0001463101-22-000078.txt : 20220614 0001463101-22-000078.hdr.sgml : 20220614 20220614175327 ACCESSION NUMBER: 0001463101-22-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220610 FILED AS OF DATE: 20220614 DATE AS OF CHANGE: 20220614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kothandaraman Badrinarayanan CENTRAL INDEX KEY: 0001543777 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35480 FILM NUMBER: 221016016 MAIL ADDRESS: STREET 1: ENPHASE ENERGY INC. STREET 2: 1420 NORTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enphase Energy, Inc. CENTRAL INDEX KEY: 0001463101 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204645388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: (707) 763-4784 MAIL ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 wf-form4_165524358920096.xml FORM 4 X0306 4 2022-06-10 0 0001463101 Enphase Energy, Inc. ENPH 0001543777 Kothandaraman Badrinarayanan C/O ENPHASE ENERGY, INC. 47281 BAYSIDE PARKWAY FREMONT CA 94538 1 1 0 0 President & CEO Common Stock 2022-06-10 4 M 0 155000 1.31 A 1175401 D Common Stock 2022-06-10 4 S 0 13415 193.2998 D 1161986 D Common Stock 2022-06-10 4 S 0 6552 194.4212 D 1155434 D Common Stock 2022-06-10 4 S 0 11096 195.2642 D 1144338 D Common Stock 2022-06-10 4 S 0 15136 196.3902 D 1129202 D Common Stock 2022-06-10 4 S 0 13219 197.3643 D 1115983 D Common Stock 2022-06-10 4 S 0 9769 198.504 D 1106214 D Common Stock 2022-06-10 4 S 0 2580 199.8499 D 1103634 D Common Stock 2022-06-10 4 S 0 5314 200.7894 D 1098320 D Common Stock 2022-06-10 4 S 0 619 202.3428 D 1097701 D Stock Option (Right to Buy) 1.31 2022-06-10 4 M 0 155000 0 D 2024-04-15 Common Stock 155000.0 244660 D Includes 99 shares purchased under the Enphase Energy 2009 ESPP Plan on May 15, 2022. The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $192.71 to $193.69. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $193.87 to $194.64. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $194.90 to $195.87. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $195.946 to $196.94. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $197.005 to $197.99. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $198.14 to $199.125. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $199.28 to $200.135. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $200.33 to $201.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $202.08 to $202.59. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. This stock option is fully vested /s/ Lisan Hung, Attorney-in-Fact for Badri Kothandaraman 2022-06-14