President

0001461790-23-000016.txt : 20230511 0001461790-23-000016.hdr.sgml : 20230511 20230511160012 ACCESSION NUMBER: 0001461790-23-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230511 EFFECTIVENESS DATE: 20230511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P. CENTRAL INDEX KEY: 0001461790 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16812 FILM NUMBER: 23910729 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-365-2155 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false true 0001461790 XXXXXXXX 03-31-2023 03-31-2023 K2 PRINCIPAL FUND, L.P.

2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2

13F HOLDINGS REPORT 028-16812 N Todd Sikorski President 416-365-2155 /s/Todd Sikorski TORONTO A6 05-11-2023 0 265 726642757 false INFORMATION TABLE 2 informationtable.xml 10X CAP VENTURE ACQSTN CORP W EXP 04/19/202 G87076116 17077 134569 SH SOLE 134569 0 0 ABRI SPAC I INC W EXP 09/18/202 00085X113 16735 327492 SH SOLE 327492 0 0 ACCRETION ACQUISITION CORP W EXP 03/01/202 00438Y115 11579 330839 SH SOLE 330839 0 0 ACCRETION ACQUISITION CORP RIGHT 03/01/2028 00438Y123 45496 478907 SH SOLE 478907 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1557738 18200 SH Call SOLE 18200 0 0 ACTIVISION BLIZZARD INC COM 00507V109 3265430 38152 SH SOLE 38152 0 0 ACUITYADS HLDGS INC COM 00510L106 57780 27000 SH Call SOLE 27000 0 0 ACUITYADS HLDGS INC COM 00510L106 5915354 2764184 SH SOLE 2764184 0 0 AEROJET ROCKETDYNE HLDGS INC COM 007800105 2243374 39939 SH SOLE 39939 0 0 AFFIRM HLDGS INC COM CL A 00827B106 3631194 322200 SH Call SOLE 322200 0 0 AKERNA CORP COM NEW 00973W300 39102 48877 SH SOLE 48877 0 0 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