0001463101-22-000100.txt : 20220909 0001463101-22-000100.hdr.sgml : 20220909 20220909204511 ACCESSION NUMBER: 0001463101-22-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220909 FILED AS OF DATE: 20220909 DATE AS OF CHANGE: 20220909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kothandaraman Badrinarayanan CENTRAL INDEX KEY: 0001543777 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35480 FILM NUMBER: 221237206 MAIL ADDRESS: STREET 1: ENPHASE ENERGY INC. STREET 2: 1420 NORTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enphase Energy, Inc. CENTRAL INDEX KEY: 0001463101 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204645388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: (707) 763-4784 MAIL ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 wf-form4_166277069566593.xml FORM 4 X0306 4 2022-09-09 0 0001463101 Enphase Energy, Inc. ENPH 0001543777 Kothandaraman Badrinarayanan C/O ENPHASE ENERGY, INC. 47281 BAYSIDE PARKWAY FREMONT CA 94538 1 1 0 0 President & CEO Common Stock 2022-09-09 4 M 0 155000 1.31 A 1214051 D Common Stock 2022-09-09 4 S 0 4600 295.3769 D 1209451 D Common Stock 2022-09-09 4 S 0 5102 296.1948 D 1204349 D Common Stock 2022-09-09 4 S 0 13599 297.1566 D 1190750 D Common Stock 2022-09-09 4 S 0 6700 298.1668 D 1184050 D Common Stock 2022-09-09 4 S 0 7100 299.1577 D 1176950 D Common Stock 2022-09-09 4 S 0 2900 300.1849 D 1174050 D Common Stock 2022-09-09 4 S 0 5430 301.1984 D 1168620 D Common Stock 2022-09-09 4 S 0 7393 302.1428 D 1161227 D Common Stock 2022-09-09 4 S 0 12300 303.1509 D 1148927 D Common Stock 2022-09-09 4 S 0 4400 304.1272 D 1144527 D Common Stock 2022-09-09 4 S 0 1200 305.3117 D 1143327 D Common Stock 2022-09-09 4 S 0 5905 306.2511 D 1137422 D Common Stock 2022-09-09 4 S 0 2400 307.2465 D 1135022 D Common Stock 2022-09-09 4 S 0 1100 308.3309 D 1133922 D Common Stock 2022-09-09 4 S 0 328 309.038 D 1133594 D Common Stock 2022-09-09 4 S 0 100 310.26 D 1133494 D Common Stock 2022-09-09 4 S 0 1878 312.0165 D 1131616 D Common Stock 2022-09-09 4 S 0 400 313.95 D 1131216 D Stock Option (Right to Buy) 1.31 2022-09-09 4 M 0 155000 0 D 2024-04-15 Common Stock 155000.0 89660 D The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $294.67 to $295.66. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $295.67 to $296.65. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $296.665 to $297.66. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $297.67 to $298.66. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $298.67 to $299.63. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $299.69 to $300.67. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $300.70 to $301.67. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $301.70 to $302.674. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $302.76 to $303.705. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $303.78 to $304.36. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $304.82 to $305.76. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $305.83 to $306.82. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $306.88 to $307.87. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $307.95 to $308.68. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $309.00 to $309.41. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $311.97 to $312.34. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $313.55 to $314.50. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Issued pursuant to the 2011 Equity Incentive Plan. This stock option is fully vested. /s/ Lisan Hung, Attorney-in-Fact for Badri Kothandaraman 2022-09-09