UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM TA-1

UNIFORM FORM FOR REGISTRATION AS A TRANSFER AGENT AND FOR AMENDMENTTO REGISTRATION PURSUANT TO SECTION 17A OF THESECURITIES EXCHANGE ACT OF 1934
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GENERAL: Form TA-1 is to be used to register or amend registration as a transfer agent with the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation or the Securities and Exchange Commission pursuant to Section 17A of the Securities Exchange Act of 1934. Read all instructions before completing this form. Please print or type all responses.
Form Version:
1(a).  Filer CIK: 0001462774
1(c). Live/Test Filing?
X Live    Test
1(e). Is this filing an amendment to a previous filing?
X Yes
1(e)(i).  File Number: 084-06356

2. Appropriate regulatory agency (check one):
X Securities and Exchange Commission
   Board of Governors of the Federal Reserve System
   Federal Deposit Insurance Corporation
   Comptroller of the Currency
   Office of Thrift Supervision

3(a).  Full Name of Registrant:
Altegris Portfolio Management, Inc. (d/b/a Altegris Funds)
3(a)(i).  Previous name, if being amended:

3(b).  Financial Industry Number Standard (FINS) number:340216
3(c).  Address of principal office where transfer agent activities are, or will be, performed:
3(c)(i).  Address 1
1200 Prospect Street
3(c)(ii).  Address 2
Suite 400
3(c)(iii).  City
La Jolla
3(c)(iv).  State or Country
CA
CALIFORNIA
3(c)(v).  Postal Code
92037
3(d). Address of principal office where transfer agent activities are, or will be, performed:
   Yes X No
If `yes,` provide address(es):
3(e).  Telephone Number (Include Area Code)
858-459-7040

4. Does registrant conduct, or will it conduct, transfer agent activities at any location other than that given in Question 3(c) above?
   Yes X No
If `yes,` provide address(es):

5. Does registrant act, or will it act, as a transfer agent solely for its own securities and/or securities of an affiliate(s)?
X Yes    No

6. Has registrant, as a named transfer agent, engaged, or will it engage, a service company to perform any transfer agent functions?
   Yes X No
If `yes,` provide the name(s) and address(es) of all service companies engaged, or that will be engaged, by the registrant to perform its transfer agent functions:

7. Has registrant been engaged, or will it be engaged, as a service company by a named transfer agent to perform transfer agent functions?
   Yes X No
If `yes,` provide the name(s) and File Number(s) of the named transfer agent(s) for which the registrant has been engaged, or will be engaged, as a service company to perform transfer agent functions:

Completion of Question 8 on this form is required by all independent, non-issuer registrants whose appropriate regulatory authority is the Securities and Exchange Commission. Those registrants who are not required to complete Question 8 should select `Not Applicable.`

8. Is registrant a:
   Corporation
   Partnership
   Sole Proprietorship
   Other
X Not Applicable

9.  Does any person or entity not named in the answer to Question 8:
9(a). directly or indirectly, through agreement or otherwise exercise or have the power to exercise control over the management or policies of applicant; or . . . .
X Yes    No    NA
9(a)(i).  Exact name of each person or entity:
Altegris Holdings Inc.AssetMark Holdings Inc.AqGen Liberty Acquisition Inc.AqGen Liberty Management I Inc.AqGen Liberty Holdings, LLC
9(a)(ii).  Description of the Agreement or other basis:
Direct ParentIndirect Owner (holding company)Indirect Owner (holding company)Indirect Owner (holding company)Indirect Parent Company
9(b). wholly or partially finance the business of applicant, directly or indirectly, in any manner other than by a public offering of securities made pursuant to the Securities Act of 1933 or by credit extended in the ordinary course of business by suppliers, banks and others ? . . . . . . . . . . . . . . . . . . . . . . . . . .
   Yes X No
9(b)(i).  Exact name of each person or entity:

9(b)(ii).  Description of the Agreement or other basis:


10.  Applicant and Control Affiliate Disciplinary History:
The following definitions apply for purposes of answering this Question 10
Control affiliate - An individual or firm that directly or indirectly controls, is under common control with, or is controlled by applicant. Included are any employees identified in 8(a), 8(b), 8(c) of this form as exercising control. Excluded are any employees who perform solely clerical, administrative support of similar functions, or who, regardless of title, perform no executive duties or have no senior policy making authority.
Investment or investment related - Pertaining to securities, commodities, banking, insurance, or real estate (including, but not limited to, acting as or being associated with a broker-dealer, investment company, investment adviser, futures sponsor, bank, or savings and loan association).
Involved - Doing an act of aiding, abetting, counseling, commanding, inducing, conspiring with or failing reasonably to supervise another in doing an act.
10(a).  In the past ten years has the applicant or a control affiliate been convicted of or plead guilty or nolo contender (`no contest`) to:
10(a)(1). a felony or misdemeanor involving: investments or an investment-related business, fraud, false statements or omissions, wrongful taking of property, or bribery, forgery, counterfeiting or extortion?
   Yes X No
10(a)(2). any other felony?
   Yes X No
10(b).  Has any court in the past ten years:
10(b)(1). enjoined the applicant or a control affiliate in connection with any investment-related activity?
   Yes X No
10(b)(2). found that the applicant or a control affiliate was involved in a violation of investment-related statutes or regulations?
   Yes X No
10(c).  Has the U.S. Securities and Exchange Commission or the Commodity Futures Trading Commission ever:
10(c)(1). found the applicant or a control affiliate to have made a false statement or omission?
   Yes X No
10(c)(2). found the applicant or a control affiliate to have been involved in a violation of its regulations or statutes?
   Yes X No
10(c)(3). found the applicant or a control affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked or restricted?
   Yes X No
10(c)(4). entered an order denying, suspending or revoking the applicant`s or a control affiliate`s registration or otherwise disciplined it by restricting its activities?
   Yes X No
10(d).  Has any other Federal regulatory agency or any state regulatory agency:
10(d)(1). ever found the applicant or a control affiliate to have made a false statement or omission or to have been dishonest, unfair, or unethical?
   Yes X No
10(d)(2). ever found the applicant or a control affiliate to have been involved in a violation of investment-related regulations or statutes?
X Yes    No
10(d)(2)(i).  The individuals named in the action or claim:
CRT Capital Group LLC
10(d)(2)(ii).  Title of Action 10(d)(2)(iii).  Date of Action
Cease and desist
 11/06/2007
10(d)(2)(iv).  The Court or body taking the Action and location:
State of New Hampshire
10(d)(2)(v).  Description of the action or claim:
Firm did not file annual audit in a timely manner and did not timely pay penalty
10(d)(2)(vi).  Disposition of action or claim:
$1075 penalty paid
10(d)(2)(i).  The individuals named in the action or claim:
CRT Capital Group LLC
10(d)(2)(ii).  Title of Action 10(d)(2)(iii).  Date of Action
Civil and Administrative penalties/ fines
 07/28/1998
10(d)(2)(iv).  The Court or body taking the Action and location:
Conneticut Department of Banking
10(d)(2)(v).  Description of the action or claim:
Consent order alleged firm had employed unregistered agents
10(d)(2)(vi).  Disposition of action or claim:
Monetary fine
10(d)(3). ever found the applicant or a control affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
   Yes X No
10(d)(4). in the past ten years entered an order against the applicant or a control affiliate in connection with investment-related activity?
X Yes    No
10(d)(4)(i).  The individuals named in the action or claim:
CRT Capital Group LLC
10(d)(4)(ii).  Title of Action 10(d)(4)(iii).  Date of Action
Principal Sanction
 07/28/1998
10(d)(4)(iv).  The Court or body taking the Action and location:
Conneticut Department of Banking
10(d)(4)(v).  Description of the action or claim:
Consent order alleged firm had employed unregistered agents
10(d)(4)(vi).  Disposition of action or claim:
Monetary fine
10(d)(5). ever denied, suspended, or revoked the applicant`s or a control affiliate`s registration or license, or prevented it from associating with an investment-related business, or otherwise disciplined it by restricting its activities?
   Yes X No
10(d)(6). ever revoked or suspended the applicant`s or a control affiliate`s license as an attorney or accountant?
   Yes X No
10(e).  Has any self-regulatory organization or commodities exchange ever:
10(e)(1). found the applicant or a control affiliate to have made a false statement or omission?
X Yes    No
10(e)(1)(i).  The individuals named in the action or claim:
Altegris Investments Inc.
10(e)(1)(ii).  Title of Action 10(e)(1)(iii).  Date of Action
Censure
 04/04/2003
10(e)(1)(iv).  The Court or body taking the Action and location:
NASD
10(e)(1)(v).  Description of the action or claim:
Hedge fund sales material that did not independently provide full disclosure of risks; failure to supervise
10(e)(1)(vi).  Disposition of action or claim:
Monetary fine and censure
10(e)(2). found the applicant or a control affiliate to have been involved in a violation of its rules?
X Yes    No
10(e)(2)(i).  The individuals named in the action or claim:
Altegris Investments Inc.
10(e)(2)(ii).  Title of Action 10(e)(2)(iii).  Date of Action
Censure
 04/04/2003
10(e)(2)(iv).  The Court or body taking the Action and location:
NASD
10(e)(2)(v).  Description of the action or claim:
hedge fund sales material that did not independently provide full disclosure of risks; failure to supervise
10(e)(2)(vi).  Disposition of action or claim:
Monetary fine and censure
10(e)(2)(i).  The individuals named in the action or claim:
CRT Capital Group LLC
10(e)(2)(ii).  Title of Action 10(e)(2)(iii).  Date of Action
Censure
 12/21/2010
10(e)(2)(iv).  The Court or body taking the Action and location:
FINRA
10(e)(2)(v).  Description of the action or claim:
Trace reporting violations; books and records inaccuracies
10(e)(2)(vi).  Disposition of action or claim:
Monetary fine and censure
10(e)(2)(i).  The individuals named in the action or claim:
CRT Capital Group LLC
10(e)(2)(ii).  Title of Action 10(e)(2)(iii).  Date of Action
Censure
 07/13/2009
10(e)(2)(iv).  The Court or body taking the Action and location:
FINRA
10(e)(2)(v).  Description of the action or claim:
Incorrect order tickets
10(e)(2)(vi).  Disposition of action or claim:
Monetary fine and censure
10(e)(2)(i).  The individuals named in the action or claim:
CRT Capital Group LLC
10(e)(2)(ii).  Title of Action 10(e)(2)(iii).  Date of Action
Censure
 11/14/2007
10(e)(2)(iv).  The Court or body taking the Action and location:
NYSE ARCA Equities Inc.
10(e)(2)(v).  Description of the action or claim:
Did not maintain continuous two sided Q orders in the single security in which the firm was a registered market maker
10(e)(2)(vi).  Disposition of action or claim:
Monetary fine and censure
10(e)(2)(i).  The individuals named in the action or claim:
CRT Capital Group LLC
10(e)(2)(ii).  Title of Action 10(e)(2)(iii).  Date of Action
Censure
 08/04/2006
10(e)(2)(iv).  The Court or body taking the Action and location:
NASD
10(e)(2)(v).  Description of the action or claim:
Permitted investment banking personnel to have influence or control over the compensatory evaluation of research analysts
10(e)(2)(vi).  Disposition of action or claim:
Monetary fine and censure
10(e)(2)(i).  The individuals named in the action or claim:
CRT Capital Group LLC
10(e)(2)(ii).  Title of Action 10(e)(2)(iii).  Date of Action
Civil and Administrative penalties/ fines
 07/13/2005
10(e)(2)(iv).  The Court or body taking the Action and location:
NASD
10(e)(2)(v).  Description of the action or claim:
Late OTC equity transaction reporting
10(e)(2)(vi).  Disposition of action or claim:
Monetary fine
10(e)(2)(i).  The individuals named in the action or claim:
CRT Capital Group LLC
10(e)(2)(ii).  Title of Action 10(e)(2)(iii).  Date of Action
Censure
 03/26/2004
10(e)(2)(iv).  The Court or body taking the Action and location:
NASD
10(e)(2)(v).  Description of the action or claim:
Trade reporting violations
10(e)(2)(vi).  Disposition of action or claim:
Monetary fine and censure
10(e)(2)(i).  The individuals named in the action or claim:
CRT Capital Group LLC
10(e)(2)(ii).  Title of Action 10(e)(2)(iii).  Date of Action
Censure
 10/16/2002
10(e)(2)(iv).  The Court or body taking the Action and location:
NASD
10(e)(2)(v).  Description of the action or claim:
Late FIPS transaction reporting
10(e)(2)(vi).  Disposition of action or claim:
Monetary fine and censure
10(e)(2)(i).  The individuals named in the action or claim:
CRT Capital Group LLC
10(e)(2)(ii).  Title of Action 10(e)(2)(iii).  Date of Action
Civil and Administrative penalties/ fines
 06/14/2001
10(e)(2)(iv).  The Court or body taking the Action and location:
NASD
10(e)(2)(v).  Description of the action or claim:
Violation of Rule 15C2-11(A)
10(e)(2)(vi).  Disposition of action or claim:
Monetary fine
10(e)(2)(i).  The individuals named in the action or claim:
CRT Capital Group LLC
10(e)(2)(ii).  Title of Action 10(e)(2)(iii).  Date of Action
Censure
 05/10/2000
10(e)(2)(iv).  The Court or body taking the Action and location:
NASD
10(e)(2)(v).  Description of the action or claim:
Inadequate written supervisory procedures related to trade reporting
10(e)(2)(vi).  Disposition of action or claim:
Monetary fine and censure
10(e)(2)(i).  The individuals named in the action or claim:
CRT Capital Group LLC
10(e)(2)(ii).  Title of Action 10(e)(2)(iii).  Date of Action
Censure
 02/08/1999
10(e)(2)(iv).  The Court or body taking the Action and location:
NASD
10(e)(2)(v).  Description of the action or claim:
FIPS reporting violations; inadequate written supervisory procedures
10(e)(2)(vi).  Disposition of action or claim:
Monetary fine and censure
10(e)(2)(i).  The individuals named in the action or claim:
CRT Capital Group LLC
10(e)(2)(ii).  Title of Action 10(e)(2)(iii).  Date of Action
Censure
 11/01/1998
10(e)(2)(iv).  The Court or body taking the Action and location:
NASD
10(e)(2)(v).  Description of the action or claim:
Trade reporting and recordkeeping violations and inadequate written supervisory procedures related to such
10(e)(2)(vi).  Disposition of action or claim:
Monetary fine and censure
10(e)(3). found the applicant or a control affiliate to have been the cause of an investment-related business losing its authorization to do business?
   Yes X No
10(e)(4). disciplined the applicant or a control affiliate by expelling or suspending it from membership, by barring or suspending its association with other members, or by otherwise restricting its activities?
   Yes X No
10(f). Has any foreign government, court, regulatory agency, or exchange ever entered an order against the applicant or a control affiliate related to investments or fraud?
   Yes X No
10(g). Is the applicant or a control affiliate now the subject of any proceeding that could result in a yes answer to questions 10(a) - 10(f)?
   Yes X No
10(h). Has a bonding company denied, paid out on, or revoked a bond for the applicant or a control affiliate?
   Yes X No
10(i). Does the applicant or a control affiliate have any unsatisfied judgments or liens against it?
   Yes X No

ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
SIGNATURE: The Registrant submitting this Form, and as required, the SEC supplement and Schedules A-D, And the executing official hereby represent that all the information contained herein is true, correct and complete.
11(a).  Signature of Official responsible for Form:
Jon C. Sundt
 11(b).  Telephone Number:
858-459-7040
11(c).  Title of Signing Officer:
President
 11(d).  Date Signed (Month/Day/Year)
01/09/2014