President

0001461790-23-000022.txt : 20231113 0001461790-23-000022.hdr.sgml : 20231113 20231113162321 ACCESSION NUMBER: 0001461790-23-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P. CENTRAL INDEX KEY: 0001461790 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16812 FILM NUMBER: 231399143 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-365-2155 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false true 0001461790 XXXXXXXX 09-30-2023 09-30-2023 K2 PRINCIPAL FUND, L.P.

2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2

13F HOLDINGS REPORT 028-16812 N Todd Sikorski President 416-365-2155 /s/Todd Sikorski TORONTO A6 11-13-2023 0 226 477335646 false INFORMATION TABLE 2 informationtable.xml 10X CAP VENTURE ACQSTN CORP W EXP 04/19/202 G87076116 6636 95069 SH SOLE 95069 0 0 A SPAC I ACQUISITION CORP CLASS A ORD SHS G0542S106 859669 79599 SH SOLE 79599 0 0 ABCAM PLC ADS 000380204 2263000 100000 SH SOLE 100000 0 0 ABRI SPAC I INC W EXP 09/18/202 00085X113 8008 227492 SH SOLE 227492 0 0 ACCRETION ACQUISITION CORP RIGHT 03/01/2028 00438Y123 19712 350117 SH SOLE 350117 0 0 ACCRETION ACQUISITION CORP W EXP 03/01/202 00438Y115 7477 330838 SH SOLE 330838 0 0 ACTIVISION BLIZZARD INC COM 00507V109 9831150 105000 SH SOLE 105000 0 0 ADVISORSHARES TR PURE US CANNABIS 00768Y453 5955000 750000 SH Call SOLE 750000 0 0 AKERNA CORP COM NEW 00973W300 10184 46377 SH SOLE 46377 0 0 ALBERTSONS COS INC COMMON STOCK 013091103 5670005 249231 SH SOLE 249231 0 0 ALPHATIME ACQUISITION CORP W EXP 03/01/202 G0223V121 515 10099 SH SOLE 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