10477 SH SOLE 7868 0 2609 iShares Europe Devlopd Real Estate ETP 464288471 603 15758 SH SOLE 11983 0 3775 iShares Gold Trust ETP 464285105 314 24384 SH SOLE 20519 0 3865 iShares iBoxx $ High Yield Corporate Bd ETP 464288513 16775 176205 SH SOLE 132592 0 43613 iShares iBoxx $ Invst Grade Crp Bond ETP 464287242 2642 22150 SH SOLE 15747 0 6403 iShares Intermediate Credit Bd ETP 464288638 2787 25289 SH SOLE 22109 0 3180 iShares International Dev Rel Est ETP 464288489 365 11363 SH SOLE 11363 0 0 iShares International Select Div ETP 464288448 3028 75908 SH SOLE 53428 0 22480 iShares International Treasury Bond ETP 464288117 1864 17705 SH SOLE 14882 0 2823 iShares Intm Government/Credit Bond ETP 464288612 19015 171478 SH SOLE 123800 0 47678 iShares JPMorgan USD Emerg Markets Bond ETP 464288281 2216 19221 SH SOLE 13478 0 5743 iShares MBS ETP 464288588 27303 252294 SH SOLE 183538 0 68756 iShares Micro-Cap ETP 464288869 3233 42467 SH SOLE 38732 0 3735 iShares Mortgage Real Estate Capped ETP 464288539 3466 274220 SH SOLE 220517 0 53704 iShares MSCI ACWI Index ETP 464288257 1682 27919 SH SOLE 26033 0 1886 iShares MSCI Canada ETP 464286509 4337 134643 SH SOLE 104646 0 29997 iShares MSCI EAFE ETP 464287465 88860 1299693 SH SOLE 1047606 0 252087 iShares MSCI EAFE Growth ETP 464288885 20951 289176 SH SOLE 271719 0 17457 iShares MSCI EAFE Small-Cap ETP 464288273 13692 258737 SH SOLE 225095 0 33642 iShares MSCI EAFE Value ETP 464288877 23912 408258 SH SOLE 385674 0 22584 iShares MSCI Emerging Market Min Vol Index ETP 464286533 707 11773 SH SOLE 2701 0 9072 iShares MSCI Emerging Markets ETP 464287234 36495 844207 SH SOLE 661098 0 183109 iShares MSCI Frontier 100 ETP 464286145 361 10019 SH SOLE 8100 0 1919 iShares MSCI Germany ETP 464286806 20527 656229 SH SOLE 492283 0 163946 iShares MSCI Japan ETP 464286848 4822 400518 SH SOLE 327622 0 72896 Ishares MSCI Pacific ex-Japan ETP 464286665 4079 82824 SH SOLE 65654 0 17170 iShares MSCI Singapore ETP 464286673 2193 162191 SH SOLE 121937 0 40254 iShares MSCI Spain Capped ETP 464286764 1572 36710 SH SOLE 30405 0 6305 iShares National AMT-Free Muni Bond ETP 464288414 21212 195229 SH SOLE 149879 0 45349 iShares North American Natural Resources ETP 464287374 2039 40829 SH SOLE 30135 0 10694 iShares Russell 1000 ETP 464287622 1353 12284 SH SOLE 7036 0 5248 iShares Russell 1000 Growth ETP 464287614 9489 104353 SH SOLE 96552 0 7801 iShares Russell 1000 Value ETP 464287598 10964 108266 SH SOLE 98230 0 10036 iShares Russell 2000 ETP 464287655 42661 359069 SH SOLE 291992 0 67077 iShares Russell 2000 Growth Index Fund ETP 464287648 3199 23111 SH SOLE 21372 0 1740 iShares Russell 2000 Value Index Fund ETP 464287630 2634 25507 SH SOLE 23716 0 1791 iShares Russell 3000 ETP 464287689 62166 527991 SH SOLE 398517 0 129474 iShares Russell Mid-Cap Growth ETP 464287481 1402 15652 SH SOLE 5449 0 10203 iShares Russell Mid-Cap Value ETP 464287473 819 11273 SH SOLE 10084 0 1189 iShares S&P 100 ETP 464287101 11522 133158 SH SOLE 120025 0 13133 iShares S&P 500 Growth ETP 464287309 87846 835115 SH SOLE 729888 0 105227 iShares S&P 500 Value ETP 464287408 82100 909390 SH SOLE 807264 0 102126 iShares S&P Global Utilities ETF ETP 464288711 1575 31313 SH SOLE 31313 0 0 iShares S&P Midcap 400 Growth Index ETP 464287606 3441 21906 SH SOLE 7886 0 14020 iShares S&P Mid-Cap 400 Value ETP 464287705 1707 13446 SH SOLE 7905 0 5541 iShares S&P Small-Cap 600 Growth ETP 464287887 30213 250126 SH SOLE 233148 0 16978 iShares S&P Small-Cap 600 Value ETP 464287879 20494 177542 SH SOLE 163333 0 14209 Ishares Silver Trust ETP 46428Q109 744 36752 SH SOLE 30516 0 6236 iShares ST National AMTFree Muni Bnd ETP 464288158 2023 19039 SH SOLE 15471 0 3568 iShares TIPS Bond ETP 464287176 62182 539029 SH SOLE 476157 0 62872 iShares Transportation Average ETP 464287192 11439 77814 SH SOLE 58221 0 19593 iShares Trust DJ Select Div Index Fund ETP 464287168 4712 61212 SH SOLE 45261 0 15952 iShares US Energy ETP 464287796 37501 660235 SH SOLE 546484 0 113751 iShares US Healthcare ETP 464287762 37454 292127 SH SOLE 241120 0 51008 iShares US Home Construction ETP 464288752 423 17049 SH SOLE 16049 0 1000 iShares US Industrials ETP 464287754 35509 342751 SH SOLE 281703 0 61048 iShares US Preferred Stock ETP 464288687 9426 236189 SH SOLE 204769 0 31420 iShares US Real Estate ETP 464287739 1131 15753 SH SOLE 15753 0 0 iShares US Technology ETP 464287721 42158 435155 SH SOLE 355082 0 80073 iShares US Utilities ETP 464287697 47654 427892 SH SOLE 345673 0 82220 iSharesBond Mar 2020 Corp ex-Fincls Term ETP 46432FAK3 1621 16431 SH SOLE 12500 0 3931 iSharesBond Mar 2023 Corp ex-Fincls Term ETP 46432FAN7 1569 16243 SH SOLE 12385 0 3858 iSharesBond Mar 2023 Corporate Term ETP 46432FAZ0 1550 14663 SH SOLE 11127 0 3536 Istar Financial In REIT 45031U101 543 36240 SH SOLE 9591 0 26649 Itau Unibanco Holding SA ADR 465562106 808 56162 SH SOLE 45509 0 10653 ITC Holdings Corp Common Stock 465685105 1036 28398 SH SOLE 8921 0 19476 J P Morgan Chase & Co. Common Stock 46625H100 30174 523676 SH SOLE 435976 0 87700 Jarden Corp Common Stock 471109108 2720 45828 SH SOLE 43030 0 2798 Jefferies Group Inc New US DOMESTIC 472319ag7 25311 236000 SH SOLE 235000 0 1000 JH Preferred Income II Common Closed-End Fund 41013X106 400 19350 SH SOLE 12100 0 7250 Johnson & Johnson Common Stock 478160104 30569 292195 SH SOLE 199320 0 92875 Jpmorgan Alerian Mlp Index Etn ETP 46625H365 5364 102414 SH SOLE 88401 0 14013 JPMorgan Chase Wts Equity WRT 46634E114 10772 557251 SH SOLE 271700 0 285551 JTH Holding Inc Common Stock 46637N103 700 21000 SH SOLE 21000 0 0 Kayne Anderson MLP Common Closed-End Fund 486606106 451 11454 SH SOLE 7277 0 4177 KBR Inc Common Stock 48242W106 438 18369 SH SOLE 4394 0 13975 Kellogg Co Common Stock 487836108 842 12812 SH SOLE 6569 0 6243 KeyCorp Common Stock 493267108 1480 103298 SH SOLE 73729 0 29569 Kimberly-Clark Corp Common Stock 494368103 4170 37494 SH SOLE 32705 0 4789 Kinder Morgan Energy Partners LP MLP 494550106 13176 160274 SH SOLE 106781 0 53493 Kinder Morgan Inc Del Wt Exp 021517 Equity WRT 49456B119 533 191785 SH SOLE 9664 0 182121 Kinder Morgan Mgmt LLC Common Stock 49455U100 5264 66687 SH SOLE 46209 0 20478 Kinder Morgan, Inc. Common Stock 49456B101 16997 468764 SH SOLE 304717 0 164047 Kindred Healthcare Inc Common Stock 494580103 472 20413 SH SOLE 19628 0 785 KKR & Co. LP MLP 48248m102 3351 137743 SH SOLE 84923 0 52820 Kodiak Oil & Gas Corp Common Stock 50015Q100 676 46436 SH SOLE 37112 0 9324 Kohl's Corp Common Stock 500255104 3288 62421 SH SOLE 56159 0 6262 Kraft Foods Group Inc Common Stock 50076Q106 8941 149148 SH SOLE 90882 0 58266 Laboratory Corp of America Holdings Common Stock 50540R409 6706 65491 SH SOLE 36424 0 29067 Las Vegas Sands Corporation Common Stock 517834107 12186 159876 SH SOLE 112926 0 46950 Leggett & Platt Inc Common Stock 524660107 3253 94881 SH SOLE 71158 0 23723 Linn Energy LLC MLP 536020100 537 16598 SH SOLE 12850 0 3748 LKQ Corp Common Stock 501889208 7489 280603 SH SOLE 275952 0 4651 Lockheed Martin Corp Common Stock 539830109 14054 87436 SH SOLE 60050 0 27385 Lorillard, Inc. Common Stock 544147101 1223 20059 SH SOLE 6420 0 13639 Lowe's Companies Inc Common Stock 548661107 10871 226520 SH SOLE 219496 0 7024 Lyondellbasell Industries NV Common Stock N53745100 5827 59671 SH SOLE 44133 0 15537 M/I Homes Inc Common Stock 55305B101 650 26765 SH SOLE 20698 0 6067 Macerich Co/The REIT 554382101 700 10490 SH SOLE 8231 0 2259 Magellan Midstream Partners L.P MLP 559080106 18836 224128 SH SOLE 175803 0 48325 Magna International Inc Common Stock 559222401 2574 23893 SH SOLE 19557 0 4336 Magnum Hunter Resources Corporation Common Stock 55973B102 307 37419 SH SOLE 634 0 36785 Maiden Holdings Ltd Common Stock G5753U112 206 17016 SH SOLE 15577 0 1439 Mannkind Corp Common Stock 56400P201 243 22180 SH SOLE 13090 0 9090 Manulife Financial Corporation Common Stock 56501R106 1446 72798 SH SOLE 61115 0 11683 Marathon Oil Corp Common Stock 565849106 1133 28392 SH SOLE 13230 0 15162 Marathon Petroleum Corp Common Stock 56585A102 992 12702 SH SOLE 8204 0 4498 MARKET VECTORS ETF TR PHARMACEUTICAL ETF 57060U217 795 12815 SH SOLE 10823 0 1992 Market Vectors Gold Miners (ETF) ETP 57060U100 793 29980 SH SOLE 21013 0 8967 Market Vectors Intermediate Muni ETF ETP 57060U845 1348 57994 SH SOLE 35579 0 22415 MarkWest Energy Partners LP MLP 570759100 927 12948 SH SOLE 10321 0 2627 Marriott International Inc Common Stock 571903202 1827 28507 SH SOLE 23611 0 4896 MasTec Inc Common Stock 576323109 503 16331 SH SOLE 12986 0 3345 MasterCard Inc Common Stock 57636Q104 1541 20972 SH SOLE 8249 0 12723 Materials Select Sector SPDR ETP 81369Y100 36910 743547 SH SOLE 618859 0 124688 Mattel Inc Common Stock 577081102 8686 222899 SH SOLE 191440 0 31459 McDonald's Corp Common Stock 580135101 10487 104104 SH SOLE 79988 0 24117 McKesson Corp Common Stock 58155Q103 2618 14061 SH SOLE 11274 0 2787 MeadWestvaco Corp Common Stock 583334107 638 14404 SH SOLE 10893 0 3511 Medtronic Inc Common Stock 585055106 4319 67740 SH SOLE 44869 0 22871 Melco Crown Entertainment Ltd ADR 585464100 1896 53104 SH SOLE 39579 0 13525 Memorial Production Partners LP MLP 586048100 4009 165368 SH SOLE 73568 0 91800 Merck & Co Inc Common Stock 58933Y105 15269 263946 SH SOLE 177021 0 86925 Methanex Corp Common Stock 59151K108 1261 20407 SH SOLE 15713 0 4694 MetLife Inc Common Stock 59156R108 21693 390440 SH SOLE 351903 0 38537 MGM Resorts International Common Stock 552953101 354 13396 SH SOLE 9756 0 3640 Michael Kors Holdings Ltd Common Stock G60754101 2762 31158 SH SOLE 22278 0 8880 Microchip Technology Inc Common Stock 595017104 2044 41867 SH SOLE 31121 0 10746 Micron Technology Inc Common Stock 595112103 4543 137875 SH SOLE 127760 0 10115 Microsoft Corp Common Stock 594918104 23712 568627 SH SOLE 495740 0 72887 Mizuho Financial Group Inc ADR 60687Y109 566 137702 SH SOLE 93151 0 44551 Mkt Vectors Pre-Ref Muni Bond ETF ETP 57060u738 366 14841 SH SOLE 14841 0 0 Mondelez International Inc Common Stock 609207105 11125 295798 SH SOLE 139221 0 156577 Monsanto Co. New Del Common Stock 61166W101 8013 64239 SH SOLE 28386 0 35853 Morgan Stanley Common Stock 617446448 500 15475 SH SOLE 7806 0 7669 Mosaic Co Common Stock 61945C103 1297 26231 SH SOLE 8206 0 18025 Mrc Global Inc Common Stock 55345K103 8293 293160 SH SOLE 287836 0 5324 MS Emerging Markets Domestic Common Closed-End Fund 617477104 477 35811 SH SOLE 20637 0 15174 MSCI Inc Common Stock 55354G100 1131 24668 SH SOLE 9238 0 15430 Mylan Inc Common Stock 628530107 2192 42507 SH SOLE 42066 0 441 Myriad Genetics Inc Common Stock 62855J104 15058 386908 SH SOLE 381382 0 5526 National Oilwell Varco Inc Common Stock 637071101 3987 48412 SH SOLE 35124 0 13288 NAVIENT CORP COM ADDED Common Stock 63938C108 327 18480 SH SOLE 1255 0 17225 NBT BANCORP INC COM Common Stock 628778102 958 39889 SH SOLE 0 0 39889 NetApp Inc Common Stock 64110D104 5055 138424 SH SOLE 135205 0 3219 NetScout Systems Inc Common Stock 64115T104 1382 31160 SH SOLE 9498 0 21662 NetSuite Inc Common Stock 64118Q107 2910 33496 SH SOLE 17498 0 15998 New Residential Investment Corp REIT 64828T102 429 68082 SH SOLE 52948 0 15134 Newcastle Investment Corporation REIT 65105M108 706 147327 SH SOLE 89000 0 58327 Newell Rubbermaid Inc Common Stock 651229106 2324 74985 SH SOLE 69749 0 5235 Newfield Exploration Co Common Stock 651290108 775 17540 SH SOLE 13146 0 4394 NextEra Energy Inc Common Stock 65339F101 2869 27994 SH SOLE 21415 0 6579 NICE Systems Ltd ADR 653656108 1133 27767 SH SOLE 19575 0 8192 Nike Inc Common Stock 654106103 7457 96162 SH SOLE 85319 0 10843 Noble Corp Common Stock G65431101 2636 78550 SH SOLE 50069 0 28481 Northern Trust Corp Common Stock 665859104 1604 24976 SH SOLE 2900 0 22076 NorthStar Realty Finance Corp REIT 66704R100 1495 43023 SH SOLE 32857 0 10166 Novartis AG ADR 66987V109 5301 58550 SH SOLE 46943 0 11607 Novo Nordisk A/S ADR 670100205 4006 86721 SH SOLE 37725 0 48996 Nuveen Credit Strat. Income Common Closed-End Fund 67073D102 2903 310130 SH SOLE 204967 0 105163 Nuveen Dividend Advantage Common Closed-End Fund 67066V101 357 25277 SH SOLE 21232 0 4045 Nuveen Enhanced Muni Value Common Closed-End Fund 67074M101 537 36000 SH SOLE 36000 0 0 Nuveen Floating Rate Income Common Closed-End Fund 67072T108 5290 437207 SH SOLE 353760 0 83447 Nuveen GA Div Adv Muni Fund 2 Common Closed-End Fund 67072B107 754 58784 SH SOLE 34517 0 24267 Nuveen Insd Divid Advantage Closed-End Fund 67071L106 205 14500 SH SOLE 14500 0 0 Nuveen Municipal Value Common Closed-End Fund 670928100 1757 182312 SH SOLE 172712 0 9600 Nuveen Performance Plus Muni Common Closed-End Fund 67062P108 616 42000 SH SOLE 24600 0 17400 Nuveen Premium Income Muni 2 Common Closed-End Fund 67063W102 364 26315 SH SOLE 26315 0 0 Nuveen Select TaxFree Income 2 Common Closed-End Fund 67063C106 501 36634 SH SOLE 35539 0 1095 Nuveen Select TaxFree Income Common Closed-End Fund 67062F100 361 25668 SH SOLE 24603 0 1065 Nuveen Senior Income Common Closed-End Fund 67067Y104 505 71641 SH SOLE 38902 0 32739 NVIDIA Corp Common Stock 67066G104 487 26268 SH SOLE 2078 0 24190 Occidental Petroleum Corp Common Stock 674599105 6891 67143 SH SOLE 33059 0 34084 Ocwen Financial Corp Common Stock 675746309 6182 166619 SH SOLE 162945 0 3674 Omnicom Group Inc Common Stock 681919106 729 10235 SH SOLE 10215 0 20 ONEOK Partners LP MLP 68268N103 822 14026 SH SOLE 9143 0 4883 Open Text Corp Common Stock 683715106 1367 28515 SH SOLE 21933 0 6582 Opko Health Inc Common Stock 68375N103 2342 264904 SH SOLE 61786 0 203118 Oracle Corporation Common Stock 68389X105 8071 199146 SH SOLE 122674 0 76472 Oshkosh Corp Common Stock 688239201 1072 19312 SH SOLE 822 0 18490 PACCAR Inc Common Stock 693718108 3006 47836 SH SOLE 27865 0 19971 Pacific Ethanol Inc Common Stock 69423U305 269 17590 SH SOLE 0 0 17590 Pall Corp Common Stock 696429307 1384 16213 SH SOLE 11421 0 4792 Pandora Media Inc Common Stock 698354107 1292 43807 SH SOLE 31672 0 12135 Panera Bread Co Common Stock 69840W108 2628 17538 SH SOLE 14838 0 2700 Parker Hannifin Corp Common Stock 701094104 8430 67049 SH SOLE 54477 0 12572 Paychex Inc Common Stock 704326107 6751 162451 SH SOLE 125854 0 36597 Peabody Energy 4.75% (subordinated) US DOMESTIC 704549ag9 5180 70000 SH SOLE 70000 0 0 Pentair Plc Common Stock G7S00T104 2480 34393 SH SOLE 11930 0 22463 People's United Financial Inc Common Stock 712704105 421 27770 SH SOLE 690 0 27080 Pepsico Inc. Common Stock 713448108 51044 571350 SH SOLE 452003 0 119347 Perficient Inc Common Stock 71375U101 631 32406 SH SOLE 26064 0 6342 PetroChina Co Ltd ADR 71646E100 1318 10500 SH SOLE 7981 0 2519 Petroleo Brasileiro SA Petrobras ADR 71654V408 1609 109956 SH SOLE 83773 0 26183 Pfizer Inc Common Stock 717081103 22953 773333 SH SOLE 581601 0 191732 Philip Morris International Inc Common Stock 718172109 13138 155825 SH SOLE 109257 0 46568 Piedmont Office Realty Trust Inc REIT 720190206 269 14228 SH SOLE 14177 0 51 PIMCO 0-5 Year High Yld Corp Bd Idx ETF ETP 72201R783 11202 104816 SH SOLE 76933 0 27883 PIMCO Enhanced Short Maturity ETF ETP 72201R833 25199 248511 SH SOLE 225208 0 23304 PIMCO High Income Fund Common Closed-End Fund 722014107 314 23006 SH SOLE 19036 0 3970 PIMCO Total Return ETF ETP 72201R775 4873 44702 SH SOLE 39911 0 4791 Plains All American Pipeline LP MLP 726503105 17860 297419 SH SOLE 205443 0 91976 PNC Financial Services Group Inc/The Common Stock 693475105 3620 40646 SH SOLE 28180 0 12466 PNC Financial Services Warrants 12/31/18 Equity WRT 693475121 1158 44550 SH SOLE 8600 0 35950 POPEYES LA KITCHEN INC COM Common Stock 732872106 1722 39400 SH SOLE 14000 0 25400 POPULAR INC COM NEW Common Stock 733174700 1425 41679 SH SOLE 31962 0 9717 Potlatch Corp REIT 737630103 774 18689 SH SOLE 18189 0 500 PowerShares Build America Bond ETP 73937B407 715 24395 SH SOLE 20085 0 4310 Powershares DB Commodity Index ETP 73935S105 393 14792 SH SOLE 14792 0 0 PowerShares Dynamic Pharmaceuticals ETP 73935X799 2442 39984 SH SOLE 32532 0 7452 PowerShares Emerging Mkts Sovereign Debt ETP 73936T573 2962 101582 SH SOLE 73725 0 27857 PowerShares FTSE RAFI Dev Mkts ex-US ETP 73936T789 574 12596 SH SOLE 12596 0 0 PowerShares FTSE RAFI Dev Mkts ex-US S/M ETP 73936T771 295 10096 SH SOLE 10096 0 0 PowerShares FTSE RAFI Emerging Markets ETP 73936T763 298 13984 SH SOLE 13984 0 0 PowerShares FTSE RAFI US 1500 Small-Mid ETP 73935X567 3343 33143 SH SOLE 33143 0 0 Powershares Global Water Portfolio (ETF) ETP 73936T623 314 12800 SH SOLE 8500 0 4300 PowerShares QQQ ETP 73935A104 4196 44685 SH SOLE 39894 0 4791 Powershares Senior Loan Port ETP 73936Q769 4516 181592 SH SOLE 143499 0 38094 PowerShares VRDO Tax-Free Weekly ETP 73936T433 1348 54000 SH SOLE 54000 0 0 Praxair Inc Common Stock 74005P104 6180 46523 SH SOLE 22048 0 24475 Procter & Gamble Co. Common Stock 742718109 36927 469872 SH SOLE 383783 0 86090 Prologis Inc REIT 74340W103 793 19295 SH SOLE 15931 0 3364 Prospect Capital Corporation Common Stock 74348T102 973 91559 SH SOLE 65575 0 25984 Prudential Financial Inc Common Stock 744320102 4986 56166 SH SOLE 51907 0 4259 Public Service Enterprise Group Inc Common Stock 744573106 427 10460 SH SOLE 8724 0 1736 PVH Corp Common Stock 693656100 1273 10920 SH SOLE 8686 0 2234 QTS Realty Trust Inc REIT 74736A103 350 12222 SH SOLE 9075 0 3147 Qualcomm Inc Common Stock 747525103 36957 466625 SH SOLE 298930 0 167695 Questcor Pharmaceuticals Inc Common Stock 74835Y101 9884 106870 SH SOLE 105030 0 1840 Radiant Logistics Inc Common Stock 75025X100 352 114000 SH SOLE 114000 0 0 RAIT Financial Trust REIT 749227609 344 41653 SH SOLE 31925 0 9728 Raymond James Financial Inc Common Stock 754730109 1179 23244 SH SOLE 49 0 23195 Rayonier Inc REIT 754907103 2591 72892 SH SOLE 51852 0 21040 Raytheon Co Common Stock 755111507 7696 83428 SH SOLE 68095 0 15333 Realty Income Corp REIT 756109104 7734 174107 SH SOLE 91539 0 82568 Reed Elsevier PLC ADR 758205207 1187 18353 SH SOLE 13612 0 4741 Regency Energy Partners LP MLP 75885Y107 335 10408 SH SOLE 7371 0 3037 Rent-A-Center Inc Common Stock 76009N100 942 32839 SH SOLE 26792 0 6047 Republic Services Inc Common Stock 760759100 1925 50710 SH SOLE 38461 0 12249 Research Frontiers Common Stock 760911107 201 33088 SH SOLE 33088 0 0 ResMed Inc Common Stock 761152107 12121 239402 SH SOLE 236161 0 3241 Retail Properties of America Inc REIT 76131V202 818 53203 SH SOLE 43495 0 9708 Reynolds American Inc Common Stock 761713106 769 12751 SH SOLE 5053 0 7698 RF Micro Devices Inc Common Stock 749941100 785 81893 SH SOLE 64734 0 17159 Rio Tinto PLC ADR 767204100 663 12210 SH SOLE 7979 0 4231 Rite Aid Corp Common Stock 767754104 2366 329950 SH SOLE 329217 0 733 Rogers Communications Inc Common Stock 775109200 1140 28327 SH SOLE 28327 0 0 Rowan Cos Plc Common Stock G7665A101 341 10672 SH SOLE 10672 0 0 Royal Bank of Canada Common Stock 780087102 1969 27569 SH SOLE 19307 0 8262 Royal Dutch Shell PLC ADR 780259206 17699 214870 SH SOLE 145506 0 69364 Royal Philips NV NY Reg Shrs 500472303 2533 79757 SH SOLE 60084 0 19673 RPM International Inc Common Stock 749685103 1150 24913 SH SOLE 22713 0 2200 Sabine Royalty Trust Royalty Trst 785688102 1286 21219 SH SOLE 16036 0 5183 Safeway Inc Common Stock 786514208 365 10629 SH SOLE 10629 0 0 San Juan Basin Royalty Royalty Trst 798241105 1184 61386 SH SOLE 46486 0 14900 SanDisk Corp Common Stock 80004C101 9070 86849 SH SOLE 74683 0 12166 Sangamo BioSciences Inc Common Stock 800677106 305 19944 SH SOLE 19944 0 0 Sanofi ADR 80105N105 2756 51832 SH SOLE 45217 0 6615 Schlumberger Ltd Common Stock 806857108 42555 360786 SH SOLE 318989 0 41797 Schwab Dividend Stock ETF ETP 808524797 3209 83841 SH SOLE 80966 0 2875 Schwab Emerging Markets Equity ETF ETP 808524706 6527 250736 SH SOLE 217979 0 32757 Schwab International Equity ETF ETP 808524805 7960 241361 SH SOLE 199256 0 42105 Schwab International Small-Cap Eq ETF ETP 808524888 2553 74487 SH SOLE 62894 0 11593 Schwab US Aggregate Bond ETF ETP 808524839 8519 164141 SH SOLE 140845 0 23296 Schwab US Broad Market ETF ETP 808524102 77083 1615322 SH SOLE 1461288 0 154034 Schwab US Large-Cap ETF ETP 808524201 663 14151 SH SOLE 13442 0 709 Schwab US Large-Cap Growth ETF ETP 808524300 9158 188749 SH SOLE 153244 0 35505 Schwab US Large-Cap Value ETF ETP 808524409 9367 218708 SH SOLE 185706 0 33002 Schwab US Mid-Cap ETF ETP 808524508 6436 159936 SH SOLE 131091 0 28845 Schwab US Small-Cap ETF ETP 808524607 3674 67034 SH SOLE 59101 0 7933 Schwab US TIPS ETF ETP 808524870 9547 171395 SH SOLE 153545 0 17850 Seagate Technology PLC Common Stock G7945M107 598 10531 SH SOLE 8682 0 1849 SEI Investments Company Common Stock 784117103 383 11680 SH SOLE 11680 0 0 Shanda Games Ltd ADR 81941U105 1001 150826 SH SOLE 110130 0 40696 Siemens AG ADR 826197501 3021 22852 SH SOLE 18873 0 3979 Sizmek, Inc. Common Stock 83013P105 286 30000 SH SOLE 30000 0 0 SK Telecom Co Ltd ADR 78440P108 989 38128 SH SOLE 29589 0 8539 Skilled Healthcare Group Inc Common Stock 83066R107 881 140000 SH SOLE 140000 0 0 SLM Corp Common Stock 78442P106 219 26374 SH SOLE 1499 0 24875 Solar Capital Ltd. Common Stock 83413U100 1064 50000 SH SOLE 50000 0 0 SONIC CORP COM Common Stock 835451105 221 10000 SH SOLE 10000 0 0 Sonoco Products Co Common Stock 835495102 861 19598 SH SOLE 19598 0 0 Sony Corp ADR 835699307 1177 70163 SH SOLE 51550 0 18613 Sothebys Common Stock 835898107 426 10147 SH SOLE 21 0 10126 Southern Co Common Stock 842587107 5355 118004 SH SOLE 98911 0 19093 SPDR Barclays 1-3 Month T-Bill ETP 78464A680 7296 159440 SH SOLE 149065 0 10375 SPDR Barclays High Yield Bond ETP 78464A417 1892 45333 SH SOLE 39342 0 5991 SPDR Barclays International Treasury Bd ETP 78464A516 35465 583216 SH SOLE 445847 0 137369 SPDR Barclays Long CorpTerm Bond ETF ETP 78464A367 421 10359 SH SOLE 7876 0 2483 SPDR Dow Jones Industrial Average ETP 78467X109 14788 88080 SH SOLE 68340 0 19740 SPDR Dow Jones Intl Real Estate ETP 78463X863 7757 175349 SH SOLE 156076 0 19273 SPDR Gold Shares ETP 78463V107 8820 68886 SH SOLE 50190 0 18696 SPDR Kbw Regional Banking (ETF) ETP 78464A698 1899 47100 SH SOLE 34700 0 12400 SPDR Nuveen Barclays Capital Muni Bond ETP 78464A458 3991 168519 SH SOLE 120583 0 47936 SPDR Nuveen Barclays Capital S/T Muni Bd ETP 78464A425 2724 111978 SH SOLE 62264 0 49714 SPDR S&P 500 ETP 78462F103 50487 257957 SH SOLE 213174 0 44783 SPDR S&P 500 Growth ETF ETP 78464A409 21258 233841 SH SOLE 175519 0 58321 SPDR S&P 500 Value ETF ETP 78464A508 20913 213728 SH SOLE 160301 0 53428 SPDR S&P Dividend ETF ETP 78464A763 38584 503768 SH SOLE 480858 0 22909 SPDR S&P International Dividend ETP 78463X772 4178 81436 SH SOLE 79959 0 1477 SPDR S&P International Small Cap ETF ETP 78463X871 600 17017 SH SOLE 17017 0 0 SPDR S&P MidCap 400 ETP 78467Y107 25089 96289 SH SOLE 74583 0 21706 SPDR S&P Pharmaceuticals ETF ETP 78464A722 2064 19882 SH SOLE 16266 0 3616 SPDR S&P Telecom ETF ETP 78464A540 10620 187084 SH SOLE 140580 0 46504 SPDR S&P Transportation ETF ETP 78464A532 11157 118923 SH SOLE 89385 0 29538 Spectra Energy Corp Common Stock 847560109 2690 63314 SH SOLE 46117 0 17197 Spirit Realty Capital Inc REIT 84860W102 257 22652 SH SOLE 22455 0 197 St Jude Medical Inc Common Stock 790849103 10861 156841 SH SOLE 154405 0 2436 Stanley Black & Decker Inc Common Stock 854502101 1793 20416 SH SOLE 18961 0 1455 Staples Inc Common Stock 855030102 673 62052 SH SOLE 48925 0 13127 Starbucks Corp Common Stock 855244109 25016 323289 SH SOLE 235674 0 87615 STATOIL ASA SPONSORED ADR Common Stock 85771P102 1343 43563 SH SOLE 33527 0 10036 Stericycle Inc Common Stock 858912108 9056 76472 SH SOLE 24784 0 51688 STONECASTLE FINL CORP COM Common Stock 861780104 5342 210500 SH SOLE 120500 0 90000 Stryker Corporation Common Stock 863667101 1045 12390 SH SOLE 5415 0 6975 Suburban Propane Partners L P Unit Ltd Pa MLP 864482104 526 11432 SH SOLE 9216 0 2216 Sun Communities Inc REIT 866674104 507 10181 SH SOLE 6008 0 4173 Suncor Energy Inc Common Stock 867224107 3008 70557 SH SOLE 52944 0 17613 Sunoco Logistics Partners LP MLP 86764L108 2339 49650 SH SOLE 44000 0 5650 SunTrust Banks Inc Common Stock 867914103 581 14499 SH SOLE 14155 0 344 Synchronoss Technologies Inc Common Stock 87157B103 362 10367 SH SOLE 10218 0 149 Synergetics USA Inc Common Stock 87160G107 491 158460 SH SOLE 158460 0 0 Sysco Corp Common Stock 871829107 771 20582 SH SOLE 16825 0 3757 T Rowe Price Group Inc Common Stock 74144T108 1948 23083 SH SOLE 7697 0 15386 Taiwan Semiconductor Manufacturing Co Ltd ADR 874039100 892 41681 SH SOLE 34703 0 6978 Talisman Energy Inc Common Stock 87425E103 1364 128656 SH SOLE 99039 0 29617 Tanger Factory Outlet Centers Inc REIT 875465106 451 12899 SH SOLE 9803 0 3096 Tata Motors Ltd ADR 876568502 1090 27909 SH SOLE 20621 0 7288 Taubman Centers Inc REIT 876664103 2104 27749 SH SOLE 21807 0 5942 TCW Strategic Income Common Closed-End Fund 872340104 225 40707 SH SOLE 16034 0 24673 TE Connectivity Ltd Common Stock H84989104 4748 76785 SH SOLE 66516 0 10269 Technology Select Sector SPDR ETP 81369Y803 2535 66103 SH SOLE 59464 0 6639 Telecom Argentina SA ADR 879273209 1214 51532 SH SOLE 37920 0 13612 Tenet Healthcare Corp Common Stock 88033G407 479 10202 SH SOLE 837 0 9365 Terex Corp Common Stock 880779103 577 14036 SH SOLE 13115 0 921 Tesoro Corp Common Stock 881609101 1827 31141 SH SOLE 31141 0 0 Texas Instruments Inc Common Stock 882508104 5231 109458 SH SOLE 99736 0 9722 The AES Corporation Common Stock 00130H105 207 13281 SH SOLE 2544 0 10737 The Blackstone Group MLP 09253U108 5105 152665 SH SOLE 89390 0 63275 The Carlyle Group L P MLP 14309L102 3606 106175 SH SOLE 44100 0 62075 Thermo Fisher Scientific Inc Common Stock 883556102 17331 146877 SH SOLE 94463 0 52414 Time Warner Inc Common Stock 887317303 1120 15942 SH SOLE 4884 0 11058 T-Mobile Us Inc Common Stock 872590104 668 19864 SH SOLE 724 0 19140 Toronto-Dominion Bank Common Stock 891160509 1044 20313 SH SOLE 7841 0 12472 Tortoise Energy Infrastructure Common Closed-End Fund 89147L100 540 10922 SH SOLE 10922 0 0 Total SA ADR 89151E109 2233 30931 SH SOLE 22908 0 8023 Towers Watson & Co Common Stock 891894107 1283 12309 SH SOLE 10115 0 2194 Transocean Ltd. Common Stock H8817H100 3598 79896 SH SOLE 21374 0 58522 Travelers Companies Inc Common Stock 89417E109 2205 23442 SH SOLE 20708 0 2734 Trimble Navigation Ltd Common Stock 896239100 3785 102432 SH SOLE 40125 0 62307 Trinity Biotech PLC ADR ADR 896438306 4054 176028 SH SOLE 66700 0 109328 Trinity Industries Inc Common Stock 896522109 1069 24454 SH SOLE 18453 0 6001 TriState Capital Holdings Inc Common Stock 89678F100 426 30125 SH SOLE 30125 0 0 Twenty-First Century Fox Inc Common Stock 90130A101 4012 114129 SH SOLE 99937 0 14192 Tyco International Ltd Common Stock H89128104 1316 28865 SH SOLE 24859 0 4006 Tyler Technologies In Common Stock 902252105 4241 46493 SH SOLE 31698 0 14795 U.S. Bancorp Common Stock 902973304 2259 52158 SH SOLE 43831 0 8327 Ubiquiti Networks Inc. Common Stock 90347A100 1588 35143 SH SOLE 11894 0 23249 UBS AG Common Stock H89231338 1186 64731 SH SOLE 50552 0 14179 UBS E-TRACS Alerian MLP Infrastrctr ETN ETP 902641646 522 11711 SH SOLE 6779 0 4932 Unilever PLC ADR 904767704 10647 234991 SH SOLE 184280 0 50711 Union Pacific Corp Common Stock 907818108 9713 97369 SH SOLE 73647 0 23722 United Bankshares Inc/WV Common Stock 909907107 7843 242594 SH SOLE 148366 0 94228 United Parcel Service Inc (UPS) Common Stock 911312106 18232 177599 SH SOLE 162732 0 14867 United Technologies 7.5% Conv Pfd PUBLIC 913017117 1864 28600 SH SOLE 20100 0 8500 United Technologies Corp Common Stock 913017109 11723 101545 SH SOLE 65618 0 35927 UnitedHealth Group Inc Common Stock 91324P102 3336 40808 SH SOLE 32992 0 7816 UNS Energy Corp Common Stock 903119105 703 11641 SH SOLE 9073 0 2568 URS Corp Common Stock 903236107 4961 108210 SH SOLE 103103 0 5107 Utilities Select Sector SPDR ETF ETP 81369Y886 32794 740945 SH SOLE 570621 0 170323 Valhi Inc Common Stock 918905100 726 113012 SH SOLE 90634 0 22378 Valmont Industries Inc Common Stock 920253101 1632 10743 SH SOLE 1790 0 8953 Vanguard Dividend Apprec Idx ETF ETP 921908844 12659 162403 SH SOLE 141207 0 21196 Vanguard Emerg Mkts Govt Bd Idx ETF ETP 921946885 2562 31740 SH SOLE 25540 0 6201 Vanguard Emerging Markets Stock Idx ETF ETP 922042858 43874 1017260 SH SOLE 851306 0 165954 Vanguard Energy ETF ETP 92204A306 3036 21090 SH SOLE 20393 0 697 Vanguard European Stock Index ETF ETP 922042874 40100 668893 SH SOLE 520513 0 148380 Vanguard FTSE All-Wld ex-US SmCp Idx ETF ETP 922042718 1536 13815 SH SOLE 13137 0 678 Vanguard FTSE All-World ex-US ETF ETP 922042775 25271 483295 SH SOLE 380987 0 102308 Vanguard FTSE Developed Markets ETF ETP 921943858 5488 128865 SH SOLE 128864 0 1 Vanguard Global ex-US Real Estate ETF ETP 922042676 695 11965 SH SOLE 9411 0 2554 Vanguard Growth ETF ETP 922908736 16693 168786 SH SOLE 144417 0 24368 Vanguard Interm-Tm Corp Bd Idx ETF ETP 92206C870 11506 132930 SH SOLE 94170 0 38759 Vanguard Large Cap ETF ETP 922908637 5694 63260 SH SOLE 59804 0 3456 Vanguard Long-Term Corp Bond Idx ETF ETP 92206C813 10972 121572 SH SOLE 86563 0 35009 Vanguard Long-Term Govt Bd Idx ETF ETP 92206C847 11424 161037 SH SOLE 116037 0 45000 Vanguard Mid-Cap ETF ETP 922908629 5153 43426 SH SOLE 41163 0 2262 Vanguard REIT Index ETF ETP 922908553 20601 275270 SH SOLE 217501 0 57769 Vanguard Russell 1000 Growth Index ETF ETP 92206C680 17566 188863 SH SOLE 181182 0 7681 Vanguard Russell 1000 Value Index ETF ETP 92206C714 4888 55485 SH SOLE 53994 0 1491 Vanguard S&P 500 ETF ETP 922908363 9725 54198 SH SOLE 42371 0 11827 Vanguard Short-Term Bond ETF ETP 921937827 2834 35275 SH SOLE 20779 0 14496 Vanguard Shrt-Term Corp Bond ETF ETP 92206C409 2969 36936 SH SOLE 28059 0 8877 Vanguard Shrt-Term Infl-Prot Sec Idx ETF ETP 922020805 9701 193552 SH SOLE 174373 0 19179 Vanguard Small Cap ETF ETP 922908751 5917 50519 SH SOLE 48509 0 2010 Vanguard Small Cap Growth ETF ETP 922908595 4872 38241 SH SOLE 28021 0 10220 Vanguard Small Cap Value ETF ETP 922908611 11312 107225 SH SOLE 101691 0 5534 Vanguard Telecom Services ETF ETP 92204A884 2280 25926 SH SOLE 19124 0 6802 Vanguard Total Bond Market ETF ETP 921937835 45610 554737 SH SOLE 423792 0 130945 Vanguard Total Intl Stock Idx ETF ETP 921909768 891 16419 SH SOLE 16419 0 0 Vanguard Total Stock Market ETF ETP 922908769 78683 773147 SH SOLE 624738 0 148410 Vanguard Value ETF ETP 922908744 15851 195809 SH SOLE 166176 0 29633 Ventas Inc REIT 92276F100 1745 27227 SH SOLE 19106 0 8121 Verizon Communications Inc Common Stock 92343V104 14722 300870 SH SOLE 241133 0 59738 VF Corp Common Stock 918204108 1695 26899 SH SOLE 17877 0 9022 Viacom Inc Common Stock 92553P201 4820 55570 SH SOLE 51807 0 3763 Visa Inc Common Stock 92826C839 22548 107007 SH SOLE 99261 0 7746 Vodafone Group PLC ADR 92857W308 11634 348432 SH SOLE 265727 0 82705 Voya Prime Rate Trust Closed-End Fund 92913A100 3023 522123 SH SOLE 336089 0 186034 W P Carey Inc REIT 92936U109 1146 17798 SH SOLE 17341 0 457 W W Grainger Inc Common Stock 384802104 6262 24629 SH SOLE 18430 0 6198 Walgreen Co. Common Stock 931422109 6058 81719 SH SOLE 49315 0 32404 Wal-Mart Stores Inc Common Stock 931142103 2372 31592 SH SOLE 26609 0 4983 Walt Disney Co Common Stock 254687106 16523 192705 SH SOLE 160095 0 32610 Waste Management Inc Common Stock 94106L109 5644 126182 SH SOLE 105468 0 20714 Weingarten Realty Investors REIT 948741103 506 15422 SH SOLE 11707 0 3715 Wells Fargo & Co Common Stock 949746101 7960 151444 SH SOLE 98288 0 53157 Wells Fargo & Co Warrants 10/28/18 Equity WRT 949746119 13467 624036 SH SOLE 335650 0 288386 Wells Fargo Advantage Multi Com Shs Closed-End Fund 94987D101 342 22923 SH SOLE 13292 0 9631 Western Asset High Income Opp Common Closed-End Fund 95766K109 531 87010 SH SOLE 50098 0 36912 Western Asset High Yld Def Opp Common Closed-End Fund 95768B107 530 29586 SH SOLE 16876 0 12710 Western Union Co/The Common Stock 959802109 2806 161820 SH SOLE 144973 0 16847 Westpac Banking Corp ADR 961214301 984 30644 SH SOLE 25090 0 5554 Westport Innovations Inc Common Stock 960908309 286 15896 SH SOLE 3896 0 12000 Weyerhaeuser 6.375% CVPD Series A PUBLIC 962166872 10606 186890 SH SOLE 101850 0 85040 Weyerhaeuser Co REIT 962166104 1417 42819 SH SOLE 42728 0 91 WhiteWave Foods Co/The Common Stock 966244105 4446 137337 SH SOLE 29188 0 108149 Whole Foods Market Inc Common Stock 966837106 3514 90976 SH SOLE 29143 0 61833 Williams Partners LP MLP 96950F104 2327 42865 SH SOLE 26827 0 16038 Willis Group Holdings PLC Common Stock G96666105 1215 28061 SH SOLE 22167 0 5894 Winthrop Realty Trust Inc REIT 976391300 412 26840 SH SOLE 0 0 26840 Wisdom Tree Emerging Markets Equity Inc ETP 97717W315 11971 230931 SH SOLE 203697 0 27234 WisdomTree Emerging Markets Local Debt ETP 97717X867 17531 368763 SH SOLE 311829 0 56934 WisdomTree Emerging Mkts SmallCap Div ETP 97717W281 3494 72830 SH SOLE 66907 0 5923 WisdomTree Equity Income ETP 97717W208 867 14600 SH SOLE 14600 0 0 WisdomTree India Earnings ETP 97717W422 1641 73052 SH SOLE 59824 0 13228 WisdomTree International LargeCap Div ETP 97717W794 5308 99309 SH SOLE 98803 0 506 WisdomTree International SmallCap Div ETP 97717W760 3937 60771 SH SOLE 59801 0 970 WisdomTree LargeCap Dividend ETP 97717W307 9131 128958 SH SOLE 123926 0 5032 WisdomTree MidCap Dividend ETP 97717W505 3833 46944 SH SOLE 34571 0 12373 WisdomTree SmallCap Dividend ETP 97717W604 3450 49271 SH SOLE 46349 0 2922 WisdomTree SmallCap Earnings ETP 97717W562 2011 24333 SH SOLE 24333 0 0 WisdomTree Total Dividend ETP 97717W109 4866 68021 SH SOLE 68021 0 0 WNS holdings ADR 92932M101 1048 54665 SH SOLE 39879 0 14786 Wynn Resorts Ltd Common Stock 983134107 5281 25442 SH SOLE 21008 0 4433 Xcel Energy Inc Common Stock 98389B100 1152 35753 SH SOLE 35459 0 294 Xerox Corp Common Stock 984121103 463 37184 SH SOLE 8337 0 28847 Xilinx Inc Common Stock 983919101 4972 105091 SH SOLE 95175 0 9916 XPO Logistics Inc Common Stock 983793100 7083 247491 SH SOLE 91132 0 156359 Xylem Inc/NY Common Stock 98419M100 2076 53121 SH SOLE 17758 0 35363 Yahoo! Inc Common Stock 984332106 846 24081 SH SOLE 12693 0 11388 Yandex NV Common Stock N97284108 500 14031 SH SOLE 9290 0 4741 Yum Brands Inc Common Stock 988498101 15233 187601 SH SOLE 113008 0 74593 Zimmer Holdings Inc Common Stock 98956P102 2517 24236 SH SOLE 19564 0 4672