0001463172-21-000284.txt : 20210617 0001463172-21-000284.hdr.sgml : 20210617 20210617194553 ACCESSION NUMBER: 0001463172-21-000284 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210615 FILED AS OF DATE: 20210617 DATE AS OF CHANGE: 20210617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gennaro Norman CENTRAL INDEX KEY: 0001727790 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36456 FILM NUMBER: 211026606 MAIL ADDRESS: STREET 1: 1019 MARKET STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zendesk, Inc. CENTRAL INDEX KEY: 0001463172 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 264411091 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 989 MARKET STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: (415) 418-7506 MAIL ADDRESS: STREET 1: 989 MARKET STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 wf-form4_162397353913060.xml FORM 4 X0306 4 2021-06-15 0 0001463172 Zendesk, Inc. ZEN 0001727790 Gennaro Norman 989 MARKET STREET SAN FRANCISCO CA 94103 0 1 0 0 President of Sales Common Stock 2021-06-15 4 M 0 2396 A 31519 D Common Stock 2021-06-15 4 F 0 1188 141.02 D 30331 D Common Stock 2021-06-15 4 M 0 325 A 30656 D Common Stock 2021-06-15 4 F 0 162 141.02 D 30494 D Common Stock 2021-06-15 4 M 0 408 A 30902 D Common Stock 2021-06-15 4 F 0 203 141.02 D 30699 D Common Stock 2021-06-15 4 M 0 295 A 30994 D Common Stock 2021-06-15 4 F 0 147 141.02 D 30847 D Common Stock 2021-06-15 4 M 0 2000 35.47 A 32847 D Common Stock 2021-06-15 4 M 0 1000 73.27 A 33847 D Common Stock 2021-06-15 4 M 0 1000 89.20 A 34847 D Common Stock 2021-06-15 4 S 0 5000 140.41 D 29847 D Restricted Stock Unit 2021-06-15 4 M 0 2396 0 D 2025-01-31 Common Stock 2396.0 16772 D Restricted Stock Unit 2021-06-15 4 M 0 325 0 D 2026-02-07 Common Stock 325.0 6176 D Restricted Stock Unit 2021-06-15 4 M 0 408 0 D 2027-02-10 Common Stock 408.0 13049 D Restricted Stock Unit 2021-06-15 4 M 0 295 0 D 2028-02-08 Common Stock 295.0 12987 D Stock Option (Right to Buy) 35.47 2021-06-15 4 M 0 2000 0 D 2028-01-09 Common Stock 2000.0 103000 D Stock Option (Right to Buy) 73.27 2021-06-15 4 M 0 1000 0 D 2029-02-07 Common Stock 1000.0 26200 D Stock Option (Right to Buy) 89.2 2021-06-15 4 M 0 1000 0 D 2030-02-10 Common Stock 1000.0 36146 D Restricted stock units convert into common stock on a one-for-one basis. Represents the number of shares withheld by the Issuer in satisfaction of tax withholding obligations in connection with the vesting of the restricted stock units listed in Table II. Such withholding is mandated by an election of the Issuer made in advance and does not represent a discretionary trade by the Reporting Person. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Norman Gennaro on November 2, 2020. 1/4th of the shares issuable pursuant to the restricted stock units shall vest one year after the vesting commencement date of January 15, 2018 and an additional 1/48th of the shares issuable pursuant to the restricted stock units shall vest each month thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events. 1/48th of the shares issuable pursuant to the restricted stock units shall vest each month after the vesting commencement date of January 15, 2019, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events. 1/48th of the shares issuable pursuant to the restricted stock units shall vest each month after the vesting commencement date of February 15, 2020, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events. 1/48th of the shares issuable pursuant to the restricted stock units shall vest each month after the vesting commencement date of February 15, 2021, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events. 1/4th of the shares issuable pursuant to the option shall vest one year after the vesting commencement date of January 02, 2018 and an additional 1/48th of the shares issuable pursuant to the option shall vest each month thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date. The Reporting Person will be eligible to participate in the Issuers's Change of Control Acceleration Plan. If the Reporting Person elects to participate in the Issuers's Change of Control Acceleration Plan, unvested shares will be subject to acceleration upon the occurrence of certain events described therein. 1/48th of the shares subject to the option shall vest and become exercisable monthly after the vesting commencement date of February 7, 2019, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events. 1/48th of the shares subject to the option shall vest and become exercisable monthly after the vesting commencement date of February 10, 2020, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events. /s/ Steven Chen via Power-of-Attorney for Norman Gennaro 2021-06-17