0001462217-23-000001.txt : 20230623 0001462217-23-000001.hdr.sgml : 20230623 20230623134724 ACCESSION NUMBER: 0001462217-23-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230621 FILED AS OF DATE: 20230623 DATE AS OF CHANGE: 20230623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mathews Paula M. CENTRAL INDEX KEY: 0001462217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55617 FILM NUMBER: 231036701 MAIL ADDRESS: STREET 1: 10 TERRACE ROAD CITY: LADERA RANCH STATE: CA ZIP: 92694 FORMER NAME: FORMER CONFORMED NAME: Mathews Paula DATE OF NAME CHANGE: 20090417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SmartStop Self Storage REIT, Inc. CENTRAL INDEX KEY: 0001585389 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 461722812 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 TERRACE ROAD CITY: LADERA RANCH STATE: CA ZIP: 92694 BUSINESS PHONE: 949 429 6600 MAIL ADDRESS: STREET 1: 10 TERRACE ROAD CITY: LADERA RANCH STATE: CA ZIP: 92694 FORMER COMPANY: FORMER CONFORMED NAME: Strategic Storage Trust II, Inc. DATE OF NAME CHANGE: 20130828 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-06-21 0 0001585389 SmartStop Self Storage REIT, Inc. n/a 0001462217 Mathews Paula M. 10 TERRACE ROAD LADERA RANCH CA 92694 1 0 0 0 0 Class A Common Stock 28610 I Held by Paula M. Mathews Living Trust Long-Term Incentive Plan Units 0 2023-06-21 4 A 0 6016 0 A Class A Common Stock 6016 11776 I Held by Paula M. Mathews Living Trust Class A-1 Units 0 Class A Common Stock 108672 108672 D Represents 28,610 shares of restricted stock previously reported as being owned by the Reporting Person. Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Under certain circumstances, vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares. The Reporting Person was awarded 6,016 LTIP Units upon her reelection to the board of directors, which LTIP Units vest one year from such reelection. Represents Class A-1 limited partnership units ("Class A-1 Units") of the Operating Partnership. Such Class A-1 Units are redeemable by the holder, under certain circumstances, for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares. Represents 108,672 Class A-1 Units previously reported as being owned by the Reporting Person. /s/ Paula M. Mathews 2023-06-23