0001463101-22-000023.txt : 20220303 0001463101-22-000023.hdr.sgml : 20220303 20220303210820 ACCESSION NUMBER: 0001463101-22-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220221 FILED AS OF DATE: 20220303 DATE AS OF CHANGE: 20220303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McNeil Jeff CENTRAL INDEX KEY: 0001776803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35480 FILM NUMBER: 22711794 MAIL ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enphase Energy, Inc. CENTRAL INDEX KEY: 0001463101 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204645388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: (707) 763-4784 MAIL ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 wf-form4_164635967004669.xml FORM 4 X0306 4 2022-02-21 0 0001463101 Enphase Energy, Inc. ENPH 0001776803 McNeil Jeff C/O ENPHASE ENERGY, INC. 47281 BAYSIDE PARKWAY FREMONT CA 94538 0 1 0 0 EVP & Chief Operating Officer Common Stock 2022-02-21 4 A 0 20000 0 A 87412 D Common Stock 2022-03-02 4 S 0 20784 162.8134 D 66628 D Common Stock 2022-03-03 4 S 0 3594 160.8041 D 63034 D Common Stock 2022-03-03 4 S 0 4700 161.609 D 58334 D Common Stock 2022-03-03 4 S 0 2000 163.0918 D 56334 D Common Stock 2022-03-03 4 S 0 4898 163.8596 D 51436 D Common Stock 2022-03-03 4 S 0 4024 164.8287 D 47412 D On this date, the Compensation Committee certified the achievement of the performance criteria under a performance award originally granted on July 1, 2021 under the 2021 Equity Incentive Plan. The shares vested on March 1, 2022. Represents shares sold by the reporting person to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) and performance stock units (PSUs) vested on March 1, 2022. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $162.59 to $162.86. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $160.21 to $161.20. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $161.26 to $162.22. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $162.35 to $163.38. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $163.40 to $164.31. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $164.45 to $165.17. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. /s/ Lisan Hung, Attorney-in-fact for Jeff McNeil 2022-03-03