0001463101-17-000116.txt : 20171122 0001463101-17-000116.hdr.sgml : 20171122 20171122160118 ACCESSION NUMBER: 0001463101-17-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171120 FILED AS OF DATE: 20171122 DATE AS OF CHANGE: 20171122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weber John Howard CENTRAL INDEX KEY: 0001564288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35480 FILM NUMBER: 171219872 MAIL ADDRESS: STREET 1: 600 CORPORATION DRIVE CITY: PENDLETON STATE: IN ZIP: 46064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enphase Energy, Inc. CENTRAL INDEX KEY: 0001463101 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204645388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 NORTH MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: (707) 763-4784 MAIL ADDRESS: STREET 1: 1420 NORTH MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 4 1 wf-form4_151138446356191.xml FORM 4 X0306 4 2017-11-20 0 0001463101 Enphase Energy, Inc. ENPH 0001564288 Weber John Howard C/O ENPHASE ENERGY, INC. 1420 NORTH MCDOWELL BLVD PETALUMA CA 94954 1 0 0 0 Common Stock 2017-11-20 4 M 0 35326 0.70 A 35326 D Common Stock 2017-11-20 4 S 0 35326 2.584 D 0 D Common Stock 2017-11-21 4 M 0 20200 0.70 A 20200 D Common Stock 2017-11-21 4 S 0 20200 2.7287 D 0 D Option (right to buy) 0.7 2017-11-20 4 M 0 35326 0 D 2024-05-17 Common Stock 35326.0 75726 D Option (right to buy) 0.7 2017-11-21 4 M 0 20200 0 D 2024-05-17 Common Stock 20200.0 55526 D The price reported in Table I, column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.645. The price reported in Table I, column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.71 to $2.77. Issued pursuant to the 2011 Equity Incentive Plan. Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). Remaining options in Table II, column 9 are unvested as of the date of this filing. All vested options from this grant have been exercised. /s/ Denis Quinlan, Attorney in Fact for John Howard Weber 2017-11-22