0001289315-17-000001.txt : 20170905 0001289315-17-000001.hdr.sgml : 20170905 20170905121949 ACCESSION NUMBER: 0001289315-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170901 FILED AS OF DATE: 20170905 DATE AS OF CHANGE: 20170905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shepro William B CENTRAL INDEX KEY: 0001289315 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34354 FILM NUMBER: 171067957 MAIL ADDRESS: STREET 1: 40, AVENUE MONTEREY CITY: LUXEMBOURG STATE: N4 ZIP: L-2163 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Altisource Portfolio Solutions S.A. CENTRAL INDEX KEY: 0001462418 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 BUSINESS ADDRESS: STREET 1: 40, AVENUE MONTEREY STREET 2: L-2163 LUXEMBOURG CITY CITY: GRAND DUCHY OF LUXEMBOURG STATE: N4 ZIP: 50 BUSINESS PHONE: 352 24 69 79 00 MAIL ADDRESS: STREET 1: 40, AVENUE MONTEREY STREET 2: L-2163 LUXEMBOURG CITY CITY: GRAND DUCHY OF LUXEMBOURG STATE: N4 ZIP: 50 FORMER COMPANY: FORMER CONFORMED NAME: Altisource Portfolio Solutions S.a.r.l. DATE OF NAME CHANGE: 20090422 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-09-01 0 0001462418 Altisource Portfolio Solutions S.A. ASPS 0001289315 Shepro William B 40, AVENUE MONTEREY LUXEMBOURG N4 L-2163 LUXEMBOURG 1 1 0 0 Chief Executive Officer Common Stock 2017-05-09 5 G 0 E 9966 0 D 50660 D Common Stock 2017-05-09 5 G 0 E 9966 0 A 150318 I By William B. Shepro Revocable Trust Common Stock 2017-09-01 4 M 0 56250 9.14 A 106910 D Common Stock 2017-09-01 5 G 0 E 56250 0 D 50660 D Common Stock 2017-09-01 5 G 0 E 56250 0 A 206568 I By William B. Shepro Revocable Trust Stock Options 9.14 2017-09-01 4 M 0 1563 0 D 2009-12-23 2018-07-14 Common Stock 1563 223438 D Stock Options 9.14 2017-09-01 4 M 0 17188 0 D 2010-06-15 2018-07-14 Common Stock 17188 206250 D Stock Options 9.14 2017-09-01 4 M 0 17188 0 D 2010-07-14 2018-07-14 Common Stock 17188 189062 D Stock Options 9.14 2017-09-01 4 M 0 20311 0 D 2010-12-23 2018-07-14 Common Stock 20311 168751 D Represents a transfer by Mr. Shepro of 9,966 shares from his direct ownership to his indirect ownership, which took place on or around May 9, 2017. The transfer to the William B. Shepro Revocable Trust is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4. Acquired by the exercise of options granted pursuant to a stock option award that expires on July 14, 2018. Mr. Shepro elected to pay the exercise price and taxes associated with all 56,250 exercised options and retain the resulting 56,250 shares through the William B. Shepro Revocable Trust. 56,250 shares were acquired upon the exercise of options and transferred by gift to the William B. Shepro Revocable Trust. The transfer to the William B. Shepro Revocable Trust is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4. Includes (i) 37,733 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 12,927 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest. Following the reported transaction, Mr. Shepro holds 168,751 vested options relating to this grant and an additional 274,933 vested options from other grants for a total of 443,684 vested options. /s/ Teresa L. Denoncourt, Attorney-in-Fact 2017-09-05