0001209191-21-032195.txt : 20210512 0001209191-21-032195.hdr.sgml : 20210512 20210512190046 ACCESSION NUMBER: 0001209191-21-032195 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210511 FILED AS OF DATE: 20210512 DATE AS OF CHANGE: 20210512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Petty Miltom Emmett CENTRAL INDEX KEY: 0001647098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37497 FILM NUMBER: 21916608 MAIL ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINTON STATE: NC ZIP: 28403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Live Oak Bancshares, Inc. CENTRAL INDEX KEY: 0001462120 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 264596286 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 BUSINESS PHONE: 910-790-5867 MAIL ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-11 0 0001462120 Live Oak Bancshares, Inc. LOB 0001647098 Petty Miltom Emmett 1741 TIBURON DRIVE WILMINGTON NC 28403 1 0 0 0 Voting Common Stock 98662 D Restricted Stock Units 2021-05-11 4 A 0 1229 0.00 A Voting Common Stock 1229 1229 D Stock Option (right to buy) 4.40 2024-03-26 Voting Common Stock 30000 30000 D Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. The restricted stock units vest on May 1, 2022. The shares subject to this option vested and became exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vested on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of March 26, 2020 and 2021. /s/ Jonathan A. Greene, by Power of Attorney 2021-05-12