0001209191-23-045660.txt : 20230814 0001209191-23-045660.hdr.sgml : 20230814 20230814165112 ACCESSION NUMBER: 0001209191-23-045660 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230810 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Derraik Renato CENTRAL INDEX KEY: 0001864098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37497 FILM NUMBER: 231171527 MAIL ADDRESS: STREET 1: C/O LIVE OAK BANCSHARES, INC. STREET 2: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Live Oak Bancshares, Inc. CENTRAL INDEX KEY: 0001462120 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 264596286 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 BUSINESS PHONE: 910-790-5867 MAIL ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-10 0 0001462120 Live Oak Bancshares, Inc. LOB 0001864098 Derraik Renato 1741 TIBURON DRIVE WILMINGTON NC 28403 0 1 0 0 Chief Info./Digital Off., Bank 0 Voting Common Stock 2023-08-10 4 M 0 25000 A 42274 D Voting Common Stock 2023-08-10 4 F 0 9346 37.44 D 32928 D Restricted Stock Units 2023-08-10 4 M 0 25000 0.00 D Voting Common Stock 25000 75000 D Restricted Stock Units Voting Common Stock 6320 6320 D Restricted Stock Units Voting Common Stock 89615 89615 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. /s/ Jonathan A. Greene, by Power of Attorney 2023-08-14