UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM TA-W NOTICE OF WITHDRAWAL FROM REGISTRATION AS TRANSFER AGENT PURSUANT TO SECTION 17A OF THE SECURITIES EXCHANGE ACT OF 1934 |
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1(c). Live/Test Filing? |
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7(a). Does registrant have any intention of performing in the near future a transfer agent function for any such security? | ||||
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8. Is registrant directly or indirectly involved in any legal actions or proceedings or aware of any potential claims against it in connection with its performance of transfer agent functions for any security? | ||||
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9. Are there any unsatisfied judgments or liens against registrant arising out of its performance of transfer agent functions for any security? | ||||
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9(a)(ii). Title of Action | 9(a)(iii). Date of Action |
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10(a). Is there a successor transfer agent? | ||||
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10(d). Is the successor transfer agent registered as a transfer agent pursuant to the Act? | ||||
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SIGNATURE: | The registrant submitting this Form and its attachments and the person executing it represent that it and all materials filed in connection with it contain a true, correct and complete statement of all required information. Registrant also consents to make the books and records it is required to preserve by Rules 17Ad-6 and 17Ad-7 under the Securities Exchange Act of 1934 (17 CFR 240.17Ad-6 and 240.17Ad-7) available for examination by authorized representatives of the Commission during the period the rules require registrant to preserve such books and records and authorizes the person having custody of such books and records to make them available to such representatives. |
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13(a).
Signature of Official responsible for Form: /s/ Ken McGuire |
13(b).
Telephone Number: 858-459-7040 |
13(c).
Title of Signing Officer: Co-President, Altegris Advisors, successor Altegris Funds |
13(d).
Date Signed (Month/Day/Year) 08/10/2015 |