0002001011-23-000010.txt : 20231211 0002001011-23-000010.hdr.sgml : 20231211 20231211195132 ACCESSION NUMBER: 0002001011-23-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231207 FILED AS OF DATE: 20231211 DATE AS OF CHANGE: 20231211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUSTAFSON KURT A CENTRAL INDEX KEY: 0001462354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40720 FILM NUMBER: 231479708 MAIL ADDRESS: STREET 1: 11388 SORRENTO VALLEY ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OmniAb, Inc. CENTRAL INDEX KEY: 0001846253 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 600 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-250-7800 MAIL ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 600 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: Avista Public Acquisition Corp. II DATE OF NAME CHANGE: 20210212 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-12-07 0 0001846253 OmniAb, Inc. OABI 0001462354 GUSTAFSON KURT A 5980 HORTON STREET, STE 600 EMERYVILLE CA 94608 0 1 0 0 Executive VP, Finance & CFO 0 Common Stock 2023-12-07 4 M 0 46503 A 174786 D Common Stock 2023-12-07 4 F 0 16081 4.85 D 158705 D Restricted Stock Units 0 Common Stock 46498 46498 D Restricted Stock Units 0 Common Stock 139504 186002 D Restricted Stock Units 0 Common Stock 40625 226627 D Restricted Stock Units 0 2023-12-07 4 M 0 46503 0 D Common Stock 46503 180124 D Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The total includes 8,334 shares acquired on May 31, 2023, and 11,160 shares acquired on November 30, 2023, through the Issuer's Employee Stock Purchase Plan (ESPP). Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units ("RSUs"). Represents RSUs previously reported in Table I. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in two substantially equal annual installments, beginning April 1st, 2024, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Represents RSUs previously reported in Table I. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in three substantially equal annual installments, beginning December 7th, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Represents RSUs previously reported in Table I. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in three substantially equal annual installments, beginning April 7th, 2024, subject to the Reporting Person's continued service to the Issuer through each such vesting date. By: /s/ Charles S. Berkman, Attorney-In-Fact For: Kurt A. Gustafson 2023-12-11