0000899243-22-035057.txt : 20221103 0000899243-22-035057.hdr.sgml : 20221103 20221103211333 ACCESSION NUMBER: 0000899243-22-035057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221101 FILED AS OF DATE: 20221103 DATE AS OF CHANGE: 20221103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUSTAFSON KURT A CENTRAL INDEX KEY: 0001462354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56427 FILM NUMBER: 221359922 MAIL ADDRESS: STREET 1: 11388 SORRENTO VALLEY ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OmniAb Operations, Inc. CENTRAL INDEX KEY: 0001893653 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 600 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 858-652-1292 MAIL ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 600 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: OmniAb, Inc. DATE OF NAME CHANGE: 20211112 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-01 1 0001893653 OmniAb Operations, Inc. NONE 0001462354 GUSTAFSON KURT A 5980 HORTON STREET, SUITE 600 EMERYVILLE CA 94608 0 1 0 0 EVP, Finance and CFO Common Stock 2022-11-01 4 A 0 17792 0.00 A 17792 D Common Stock 2022-11-01 4 D 0 17792 D 0 D Stock Option 60.68 2022-11-01 4 A 0 71174 0.00 A 2032-04-08 Common Stock 71174 71174 D Stock Option 60.68 2022-11-01 4 D 0 71174 D 2032-04-08 Common Stock 71174 0 D Includes 14,234 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock and does not expire. Pursuant to the business combination of Avista Public Acquisition Corp. II (after consummation of the transaction contemplated here, "New OmniAb") and the Issuer, as contemplated by an agreement and plan of merger, dated March 23, 2022 (the "Merger Agreement"), each share of common stock, option and award of restricted stock unit of the Issuer will automatically convert into the right to receive securities of New OmniAb with the same terms and conditions in accordance with exchange ratios described in the Merger Agreement. The stock option vests and is exercisable as to 12.5% of the underlying shares on October 8, 2022, and in 42 substantially equal monthly installments thereafter. /s/ Charles S. Berkman, Attorney-in-Fact 2022-11-03