0001463101-22-000024.txt : 20220311 0001463101-22-000024.hdr.sgml : 20220311 20220311212334 ACCESSION NUMBER: 0001463101-22-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220310 FILED AS OF DATE: 20220311 DATE AS OF CHANGE: 20220311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kothandaraman Badrinarayanan CENTRAL INDEX KEY: 0001543777 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35480 FILM NUMBER: 22734931 MAIL ADDRESS: STREET 1: ENPHASE ENERGY INC. STREET 2: 1420 NORTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enphase Energy, Inc. CENTRAL INDEX KEY: 0001463101 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204645388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: (707) 763-4784 MAIL ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 wf-form4_164705179625248.xml FORM 4 X0306 4 2022-03-10 0 0001463101 Enphase Energy, Inc. ENPH 0001543777 Kothandaraman Badrinarayanan C/O ENPHASE ENERGY, INC. 47281 BAYSIDE PARKWAY FREMONT CA 94538 1 1 0 0 President & CEO Common Stock 2022-03-10 4 M 0 155000 1.31 A 1105802 D Common Stock 2022-03-10 4 S 0 7793 172.1259 D 1098009 D Common Stock 2022-03-10 4 S 0 11761 173.0037 D 1086248 D Common Stock 2022-03-10 4 S 0 15244 173.941 D 1071004 D Common Stock 2022-03-10 4 S 0 7056 174.9825 D 1063948 D Common Stock 2022-03-10 4 S 0 8361 176.1139 D 1055587 D Common Stock 2022-03-10 4 S 0 5569 177.0346 D 1050018 D Common Stock 2022-03-10 4 S 0 5432 178.0834 D 1044586 D Common Stock 2022-03-10 4 S 0 17634 179.0617 D 1026952 D Common Stock 2022-03-10 4 S 0 1150 179.716 D 1025802 D Stock Option (Right to Buy) 1.31 2022-03-10 4 M 0 155000 0 D 2024-04-15 Common Stock 155000.0 399660 D The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $171.52 to $172.51. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $172.52 to $173.50. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $173.53 to $174.52. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $174.53 to $175.47. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $175.53 to $176.50. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $176.53 to $177.47. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $177.66 to $178.63. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $178.67 to $179.65. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $179.67 to $179.73. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. 1/4 of the total number of shares subject to the Option granted shall vest and become exercisable on April 10, 2018 and in equal monthly installments thereafter until the Option is fully vested on April 10, 2021, subject to the grantee's continuous service as defined in the Plan. /s/ Lisan Hung, Attorney-in-Fact for Badri Kothandaraman 2022-03-11