President

0001461790-24-000016.txt : 20240814 0001461790-24-000016.hdr.sgml : 20240814 20240814164951 ACCESSION NUMBER: 0001461790-24-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240814 DATE AS OF CHANGE: 20240814 EFFECTIVENESS DATE: 20240814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P. CENTRAL INDEX KEY: 0001461790 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16812 FILM NUMBER: 241209073 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-365-2155 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false true 0001461790 XXXXXXXX 06-30-2024 06-30-2024 K2 PRINCIPAL FUND, L.P.

2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2

13F HOLDINGS REPORT 028-16812 N Todd Sikorski President 416-365-2155 /s/Todd Sikorski TORONTO A6 08-14-2024 0 228 537720670 false INFORMATION TABLE 2 informationtable.xml AGNICO EAGLE MINES LTD COM 008474108 1635000 25000 SH Put SOLE 25000 0 0 AGRICULTURE NAT SOL ACQ CO W EXP 10/01/202 G0131Y118 12089 75557 SH SOLE 75557 0 0 AIMFINITY INVESTMENT CORP I UNIT 04/21/2027 G0135E142 1060177 93490 SH SOLE 93490 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.375 9/0 00971TAL5 6778100 7000 PRN SOLE 7000 0 0 ALBERTSONS COS INC COMMON STOCK 013091103 3171850 160600 SH SOLE 160600 0 0 ALGONQUIN PWR UTILS CORP COM 015857105 1758000 300000 SH Call SOLE 300000 0 0 ALPHABET INC CAP STK CL C 02079K107 1239186 6756 SH SOLE 6756 0 0 ALPHATIME ACQUISITION CORP W EXP 03/01/202 G0223V121 2832 141606 SH SOLE 141606 0 0 AMAZON COM INC COM 023135106 2829566 14642 SH SOLE 14642 0 0 AMC ENTMT HLDGS INC CL A NEW 00165C302 373500 75000 SH Put SOLE 75000 0 0 ANTERO RESOURCES CORP COM 03674X106 3263000 100000 SH Put SOLE 100000 0 0 APARTMENT INVT MGMT CO CL A 03748R747 508293 61314 SH SOLE 61314 0 0 ARCOSA INC COM 039653100 2502300 30000 SH Call SOLE 30000 0 0 ARES ACQUISITION CORP II W EXP 99/99/999 G33033120 70742 544172 SH SOLE 544172 0 0 ARES ACQUISITION CORP II SHS CLASS A G33033104 1082941 101494 SH SOLE 101494 0 0 ARMADA ACQUISITION CORP I W EXP 99/99/999 04208V111 24919 207659 SH SOLE 207659 0 0 AROGO CAPITAL ACQUISITION CO CLASS A COM 042644104 454155 41362 SH SOLE 41362 0 0 ARS PHARMACEUTICALS INC COM 82835W108 1224589 143900 SH Call SOLE 143900 0 0 ARS PHARMACEUTICALS INC COM 82835W108 20948829 2461672 SH SOLE 2461672 0 0 ATLANTICA SUSTAINABLE INFR P SHS G0751N103 757143 34494 SH SOLE 34494 0 0 ATLANTICA SUSTAINABLE INFRA NOTE 4.000 7/1 04916EAB0 15004710 15300 PRN SOLE 15300 0 0 BANNIX ACQUISITION CORP W EXP 07/31/202 066644113 2968 148397 SH SOLE 148397 0 0 BATTERY FUTURE ACQUISITION C W EXP 99/99/999 G0888J124 4704 470438 SH SOLE 470438 0 0 BATTERY FUTURE ACQUISITION C CL A ORD SHS G0888J108 2206929 199903 SH SOLE 199903 0 0 BELLEVUE LIFE SCNCS AQSTN CO W EXP 02/09/202 079174116 246 12317 SH SOLE 12317 0 0 BITFARMS LTD COM 09173B107 815525 317325 SH SOLE 317325 0 0 BLACKLINE INC NOTE 3/1 09239BAD1 5470800 6000 PRN SOLE 6000 0 0 BLUE OCEAN ACQUISITION CORP W EXP 99/99/999 G1330L121 5620 281000 SH SOLE 281000 0 0 BOREALIS FOODS INC W EXP 02/07/202 09973D113 2125 30364 SH SOLE 30364 0 0 BOWEN ACQUISITION CORP RIGHT 99/99/9999 G12729128 3256 29596 SH SOLE 29596 0 0 BOX INC NOTE 1/1 10316TAB0 9775850 8500 PRN SOLE 8500 0 0 BROADCOM INC COM 11135F101 2247742 1400 SH SOLE 1400 0 0 BROOKFIELD BUSINESS PARTNERS UNIT LTD L P G16234109 1128983 59893 SH SOLE 59893 0 0 BUKIT JALIL GBL ACQUISITION ORD SHS G1676M105 1603500 150000 SH SOLE 150000 0 0 BYNORDIC ACQUISITION CORP CLASS A COM 124420100 646206 57237 SH SOLE 57237 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 550872 1790 SH SOLE 1790 0 0 CANNA GLOBAL ACQUISITION COR CLASS A COM 13767K101 341120 32800 SH SOLE 32800 0 0 CATALENT INC COM 148806102 1858289 33048 SH SOLE 33048 0 0 CENTURION ACQUISITION CORP UNIT 05/31/2032 G20315126 6387386 639378 SH SOLE 639378 0 0 CETUS CAP ACQUISITION CORP CLASS A COM 15719Y105 356189 33445 SH SOLE 33445 0 0 CHENGHE ACQUISITION II CO UNIT 05/30/2031 G20873124 2083411 208133 SH SOLE 208133 0 0 CHURCHILL CAPITAL CORP VII W EXP 02/29/202 17144M110 102287 292250 SH SOLE 292250 0 0 CHURCHILL CAPITAL CORP VII COM CL A 17144M102 1230042 114210 SH SOLE 114210 0 0 CIENA CORP COM NEW 171779309 931079 19325 SH SOLE 19325 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 1539000 100000 SH Put SOLE 100000 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 241623 15700 SH SOLE 15700 0 0 CLIMATEROCK CLASS A ORD G2311X100 698984 61100 SH SOLE 61100 0 0 COLOMBIER ACQUISITION CORP I COM SHS CL A G2283U100 1403405 136518 SH SOLE 136518 0 0 COLUMBUS MCKINNON CORP N Y COM 199333105 885986 25651 SH SOLE 25651 0 0 COMPASS DIGITAL ACQUISITN CO CLASS A ORD G2476C107 571929 52567 SH SOLE 52567 0 0 CORE SCIENTIFIC INC NEW W EXP 01/23/202 21874A130 2646044 304493 SH SOLE 304493 0 0 CORE SCIENTIFIC INC NEW COM 21874A106 4445670 478029 SH SOLE 478029 0 0 CSLM ACQUISITION CORP W EXP 99/99/999 G2365L119 8092 57800 SH SOLE 57800 0 0 CSLM ACQUISITION CORP CLASS A ORD SHS G2365L101 1172118 104281 SH SOLE 104281 0 0 DELL TECHNOLOGIES INC CL C 24703L202 1379100 10000 SH Put SOLE 10000 0 0 DIGIASIA CORP W EXP 04/02/202 G27617110 6000 100000 SH SOLE 100000 0 0 DISTOKEN ACQUISITION CORP ORDINARY SHARES G27740110 1226994 114139 SH SOLE 114139 0 0 DMY SQUARED TECHNOLOGY GROUP CL A COM 233276104 536000 50000 SH SOLE 50000 0 0 DROPBOX INC NOTE 3/0 26210CAC8 14809130 15859 PRN SOLE 15859 0 0 EMBRACE CHANGE ACQUISITN COR ORDINARY SHARES G3034H109 2553221 226953 SH SOLE 226953 0 0 ENPHYS ACQUISITION CORP W EXP 99/99/999 G3167L117 2095 52372 SH SOLE 52372 0 0 ENPHYS ACQUISITION CORP CL A ORD SHS G3167L109 545168 49651 SH SOLE 49651 0 0 ENVESTNET INC NOTE 0.750 8/1 29404KAE6 9687000 10000 PRN SOLE 10000 0 0 EQUINOX GOLD CORP COM 29446Y502 758350 145000 SH Put SOLE 145000 0 0 EQUINOX GOLD CORP COM 29446Y502 313800 60000 SH SOLE 60000 0 0 ERO COPPER CORP COM 296006109 2138000 100000 SH Put SOLE 100000 0 0 ESH ACQUISITION CORP RIGHT 99/99/9999 296424112 10189 92627 SH SOLE 92627 0 0 EVERBRIDGE INC NOTE 0.12512/1 29978AAC8 7542920 7700 PRN SOLE 7700 0 0 EVEREST CONSOLIDATOR ACQ COR W EXP 99/99/999 29978K110 121257 606287 SH SOLE 606287 0 0 EVEREST CONSOLIDATOR ACQ COR CL A COM 29978K102 2245763 199801 SH SOLE 199801 0 0 EVERGREEN CORPORATION CLASS A ORD SHS G3312W109 1674691 145879 SH SOLE 145879 0 0 EXCELFIN ACQUISITION CORP COM CL A 30069X102 925548 83988 SH SOLE 83988 0 0 FERROGLOBE PLC SHS G33856108 536000 100000 SH SOLE 100000 0 0 FINTECH ECOSYSTEM DEVE W EXP 04/01/202 318136116 3913 195666 SH SOLE 195666 0 0 FIRST MAJESTIC SILVER CORP NOTE 0.375 1/1 32076VAD5 7980000 9500 PRN SOLE 9500 0 0 FOCUS IMPACT BH3 ACQUISITION W EXP 99/99/999 22677T110 32669 408359 SH SOLE 408359 0 0 FORTUNA MNG CORP COM NEW 349942102 550008 112476 SH SOLE 112476 0 0 FORTUNE RISE ACQUISITION COR CL A 34969G102 1743638 154990 SH SOLE 154990 0 0 FOUR LEAF ACQUISITION CORP W EXP 03/15/202 35088F115 7541 188517 SH SOLE 188517 0 0 FOUR LEAF ACQUISITION CORP COM CL A 35088F107 1586742 145306 SH SOLE 145306 0 0 FRANCO NEV CORP COM 351858105 521488 4400 SH Put SOLE 4400 0 0 FREEPORT-MCMORAN INC CL B 35671D857 1360800 28000 SH Put SOLE 28000 0 0 FUTURETECH II ACQUISITION CO CLASS A COM 36119D103 551000 50000 SH SOLE 50000 0 0 GCT SEMICONDUCTOR HLDG INC W EXP 03/01/202 36170N115 27464 183091 SH SOLE 183091 0 0 GOLD ROYALTY CORP W EXP 05/31/202 38071H122 187796 988400 SH SOLE 988400 0 0 GOLD ROYALTY CORP COMMON SHARES 38071H106 1072987 760984 SH SOLE 760984 0 0 GOLDEN ARROW MERGER CORP W EXP 07/31/202 380799114 45000 300000 SH SOLE 300000 0 0 GOLDEN STAR ACQUISITION CORP USD ORD SHS G4023C101 1150657 106740 SH SOLE 106740 0 0 GOPRO INC NOTE 1.25011/1 38268TAD5 4628000 5000 PRN SOLE 5000 0 0 GRAF GLOBAL CORP UNIT 05/31/2032 G4036C114 1383000 138300 SH SOLE 138300 0 0 GREENFIRE RES LTD NEW COM SHS 39525U107 337520 50003 SH SOLE 50003 0 0 HANESBRANDS INC COM 410345102 246500 50000 SH SOLE 50000 0 0 HASHICORP INC COM CL A 418100103 2966404 88050 SH SOLE 88050 0 0 HAYMAKER ACQUISITION CORP IV W EXP 05/31/202 G4375F116 2250 12500 SH SOLE 12500 0 0 HAYNES INTL INC COM NEW 420877201 1988991 33884 SH SOLE 33884 0 0 HESS CORP COM 42809H107 4742621 32149 SH SOLE 32149 0 0 HHG CAPITAL CORPORATION ORDINARY SHARES G4R23P103 116000 10000 SH SOLE 10000 0 0 HIBBETT INC COM 428567101 868612 9960 SH SOLE 9960 0 0 HUB CYBER SECURITY LTD W EXP 08/22/202 M6000J119 42587 2129358 SH SOLE 2129358 0 0 IB ACQUISITION CORP RIGHT 09/28/2025 44934N116 12000 150000 SH SOLE 150000 0 0 IB ACQUISITION CORP COM SHS 44934N108 1495500 150000 SH SOLE 150000 0 0 INFINERA CORP NOTE 3.750 8/0 45667GAG8 2724250 2500 PRN SOLE 2500 0 0 INFLECTION PT ACQUISITN CRP W EXP 08/31/202 G4790U110 23232 258135 SH SOLE 258135 0 0 INSPIRE MED SYS INC COM 457730109 455022 3400 SH Call SOLE 3400 0 0 INTEGRAL ACQUISITION CORP 1 W EXP 05/31/202 45827K119 35131 351311 SH SOLE 351311 0 0 INTEGRAL ACQUISITION CORP 1 CLASS A COM 45827K101 549000 50000 SH SOLE 50000 0 0 INTEL CORP COM 458140100 4180950 135000 SH SOLE 135000 0 0 INVESTCORP EUROPE ACQUISITIO W EXP 12/15/202 G4923T113 24132 344748 SH SOLE 344748 0 0 INVESTCORP EUROPE ACQUISITIO CLASS A ORD SHS G4923T105 1850118 163006 SH SOLE 163006 0 0 IROBOT CORP COM 462726100 455500 50000 SH Put SOLE 50000 0 0 ISHARES BITCOIN TR SHS 46438F101 6828000 200000 SH SOLE 200000 0 0 ISHARES GOLD TR ISHARES NEW 464285204 10982500 250000 SH SOLE 250000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 20375160 222000 SH Put SOLE 222000 0 0 ITEOS THERAPEUTICS INC COM 46565G104 6678000 450000 SH Call SOLE 450000 0 0 ITEOS THERAPEUTICS INC COM 46565G104 3815067 257080 SH SOLE 257080 0 0 JETBLUE AIRWAYS CORP NOTE 0.500 4/0 477143AP6 4872450 5500 PRN SOLE 5500 0 0 KEEN VISION ACQUISITION CORP W EXP 03/15/202 G52443127 17266 246657 SH SOLE 246657 0 0 KERNEL GROUP HOLDINGS INC W EXP 99/99/999 G5259L129 48100 370000 SH SOLE 370000 0 0 KINROSS GOLD CORP COM 496902404 832000 100000 SH Put SOLE 100000 0 0 KINROSS GOLD CORP COM 496902404 764608 91900 SH SOLE 91900 0 0 KRATOS DEFENSE SEC SOLUTIO COM NEW 50077B207 999660 49958 SH SOLE 49958 0 0 LEGATO MERGER CORP III W EXP 05/08/203 G5451A111 6500 50000 SH SOLE 50000 0 0 LENDINGTREE INC NOTE 0.500 7/1 52603BAD9 9554240 10225 PRN SOLE 10225 0 0 LIFEZONE METALS LIMITED W EXP 07/05/202 G5568L117 87558 194574 SH SOLE 194574 0 0 LIONHEART HOLDINGS UNIT 99/99/9999 G5501C125 4792203 479700 SH SOLE 479700 0 0 LITHIUM AMERICAS ARGENTINA C NOTE 1.750 1/1 53680QAA6 3833990 5095 PRN SOLE 5095 0 0 LUMENTUM HLDGS INC NOTE 1.50012/1 55024UAH2 5661000 6000 PRN SOLE 6000 0 0 LUMENTUM HLDGS INC NOTE 0.500 6/1 55024UAF6 2343600 3000 PRN SOLE 3000 0 0 MACROGENICS INC COM 556099109 62900 14800 SH SOLE 14800 0 0 MANHATTAN ASSOCIATES INC COM 562750109 493360 2000 SH Put SOLE 2000 0 0 MAQUIA CAPITAL ACQUISITION C W EXP 99/99/999 56564V119 3583 358307 SH SOLE 358307 0 0 MARATHON DIGITAL HOLDINGS IN NOTE 1.00012/0 565788AB2 15789900 18250 PRN SOLE 18250 0 0 MARATHON PETE CORP COM 56585A102 208176 1200 SH SOLE 1200 0 0 MARVELL TECHNOLOGY INC COM 573874104 1436795 20555 SH SOLE 20555 0 0 MAXEON SOLAR TECHNOLOGIES LT SHS Y58473102 85000 100000 SH Put SOLE 100000 0 0 MAXEON SOLAR TECHNOLOGIES LT SHS Y58473102 31824 37440 SH SOLE 37440 0 0 MDU RES GROUP INC COM 552690109 5020000 200000 SH Call SOLE 200000 0 0 MELAR ACQUISITION CORP. I UNIT 06/10/2029 G6004G126 2815500 281550 SH SOLE 281550 0 0 MICRON TECHNOLOGY INC COM 595112103 723415 5500 SH SOLE 5500 0 0 MICROSTRATEGY INC NOTE 2/1 594972AE1 12260400 10200 PRN SOLE 10200 0 0 MKS INSTRS INC COM 55306N104 1807227 13840 SH SOLE 13840 0 0 MODIVCARE INC COM 60783X104 3345233 127486 SH SOLE 127486 0 0 MONTEREY CAP ACQUISITION COR W EXP 01/01/202 61244M117 2988 149396 SH SOLE 149396 0 0 MONTEREY CAP ACQUISITION COR CLASS A COM 61244M109 2262249 200199 SH SOLE 200199 0 0 MOUNTAIN CO I ACQUISITN CO W EXP 09/30/202 G6301J112 8712 108900 SH SOLE 108900 0 0 MR COOPER GROUP INC COM 62482R107 1882262 23172 SH SOLE 23172 0 0 MURANO GLOBAL INVTS PLC W EXP 03/19/202 G63369113 39570 247312 SH SOLE 247312 0 0 NABORS ENERGY TRANSITION COR W EXP 09/01/202 G6363K114 29515 295146 SH SOLE 295146 0 0 NET LEASE OFFICE PROPERTIES COM 64110Y108 615500 25000 SH Call SOLE 25000 0 0 NET LEASE OFFICE PROPERTIES COM 64110Y108 3208872 130336 SH SOLE 130336 0 0 NET POWER INC COM CL A 64107A105 324754 33037 SH SOLE 33037 0 0 NEWMONT CORP COM 651639106 1046750 25000 SH SOLE 25000 0 0 NICE LTD NOTE 9/1 653656AB4 6900040 7321 PRN SOLE 7321 0 0 NOVA VISION ACQUISITION CORP RIGHT 12/23/2023 G6759A134 12680 79252 SH SOLE 79252 0 0 NOVA VISION ACQUISITION CORP W EXP 12/31/202 G6759A118 1520 152000 SH SOLE 152000 0 0 NUTANIX INC NOTE 0.25010/0 67059NAH1 13983600 12000 PRN SOLE 12000 0 0 NUVASIVE INC NOTE 0.375 3/1 670704AJ4 2304710 2396 PRN SOLE 2396 0 0 NUVEI CORPORATION SUB VTG SHS 67079A102 361328 11159 SH SOLE 11159 0 0 NXP SEMICONDUCTORS N V COM N6596X109 1604315 5962 SH SOLE 5962 0 0 OAK WOODS ACQUISITION CORP W EXP 99/99/999 67190B112 10024 501190 SH SOLE 501190 0 0 OAK WOODS ACQUISITION CORP CL A 67190B104 218644 20096 SH SOLE 20096 0 0 PAGAYA TECHNOLOGIES LTD W EXP 99/99/999 M7S64L107 16993 154481 SH SOLE 154481 0 0 PAR TECHNOLOGY CORP COM 698884103 4753265 100940 SH SOLE 100940 0 0 PATRIA LATIN AMRCN OPPRNTY A CLASS A ORD SHS G69454109 1373944 120100 SH SOLE 120100 0 0 PEARL HOLDINGS ACQUISITN COR CLASS A ORD SHS G44525106 332925 30211 SH SOLE 30211 0 0 PELOTON INTERACTIVE INC NOTE 2/1 70614WAB6 14139870 16079 PRN SOLE 16079 0 0 PERCEPTION CAPITAL CORP III W EXP 99/99/999 G7185D114 10500 350000 SH SOLE 350000 0 0 PERFICIENT INC NOTE 0.12511/1 71375UAF8 6776700 7000 PRN SOLE 7000 0 0 PHARMACYTE BIOTECH INC COM NEW 71715X203 641906 327503 SH SOLE 327503 0 0 PHILIP MORRIS INTL INC COM 718172109 2026600 20000 SH Call SOLE 20000 0 0 PLAYAGS INC COM 72814N104 438346 38117 SH SOLE 38117 0 0 PLUM ACQUISITION CORP I W EXP 03/18/202 G7134L118 18815 235190 SH SOLE 235190 0 0 PLUM ACQUISITION CORP III W EXP 03/31/202 G63290103 11234 160480 SH SOLE 160480 0 0 PROJECT ENERGY REIMAGINED AC W EXP 99/99/999 G72556114 12367 206110 SH SOLE 206110 0 0 PROS HOLDINGS INC COM 74346Y103 1504641 52518 SH SOLE 52518 0 0 PULTE GROUP INC COM 745867101 1101000 10000 SH Call SOLE 10000 0 0 QUETTA ACQUISITION CORP COM 74841A105 1154336 111530 SH SOLE 111530 0 0 RAPID7 INC NOTE 0.250 3/1 753422AF1 9073000 10000 PRN SOLE 10000 0 0 RF ACQUISITION CORP II UNIT 05/01/2026 G75389125 754500 75000 SH SOLE 75000 0 0 RINGCENTRAL INC NOTE 3/0 76680RAF4 7432450 7799 PRN SOLE 7799 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 526119 3300 SH SOLE 3300 0 0 ROYAL GOLD INC COM 780287108 1251600 10000 SH Put SOLE 10000 0 0 ROYAL GOLD INC COM 780287108 682122 5450 SH SOLE 5450 0 0 SABLE OFFSHORE CORP W EXP 99/99/999 78574H112 709281 166108 SH SOLE 166108 0 0 SABRE GLBL INC NOTE 4.000 4/1 78573NAE2 6074310 6309 PRN SOLE 6309 0 0 SDCL EDGE ACQUISITION CORP CL A ORD SHS G79471101 550500 50000 SH SOLE 50000 0 0 SELINA HOSPITALITY PLC ORDINARY SHARES G8059B101 9299 132841 SH SOLE 132841 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 2693189 576700 SH Call SOLE 576700 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 4597666 984511 SH SOLE 984511 0 0 SHOPIFY INC CL A 82509L107 726550 11000 SH SOLE 11000 0 0 SK GROWTH OPPORTUNITIES CORP W EXP 06/28/202 G8192N111 44198 184157 SH SOLE 184157 0 0 SNAP INC NOTE 0.250 5/0 83304AAD8 7458550 7100 PRN SOLE 7100 0 0 SOLITARIO RESOURCES CORP COM 8342EP107 484000 550000 SH SOLE 550000 0 0 SOUTHWESTERN ENERGY CO COM 845467109 209141 31076 SH SOLE 31076 0 0 SPARK I ACQUISITION CORP W EXP 10/01/203 G8316B118 10018 58930 SH SOLE 58930 0 0 SPDR GOLD TR GOLD SHS 78463V107 6450300 30000 SH Put SOLE 30000 0 0 SPIRIT AIRLS INC NOTE 1.000 5/1 848577AB8 9095340 18393 PRN SOLE 18393 0 0 SPRING VALLEY ACQUISTN CORP W EXP 02/25/202 G83752116 28867 360841 SH SOLE 360841 0 0 SPRING VALLEY ACQUISTN CORP RIGHT 02/25/2026 G83752132 24000 200000 SH SOLE 200000 0 0 SQUARESPACE INC CLASS A 85225A107 253054 5800 SH SOLE 5800 0 0 STEEL DYNAMICS INC COM 858119100 1566950 12100 SH SOLE 12100 0 0 SYMBOTIC INC CLASS A COM 87151X101 281280 8000 SH SOLE 8000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 529078 3044 SH SOLE 3044 0 0 TECHTARGET INC NOTE 12/1 87874RAD2 4816500 5000 PRN SOLE 5000 0 0 TFI INTL INC COM 87241L109 4744845 32687 SH SOLE 32687 0 0 TLGY ACQUISITION CORPORATION W EXP 11/09/202 G8656T125 21641 360690 SH SOLE 360690 0 0 TLGY ACQUISITION CORPORATION CLASS A ORD SHS G8656T109 1146029 100265 SH SOLE 100265 0 0 TORTOISEECOFIN ACQUISITION C W EXP 07/22/202 G8956E117 118139 984489 SH SOLE 984489 0 0 TORTOISEECOFIN ACQUISITION C SHS CL A G8956E109 2273664 208211 SH SOLE 208211 0 0 TRIPADVISOR INC NOTE 0.250 4/0 896945AD4 10465000 11500 PRN SOLE 11500 0 0 TRUMP MEDIA TECHNOLOGY GRO COM 25400Q105 1205112 202200 SH SOLE 202200 0 0 UPWORK INC NOTE 0.250 8/1 91688FAB0 3544400 4000 PRN SOLE 4000 0 0 V F CORP COM 918204108 2573370 190620 SH SOLE 190620 0 0 VANGUARD INDEX FDS SP 500 ETF SHS 922908363 11252925 22500 SH Call SOLE 22500 0 0 VERDE CLEAN FUELS INC W EXP 02/15/202 923372114 16466 91475 SH SOLE 91475 0 0 VISTRA CORP COM 92840M102 6964380 81000 SH Call SOLE 81000 0 0 VISTRA CORP COM 92840M102 984815 11454 SH SOLE 11454 0 0 VIZSLA SILVER CORP COM NEW 92859G608 159668 89200 SH SOLE 89200 0 0 WAYFAIR INC CL A 94419L101 210920 4000 SH Put SOLE 4000 0 0 WINVEST ACQUISITION CORP W EXP 08/09/202 97655B117 2577 257731 SH SOLE 257731 0 0 WISDOMTREE INC NOTE 3.250 6/1 97717PAD6 7927110 7344 PRN SOLE 7344 0 0 WISDOMTREE INC NOTE 5.750 8/1 97717PAF1 3330180 2700 PRN SOLE 2700 0 0 X4 PHARMACEUTICALS INC COM 98420X103 283712 489158 SH SOLE 489158 0 0 XBP EUROPE HOLDINGS INC W EXP 11/30/202 98400V119 2083 52087 SH SOLE 52087 0 0 ZALATORIS ACQUISITION CORP COM CL A 89301B104 1459975 132725 SH SOLE 132725 0 0 ZEO ENERGY CORP W EXP 03/13/202 98944F117 26719 667985 SH SOLE 667985 0 0 ZEO ENERGY CORP CL A 98944F109 1035113 481448 SH SOLE 481448 0 0 VIRGIN GALACTIC HOLDINGS INC CONV BOND 92766KAA4 6903125 23500 PRN SOLE 23500 0 0