The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE |
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Report for the Calendar Year or Quarter Ended: | 06-30-2019 |
Check here if Amendment | Amendment Number: | |
This Amendment (Check only one.): | is a restatement. | |
adds new holdings entries. |
Institutional Investment Manager Filing this Report: | |
Name: | UNITED CAPITAL FINANCIAL ADVISERS, LLC |
Address: | 620 NEWPORT CENTER DRIVE |
SUITE 500 | |
NEWPORT BEACH, CA 92660 | |
Form 13F File Number: | 028-13508 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager: | ||||
Name: | MIKE HERMAN | |||
Title: | CHIEF COMPLIANCE OFFICER | |||
Phone: | 9499998500 | |||
Signature, Place, and Date of Signing: | ||||
MIKE HERMAN | NEWPORT BEACH, CA | 08-13-2019 | ||
[Signature] | [City, State] | [Date] | ||
Report Type (Check only one.): | |
13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | |
13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | |
X | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] | |||
Form 13F File Number | Name | ||
028-05990 | ACADIAN ASSET MANAGEMENT LLC | ||
028-11543 | Advisors Capital Management, LLC | ||
028-13399 | ADVISOR PARTNERS LLC | ||
028-11962 | AMI ASSET MANAGEMENT CORP | ||
028-12016 | BlackRock Investment Management, LLC | ||
028-05775 | Brown Advisory LLC | ||
028-07760 | CARDINAL CAPITAL MANAGEMENT LLC /CT | ||
028-11728 | CAUSEWAY CAPITAL MANAGEMENT LLC | ||
028-05029 | CHURCHILL MANAGEMENT Corp | ||
028-05392 | CITY NATIONAL ROCHDALE, LLC | ||
028-13334 | CONFLUENCE INVESTMENT MANAGEMENT LLC | ||
028-11051 | CUMBERLAND ADVISORS INC | ||
028-13023 | Dana Investment Advisors, Inc. | ||
028-04121 | DAVIS SELECTED ADVISERS | ||
028-01666 | EAGLE ASSET MANAGEMENT INC | ||
028-13603 | Efficient Market Advisors, LLC | ||
028-10492 | FALCON POINT CAPITAL, LLC | ||
028-10991 | FAYEZ SAROFIM & CO | ||
028-14862 | Granite Investment Partners, LLC | ||
028-05229 | GREAT LAKES ADVISORS, LLC | ||
028-18059 | Keeley-Teton Advisors, LLC | ||
028-10469 | LAZARD ASSET MANAGEMENT LLC | ||
028-12558 | Legg Mason Private Portfolio Group, LLC | ||
028-13608 | LMCG INVESTMENTS, LLC | ||
028-06580 | LSV ASSET MANAGEMENT | ||
028-13243 | MAR VISTA INVESTMENT PARTNERS LLC | ||
028-03692 | MILLER HOWARD INVESTMENTS INC /NY | ||
028-00454 | NEUBERGER BERMAN LLC | ||
028-13466 | NorthCoast Asset Management LLC | ||
028-15607 | OFI Global Asset Management, Inc. | ||
028-04558 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | ||
028-11107 | Placemark Investments, Inc. | ||
028-01549 | PRINCIPAL GLOBAL INVESTORS | ||
028-14184 | Salient Capital Advisors, LLC | ||
028-05621 | SANTA BARBARA ASSET MANAGEMENT, LLC | ||
028-04691 | SCHAFER CULLEN CAPITAL MANAGEMENT INC | ||
028-16475 | SEI INVESTMENTS MANAGEMENT CORP | ||
028-18017 | SpiderRock Advisors, LLC | ||
028-06451 | STERLING CAPITAL MANAGEMENT LLC | ||
028-11123 | TORTOISE CAPITAL ADVISORS, L.L.C. | ||
028-03125 | TRILLIUM ASSET MANAGEMENT, LLC | ||
028-07292 | VOYA INVESTMENT MANAGEMENT LLC | ||
028-12525 | WBI INVESTMENTS, INC. | ||
028-05973 | WEDGEWOOD PARTNERS INC | ||
028-03676 | Winslow Capital Management, LLC | ||
Russell Investments | |||
Lunt Capital | |||
Belle Haven | |||
Wells Fargo Asset Management |
Form 13F Summary Page | |||||
Report Summary: | |||||
Number of Other Included Managers: | 0 | ||||
Form 13F Information Table Entry Total: | 1,461 | ||||
Form 13F Information Table Value Total: | 15,296,537 | ||||
(thousands) | |||||
List of Other Included Managers: | |||
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. | |||
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.] | |||
NONE |