0001209191-18-029560.txt : 20180511 0001209191-18-029560.hdr.sgml : 20180511 20180511162304 ACCESSION NUMBER: 0001209191-18-029560 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180509 FILED AS OF DATE: 20180511 DATE AS OF CHANGE: 20180511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoffsis Glen F. CENTRAL INDEX KEY: 0001647117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37497 FILM NUMBER: 18827197 MAIL ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Live Oak Bancshares, Inc. CENTRAL INDEX KEY: 0001462120 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 264596286 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 BUSINESS PHONE: 910-790-5867 MAIL ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-09 0 0001462120 Live Oak Bancshares, Inc. LOB 0001647117 Hoffsis Glen F. 1741 TIBURON DRIVE WILMINGTON NC 28403 1 0 0 0 Voting Common Stock 2018-05-09 4 M 0 1210 A 88192 D Restricted Stock Units 2018-05-09 4 M 0 1210 0.00 D Voting Common Stock 1210 0 D Stock Option (right to buy) 4.40 2024-03-26 Voting Common Stock 24000 24000 D Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. The restricted stock units vested on May 9, 2018. The shares subject to this option vest and become exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vest on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vest on each of March 26, 2020 and 2021. /s/ Jonathan A. Greene, by Power of Attorney 2018-05-11