The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 312 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
3M CO | COM | 88579Y101 | 1,266 | 8,119 | SH | SOLE | 8,119 | 0 | 0 | ||
8I ENTERPRISES ACQUISITION C | RIGHT 10/29/2020 | G2956M120 | 161 | 492,715 | SH | Call | SOLE | 492,715 | 0 | 0 | |
8I ENTERPRISES ACQUISITION C | SH | G2956M104 | 3,696 | 365,569 | SH | SOLE | 365,569 | 0 | 0 | ||
8I ENTERPRISES ACQUISITION C | W EXP 10/29/202 | G2956M112 | 44 | 96,093 | SH | Call | SOLE | 96,093 | 0 | 0 | |
AECOM | COM | 00766T100 | 3,194 | 85,000 | SH | Call | SOLE | 85,000 | 0 | 0 | |
AGNICO EAGLE MINES LTD | COM | 008474108 | 1,602 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
ALBERTON ACQUISITION CORP | ORD SHS | G35006108 | 1,891 | 176,736 | SH | SOLE | 176,736 | 0 | 0 | ||
ALBERTON ACQUISITION CORP | RIGHT 10/04/2020 | G35006132 | 200 | 768,739 | SH | Call | SOLE | 768,739 | 0 | 0 | |
ALBERTON ACQUISITION CORP | W EXP 04/26/202 | G35006124 | 117 | 450,727 | SH | Call | SOLE | 450,727 | 0 | 0 | |
ALIO GOLD INC | COM | 01627X108 | 1,591 | 925,200 | SH | SOLE | 925,200 | 0 | 0 | ||
ALLY FINL INC | COM | 02005N100 | 3,569 | 180,000 | SH | Call | SOLE | 180,000 | 0 | 0 | |
ALUSSA ENERGY ACQUISITION CO | W EXP 10/31/202 | G0232J119 | 55 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
AMBEV SA | SPONSORED ADR | 02319V103 | 53 | 20,173 | SH | SOLE | 20,173 | 0 | 0 | ||
AMCI ACQUISITION CORP | CLASS A | 00165R101 | 2,048 | 200,357 | SH | SOLE | 200,357 | 0 | 0 | ||
AMCI ACQUISITION CORP | W EXP 05/20/202 | 00165R119 | 690 | 1,260,749 | SH | Call | SOLE | 1,260,749 | 0 | 0 | |
AMERICAS GOLD AND SILVER COR | COM | 03062D100 | 566 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
ANDINA ACQUISITION CORP III | RIGHT 07/31/2020 | G04415132 | 76 | 303,515 | SH | Call | SOLE | 303,515 | 0 | 0 | |
ANDINA ACQUISITION CORP III | SH | G04415108 | 684 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
APEX TECHNOLOGY ACQUISITION | UNIT 06/11/2026 | 03768F201 | 8,925 | 777,410 | SH | SOLE | 777,410 | 0 | 0 | ||
APEX TECHNOLOGY ACQUISITION | W EXP 09/18/202 | 03768F110 | 194 | 114,000 | SH | Call | SOLE | 114,000 | 0 | 0 | |
APHRIA INC | COM | 03765K104 | 2,281 | 531,600 | SH | Call | SOLE | 531,600 | 0 | 0 | |
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 998 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
ARYA SCIENCES ACQUISTION CO | UNIT 06/09/2027 | G31655114 | 522 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 2.250 6/0 | 049164BH8 | 3,322 | 3,651 | PRN | SOLE | 3,651 | 0 | 0 | ||
AVAYA HLDGS CORP | NOTE 2.250 6/1 | 05351XAB7 | 5,700 | 6,950 | PRN | SOLE | 6,950 | 0 | 0 | ||
B RILEY PRIN MERGER CORP II | CL A | 05600U106 | 5,365 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
B RILEY PRIN MERGER CORP II | W EXP 05/06/202 | 05600U114 | 959 | 548,005 | SH | Call | SOLE | 548,005 | 0 | 0 | |
BAUSCH HEALTH COS INC | COM | 071734107 | 4,896 | 267,700 | SH | Call | SOLE | 267,700 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 482 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
BGC PARTNERS INC | CL A | 05541T101 | 108 | 39,423 | SH | SOLE | 39,423 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | RIGHT 12/01/2022 | 089482129 | 177 | 632,995 | SH | Call | SOLE | 632,995 | 0 | 0 | |
BIG ROCK PARTNERS ACQUISI CO | W EXP 12/01/202 | 089482111 | 125 | 278,011 | SH | Call | SOLE | 278,011 | 0 | 0 | |
BIOMX INC | W EXP 10/16/202 | 09090D111 | 218 | 455,167 | SH | Call | SOLE | 455,167 | 0 | 0 | |
BLACK KNIGHT INC | COM | 09215C105 | 834 | 11,500 | SH | Put | SOLE | 11,500 | 0 | 0 | |
BLACK KNIGHT INC | COM | 09215C105 | 508 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
BORGWARNER INC | COM | 099724106 | 950 | 26,918 | SH | SOLE | 26,918 | 0 | 0 | ||
BRILLIANT ACQUISITION CORP | UNIT 12/31/2020 | G1643W103 | 1,205 | 120,100 | SH | SOLE | 120,100 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 180 | 50,300 | SH | SOLE | 50,300 | 0 | 0 | ||
BROOGE ENERGY LTD | W EXP 12/20/202 | G1611B115 | 611 | 1,246,024 | SH | Call | SOLE | 1,246,024 | 0 | 0 | |
BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 | 2,235 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
BROOKFIELD PROPERTY PARTRS L | UNIT LTD PARTN | G16249107 | 342 | 34,600 | SH | Call | SOLE | 34,600 | 0 | 0 | |
BRP INC | COM SUN VTG | 05577W200 | 2,606 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
BUNGE LIMITED | COM | G16962105 | 6,429 | 156,300 | SH | Call | SOLE | 156,300 | 0 | 0 | |
BUNGE LIMITED | COM | G16962105 | 7,198 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
CANADA GOOSE HLDGS INC | SHS SUB VTG | 135086106 | 394 | 17,000 | SH | Call | SOLE | 17,000 | 0 | 0 | |
CARDINAL HEALTH INC | COM | 14149Y108 | 927 | 17,757 | SH | SOLE | 17,757 | 0 | 0 | ||
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 411 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
CC NEUBERGER PRINCIPAL HLDNG | UNIT 99/99/9999 | G1992Y106 | 4,745 | 447,598 | SH | SOLE | 447,598 | 0 | 0 | ||
CENTERPOINT ENERGY INC | COM | 15189T107 | 187 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
CENTERPOINT ENERGY INC | COM | 15189T107 | 2,131 | 114,129 | SH | SOLE | 114,129 | 0 | 0 | ||
CF FIN ACQUISITION CORP | UNIT 04/30/2025 | 12528N206 | 10,472 | 895,033 | SH | SOLE | 895,033 | 0 | 0 | ||
CF FIN ACQUISITION CORP | COM CL A | 12528N107 | 7,243 | 667,560 | SH | SOLE | 667,560 | 0 | 0 | ||
CF FIN ACQUISITION CORP | W EXP 04/30/202 | 12528N115 | 2,154 | 1,595,521 | SH | Call | SOLE | 1,595,521 | 0 | 0 | |
CHARDAN HEALTHCR ACQSTN 2 CO | UNIT 99/99/9999 | 15957T206 | 3,150 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 2,915 | 86,396 | SH | SOLE | 86,396 | 0 | 0 | ||
CHP MERGER CORP | COM CL A | 12558Y106 | 3,984 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
CHURCHILL CAP CORP II | CL A | 17143G106 | 9,514 | 841,976 | SH | SOLE | 841,976 | 0 | 0 | ||
CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 3,365 | 276,280 | SH | SOLE | 276,280 | 0 | 0 | ||
CHURCHILL CAP CORP II | W EXP 07/02/202 | 17143G114 | 146 | 50,625 | SH | Call | SOLE | 50,625 | 0 | 0 | |
CHURCHILL CAP CORP III | COM | 17144C104 | 5,488 | 508,574 | SH | SOLE | 508,574 | 0 | 0 | ||
CHURCHILL CAP CORP III | W EXP 03/01/202 | 17144C112 | 359 | 119,569 | SH | Call | SOLE | 119,569 | 0 | 0 | |
CINCINNATI BELL INC NEW | COM NEW | 171871502 | 373 | 25,134 | SH | SOLE | 25,134 | 0 | 0 | ||
CITIC CAPITAL ACQUISITION CO | UNIT 99/99/9999 | G21513125 | 464 | 46,130 | SH | SOLE | 46,130 | 0 | 0 | ||
CITIC CAPITAL ACQUISITION CO | W EXP 01/17/202 | G21513117 | 73 | 99,911 | SH | Call | SOLE | 99,911 | 0 | 0 | |
CLOUDERA INC | COM | 18914U100 | 2,226 | 175,000 | SH | Call | SOLE | 175,000 | 0 | 0 | |
CLOUDERA INC | COM | 18914U100 | 925 | 72,700 | SH | Put | SOLE | 72,700 | 0 | 0 | |
CLOUDERA INC | COM | 18914U100 | 954 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | W EXP 99/99/999 | G22707114 | 1,674 | 514,990 | SH | Call | SOLE | 514,990 | 0 | 0 | |
CREE INC | NOTE 0.875 9/0 | 225447AB7 | 2,925 | 2,500 | PRN | SOLE | 2,500 | 0 | 0 | ||
DAVE & BUSTERS ENTMT INC | COM | 238337109 | 333 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
DOMTAR CORP | COM NEW | 257559203 | 1,478 | 70,000 | SH | Put | SOLE | 70,000 | 0 | 0 | |
EL PASO ELEC CO | COM NEW | 283677854 | 2,252 | 33,613 | SH | SOLE | 33,613 | 0 | 0 | ||
ENPHASE ENERGY INC | COM | 29355A107 | 1,903 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 2,574 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 1,362 | 6,000 | SH | Call | SOLE | 6,000 | 0 | 0 | |
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 13,541 | 1,322,391 | SH | SOLE | 1,322,391 | 0 | 0 | ||
FAR PT ACQUISITION CORP | W EXP 06/01/202 | 30734W117 | 85 | 170,787 | SH | Call | SOLE | 170,787 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 1,157 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 2,661 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
FINSERV ACQUISITION CORP | W EXP 12/31/202 | 318085115 | 90 | 85,300 | SH | Call | SOLE | 85,300 | 0 | 0 | |
FINTECH ACQUISITION CORP III | COM CL A | 31811A101 | 9,707 | 869,761 | SH | SOLE | 869,761 | 0 | 0 | ||
FINTECH ACQUISITION CORP III | W EXP 12/01/202 | 31811A119 | 758 | 329,586 | SH | Call | SOLE | 329,586 | 0 | 0 | |
FIRST MAJESTIC SILVER CORP | COM | 32076V103 | 498 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
FLIR SYS INC | COM | 302445101 | 7,607 | 187,500 | SH | Call | SOLE | 187,500 | 0 | 0 | |
FLIR SYS INC | COM | 302445101 | 22 | 33,331 | SH | SOLE | 33,331 | 0 | 0 | ||
FOLEY TRASIMENE ACQUISTN COR | UNIT 99/99/9999 | 34431F203 | 2,687 | 251,823 | SH | SOLE | 251,823 | 0 | 0 | ||
FRANKLIN RESOURCES INC | COM | 354613101 | 755 | 36,000 | SH | Call | SOLE | 36,000 | 0 | 0 | |
FRONT YD RESIDENTIAL CORP | COM | 35904G107 | 466 | 53,600 | SH | Call | SOLE | 53,600 | 0 | 0 | |
FRONT YD RESIDENTIAL CORP | COM | 35904G107 | 741 | 85,226 | SH | SOLE | 85,226 | 0 | 0 | ||
FUSION ACQUISITION CORP | UNIT 99/99/9999 | 36118H204 | 2,540 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
GAIN CAP HLDGS INC | NOTE 5.000 8/1 | 36268WAF7 | 4,994 | 5,000 | PRN | SOLE | 5,000 | 0 | 0 | ||
GIGCAPITAL2 INC | W EXP 02/28/202 | 375036118 | 198 | 400,000 | SH | Call | SOLE | 400,000 | 0 | 0 | |
GOGO INC | NOTE 6.000 5/1 | 38046CAD1 | 4,157 | 5,900 | PRN | SOLE | 5,900 | 0 | 0 | ||
GOGO INC | COM | 38046C109 | 163 | 51,500 | SH | Put | SOLE | 51,500 | 0 | 0 | |
GORES METROPOULOS INC | COM CL A | 382872109 | 1,043 | 97,573 | SH | SOLE | 97,573 | 0 | 0 | ||
GORES METROPOULOS INC | W EXP 01/28/202 | 382872117 | 39 | 19,644 | SH | Call | SOLE | 19,644 | 0 | 0 | |
GREENLAND TECHNOLOGIES HLDG | SHS NEW | G4095T107 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP II | UNIT 99/99/9999 | 36258Q204 | 2,102 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GSX TECHEDU INC | SPONSORED ADS | 36257Y109 | 540 | 9,000 | SH | Put | SOLE | 9,000 | 0 | 0 | |
GX ACQUISITION CORP | COM CL A | 36251A107 | 2,040 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GX ACQUISITION CORP | W EXP 05/24/202 | 36251A115 | 385 | 350,000 | SH | Call | SOLE | 350,000 | 0 | 0 | |
HAYMAKER ACQUISITION CORP II | W EXP 10/31/202 | 42087L119 | 97 | 62,283 | SH | Call | SOLE | 62,283 | 0 | 0 | |
HEALTHCARE MERGER CORP | W EXP 12/17/202 | 42227L110 | 136 | 118,300 | SH | Call | SOLE | 118,300 | 0 | 0 | |
HENNESSY CAP ACQUSTION CORP | W EXP 09/05/202 | 42589C112 | 643 | 584,780 | SH | Call | SOLE | 584,780 | 0 | 0 | |
HOWARD HUGHES CORP | COM | 44267D107 | 1,538 | 29,600 | SH | SOLE | 29,600 | 0 | 0 | ||
HUDBAY MINERALS INC | COM | 443628102 | 557 | 135,600 | SH | SOLE | 135,600 | 0 | 0 | ||
HUDSON EXECUTIVE INVT CORP | UNIT 06/21/2025 | 443761200 | 544 | 53,041 | SH | SOLE | 53,041 | 0 | 0 | ||
INSURANCE ACQUISITION CORP | CL A | 457867109 | 4,190 | 323,291 | SH | SOLE | 323,291 | 0 | 0 | ||
INSURANCE ACQUISITION CORP | W EXP 03/31/202 | 457867117 | 683 | 187,605 | SH | Call | SOLE | 187,605 | 0 | 0 | |
COLONY STARWOOD HOMES | NOTE 3.500 1/1 | 19625XAB8 | 9,525 | 7,500 | PRN | SOLE | 7,500 | 0 | 0 | ||
BARCLAYS BK PLC | IPTH SR B S&P | 06746P621 | 407 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 4,081 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
ISHARES TR | EXPANDED TECH | 464287515 | 1,421 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,148 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
ISHARES SILVER TR | ISHARES | 46428Q109 | 3,827 | 225,000 | SH | Call | SOLE | 225,000 | 0 | 0 | |
ISHARES SILVER TR | ISHARES | 46428Q109 | 424 | 24,900 | SH | SOLE | 24,900 | 0 | 0 | ||
ISHARES TR | US HOME CONS ETF | 464288752 | 8,830 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
ISHARES TR | US HOME CONS ETF | 464288752 | 32 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
JAWS ACQUISITION CORP | UNIT 99/99/9999 | G50744120 | 4,009 | 384,330 | SH | SOLE | 384,330 | 0 | 0 | ||
JOHNSON CTLS INTL PLC | SH | G51502105 | 1,598 | 46,800 | SH | Call | SOLE | 46,800 | 0 | 0 | |
KNIGHT SWIFT TRANSN HLDGS IN | CL A | 499049104 | 417 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
LANDCADIA HLDGS II INC | CL A | 51476X105 | 3,349 | 204,844 | SH | SOLE | 204,844 | 0 | 0 | ||
LANDCADIA HLDGS II INC | W EXP 05/09/202 | 51476X113 | 2,799 | 518,383 | SH | Call | SOLE | 518,383 | 0 | 0 | |
LEGG MASON INC | COM | 524901105 | 929 | 18,677 | SH | SOLE | 18,677 | 0 | 0 | ||
LF CAP ACQUISITION CORP | CL A | 50200K108 | 5,368 | 501,699 | SH | SOLE | 501,699 | 0 | 0 | ||
LF CAP ACQUISITION CORP | W EXP 06/22/202 | 50200K116 | 250 | 277,305 | SH | Call | SOLE | 277,305 | 0 | 0 | |
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 306 | 2,471 | SH | SOLE | 2,471 | 0 | 0 | ||
LIGHTPATH TECHNOLOGIES INC | COM CL A | 532257805 | 262 | 78,396 | SH | SOLE | 78,396 | 0 | 0 | ||
LONGEVITY ACQUISITION CORP | RIGHT 07/31/2020 | G56372124 | 40 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
LONGEVITY ACQUISITION CORP | W EXP 07/31/202 | G56372116 | 167 | 833,746 | SH | Call | SOLE | 833,746 | 0 | 0 | |
LONGVIEW ACQUISITION CORP | UNIT 99/99/9999 | 543195200 | 6,060 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
LOUISIANA PAC CORP | COM | 546347105 | 3,783 | 147,500 | SH | Call | SOLE | 147,500 | 0 | 0 | |
MACOM TECH SOLUTIONS HLDGS I | COM | 55405Y100 | 3,435 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
MACOM TECH SOLUTIONS HLDGS I | COM | 55405Y100 | 859 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 3,227 | 313,333 | SH | SOLE | 313,333 | 0 | 0 | ||
MARRIOTT VACTINS WORLDWID CO | NOTE 1.500 9/1 | 57164YAB3 | 5,112 | 5,522 | PRN | SOLE | 5,522 | 0 | 0 | ||
MARRIOTT VACTINS WORLDWID CO | COM | 57164Y107 | 411 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
MATTEL INC | COM | 577081102 | 97 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 3,320 | 18,000 | SH | Call | SOLE | 18,000 | 0 | 0 | |
MEET GROUP INC | COM | 58513U101 | 1,325 | 212,419 | SH | SOLE | 212,419 | 0 | 0 | ||
MERIT MED SYS INC | COM | 589889104 | 781 | 17,100 | SH | SOLE | 17,100 | 0 | 0 | ||
METALLA RTY & STREAMING LTD | COM NEW | 59124U605 | 650 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
METEN EDTECHX ED GROUP LTD | W EXP 03/31/202 | G6055H106 | 265 | 473,053 | SH | Call | SOLE | 473,053 | 0 | 0 | |
MGM GROWTH PPTYS LLC | CL A COM | 55303A105 | 1,377 | 50,601 | SH | SOLE | 50,601 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 644 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,479 | 7,265 | SH | SOLE | 7,265 | 0 | 0 | ||
MILESTONE PHARMACEUTICALS IN | COM | 59935V107 | 642 | 169,730 | SH | SOLE | 169,730 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 2,940 | 60,876 | SH | SOLE | 60,876 | 0 | 0 | ||
MOUNTAIN CREST ACQUISITION C | UNIT 03/19/2025 | 62401M205 | 2,008 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NATIONAL ENERGY SERVICES REU | W EXP 05/05/202 | G6375R115 | 357 | 649,181 | SH | Call | SOLE | 649,181 | 0 | 0 | |
NETFIN ACQUISITION CORP | SHS CL A | G6455A107 | 2,880 | 267,924 | SH | SOLE | 267,924 | 0 | 0 | ||
NETFIN ACQUISITION CORP | W EXP 08/01/202 | G6455A115 | 1,053 | 635,914 | SH | Call | SOLE | 635,914 | 0 | 0 | |
NEWBORN ACQUISITION CORP | UNIT 99/99/9999 | G6463T130 | 915 | 90,095 | SH | SOLE | 90,095 | 0 | 0 | ||
NEWMARK GROUP INC | CL A | 65158N102 | 887 | 182,602 | SH | SOLE | 182,602 | 0 | 0 | ||
NORBORD INC | COM NEW | 65548P403 | 4,682 | 151,076 | SH | SOLE | 151,076 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 1,230 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | |
NUVASIVE INC | NOTE 2.250 3/1 | 670704AG0 | 5,915 | 5,464 | PRN | SOLE | 5,464 | 0 | 0 | ||
OAKTREE ACQUISITION CORP | SHS CL A | G67145105 | 4,069 | 400,104 | SH | SOLE | 400,104 | 0 | 0 | ||
OFFICE DEPOT INC | COM | 676220106 | 40 | 46,428 | SH | SOLE | 46,428 | 0 | 0 | ||
ORISUN ACQUISITION CORP | RIGHT 05/31/2024 | 68632T125 | 29 | 159,610 | SH | Call | SOLE | 159,610 | 0 | 0 | |
OSPREY TECHNLGY AQUISTION CO | UNIT 10/30/2024 | 68839R401 | 2,318 | 220,360 | SH | SOLE | 220,360 | 0 | 0 | ||
OSPREY TECHNLGY AQUISTION CO | W EXP 10/30/202 | 68839R120 | 33 | 31,700 | SH | Call | SOLE | 31,700 | 0 | 0 | |
PENNYMAC FINL SVCS INC NEW | COM | 70932M107 | 418 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
PENNYMAC FINL SVCS INC NEW | COM | 70932M107 | 9,888 | 236,609 | SH | SOLE | 236,609 | 0 | 0 | ||
PG&E CORP | COM | 69331C108 | 976 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
PIVOTAL INVT CORP II | UNIT 06/01/2025 | 72582K209 | 3,827 | 371,512 | SH | SOLE | 371,512 | 0 | 0 | ||
PIVOTAL INVT CORP II | W EXP 06/01/202 | 72582K118 | 498 | 630,531 | SH | Call | SOLE | 630,531 | 0 | 0 | |
PLURALSIGHT INC | NOTE 0.375 3/0 | 72941BAB2 | 3,460 | 4,000 | PRN | SOLE | 4,000 | 0 | 0 | ||
PRECISION DRILLING CORP | COM 2010 | 74022D308 | 893 | 867,000 | SH | SOLE | 867,000 | 0 | 0 | ||
PRICELINE GRP INC | NOTE 0.900 9/1 | 741503AX4 | 4,246 | 4,000 | PRN | SOLE | 4,000 | 0 | 0 | ||
PROOFPOINT INC | COM | 743424103 | 8,890 | 80,000 | SH | Call | SOLE | 80,000 | 0 | 0 | |
PROOFPOINT INC | COM | 743424103 | 4,445 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
PROOFPOINT INC | COM | 743424103 | 146 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
PROPTECH ACQUISITION CORP | UNIT 10/01/2026 | 74349F200 | 3,298 | 311,101 | SH | SOLE | 311,101 | 0 | 0 | ||
PROPTECH ACQUISITION CORP | W EXP 05/26/202 | 74349F119 | 130 | 186,200 | SH | Call | SOLE | 186,200 | 0 | 0 | |
PURE ACQUISITION CORP | CL A | 74621Q106 | 265 | 25,184 | SH | SOLE | 25,184 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 2,280 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 912 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 54 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
REPLAY ACQUISITION CORP | W EXP 03/01/202 | G75130115 | 89 | 99,302 | SH | Call | SOLE | 99,302 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 674 | 12,000 | SH | Call | SOLE | 12,000 | 0 | 0 | |
ROSEHILL RES INC | W EXP 04/27/202 | 777385113 | 61 | 864,548 | SH | Call | SOLE | 864,548 | 0 | 0 | |
ROYAL GOLD INC | COM | 780287108 | 6,216 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
SC HEALTH CORP | UNIT 99/99/9999 | G78516302 | 284 | 27,300 | SH | SOLE | 27,300 | 0 | 0 | ||
SC HEALTH CORP | W EXP 99/99/999 | G78516401 | 418 | 386,650 | SH | Call | SOLE | 386,650 | 0 | 0 | |
SCORPIO TANKERS INC | NOTE 3.000 5/1 | 80918TAB5 | 4,481 | 5,150 | PRN | SOLE | 5,150 | 0 | 0 | ||
SCORPIO TANKERS INC | SH | Y7542C130 | 641 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
SCVX CORP | UNIT 99/99/9999 | G79448109 | 867 | 83,716 | SH | SOLE | 83,716 | 0 | 0 | ||
SCVX CORP | W EXP 01/24/202 | G79448117 | 222 | 213,800 | SH | Call | SOLE | 213,800 | 0 | 0 | |
SEACOR HOLDINGS INC | NOTE 2.50012/1 | 811904AM3 | 1,226 | 1,425 | PRN | SOLE | 1,425 | 0 | 0 | ||
SHAKE SHACK INC | CL A | 819047101 | 1,060 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
SHAKE SHACK INC | CL A | 819047101 | 424 | 8,000 | SH | Put | SOLE | 8,000 | 0 | 0 | |
SILICON LABORATORIES INC | NOTE 1.375 3/0 | 826919AB8 | 4,118 | 3,391 | PRN | SOLE | 3,391 | 0 | 0 | ||
SILVERCREST METALS INC | COM | 828363101 | 1,245 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SIRIUS INTERNATIONAL INSURAN | COM | G8196D101 | 418 | 60,205 | SH | SOLE | 60,205 | 0 | 0 | ||
SOCIAL CAP HDOSPHIA HLDG CO | SHS CL A | G8250T109 | 6,162 | 524,427 | SH | SOLE | 524,427 | 0 | 0 | ||
SOCIAL CAP HEDSPIA HLDG CO I | COM CL A | G8251K107 | 6,182 | 552,984 | SH | SOLE | 552,984 | 0 | 0 | ||
SOCIAL CAP HEDSPIA HLDG CO I | W EXP 99/99/999 | G8251K115 | 553 | 184,328 | SH | Call | SOLE | 184,328 | 0 | 0 | |
SOCIAL CAP HDOSPHIA HLDG CO | W EXP 99/99/999 | G8250T125 | 153 | 42,196 | SH | Call | SOLE | 42,196 | 0 | 0 | |
SOUTHWEST AIRLS CO | NOTE 1.250 5/0 | 844741BG2 | 3,603 | 3,000 | PRN | SOLE | 3,000 | 0 | 0 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 1,709 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 684 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
SPARTAN ENERGY ACQUISITION C | CL A COM STK | 846784106 | 7,786 | 726,286 | SH | SOLE | 726,286 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITION C | UNIT 99/99/9999 | 846784114 | 1,038 | 93,947 | SH | SOLE | 93,947 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITION C | W EXP 08/27/202 | 846784122 | 404 | 224,382 | SH | Call | SOLE | 224,382 | 0 | 0 | |
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 5,058 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 40,087 | 130,000 | SH | Put | SOLE | 130,000 | 0 | 0 | |
SSR MNG INC | NOTE 2.500 4/0 | 784730AB9 | 8,113 | 5,922 | PRN | SOLE | 5,922 | 0 | 0 | ||
SSR MNG INC | COM | 784730103 | 579 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
STABLE RD ACQUISITION CORP | UNIT 05/15/2026 | 85236Q208 | 5,750 | 561,120 | SH | SOLE | 561,120 | 0 | 0 | ||
THUNDER BRDG ACQUISTION II L | CL A SHS | G8857S116 | 1,523 | 150,800 | SH | SOLE | 150,800 | 0 | 0 | ||
THUNDER BRDG ACQUISTION II L | UNIT 99/99/9999 | G8857S124 | 611 | 58,201 | SH | SOLE | 58,201 | 0 | 0 | ||
THUNDER BRDG ACQUISTION II L | W EXP 11/30/202 | G8857S108 | 608 | 421,900 | SH | Call | SOLE | 421,900 | 0 | 0 | |
TIFFANY & CO NEW | COM | 886547108 | 1,829 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
TJX COS INC NEW | COM | 872540109 | 304 | 42,618 | SH | SOLE | 42,618 | 0 | 0 | ||
TORTOISE ACQUISITION CORP | W EXP 03/04/202 | 89154L118 | 1,386 | 128,354 | SH | Call | SOLE | 128,354 | 0 | 0 | |
TRANSALTA CORP | COM | 89346D107 | 2,439 | 303,000 | SH | SOLE | 303,000 | 0 | 0 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 2,806 | 24,600 | SH | Call | SOLE | 24,600 | 0 | 0 | |
TREBIA ACQUISITION CORP | UNIT 99/99/9999 | G9027T125 | 5,688 | 544,264 | SH | SOLE | 544,264 | 0 | 0 | ||
TRIDENT ACQUISITIONS CORP | COM | 89615T106 | 537 | 49,048 | SH | SOLE | 49,048 | 0 | 0 | ||
TRIDENT ACQUISITIONS CORP | W EXP 05/09/202 | 89615T114 | 17 | 36,510 | SH | Call | SOLE | 36,510 | 0 | 0 | |
TRINE ACQUISITION CORP | W EXP 03/31/202 | 89628U116 | 185 | 119,550 | SH | Call | SOLE | 119,550 | 0 | 0 | |
TUSCAN HLDGS CORP II | COM | 90070A103 | 11,300 | 1,124,411 | SH | SOLE | 1,124,411 | 0 | 0 | ||
TUSCAN HLDGS CORP II | W EXP 99/99/999 | 90070A111 | 316 | 584,556 | SH | Call | SOLE | 584,556 | 0 | 0 | |
TUSCAN HOLDINGS CORP | COM | 90069K104 | 10,727 | 1,048,608 | SH | SOLE | 1,048,608 | 0 | 0 | ||
TUSCAN HOLDINGS CORP | W EXP 04/01/202 | 90069K112 | 1,055 | 1,803,555 | SH | Call | SOLE | 1,803,555 | 0 | 0 | |
TWILIO INC | CL A | 90138F102 | 2,194 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
TWILIO INC | CL A | 90138F102 | 1,624 | 7,400 | SH | Put | SOLE | 7,400 | 0 | 0 | |
TWITTER INC | NOTE 0.250 6/1 | 90184LAF9 | 2,830 | 3,000 | PRN | SOLE | 3,000 | 0 | 0 | ||
UNION ACQUISITION CORP II | W EXP 04/01/202 | G9402Q126 | 92 | 249,400 | SH | Call | SOLE | 249,400 | 0 | 0 | |
UNITED STS OIL FD LP | UNITS | 91232N207 | 1,403 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
US ECOLOGY INC | W EXP 10/17/202 | 91734M111 | 531 | 111,720 | SH | Call | SOLE | 111,720 | 0 | 0 | |
ETF SER SOLUTIONS | US GLB JETS | 26922A842 | 833 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
VAIL RESORTS INC | COM | 91879Q109 | 2,914 | 16,000 | SH | Call | SOLE | 16,000 | 0 | 0 | |
VALERO ENERGY CORP | COM | 91913Y100 | 2,059 | 35,000 | SH | Call | SOLE | 35,000 | 0 | 0 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 5,044 | 137,500 | SH | Put | SOLE | 137,500 | 0 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 7,640 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 44,312 | 290,000 | SH | Put | SOLE | 290,000 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 773 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 1,352 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ING GROEP N.V. | SPONSORED ADR | 456837103 | 1,136 | 164,700 | SH | Call | SOLE | 164,700 | 0 | 0 | |
WASTE CONNECTIONS INC | COM | 94106B101 | 2,334 | 18,354 | SH | SOLE | 18,354 | 0 | 0 | ||
WASTE CONNECTIONS INC | COM | 94106B101 | 254 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
WEYERHAEUSER CO MTN BE | COM NEW | 962166104 | 1,685 | 75,000 | SH | Call | SOLE | 75,000 | 0 | 0 | |
WEYERHAEUSER CO MTN BE | COM NEW | 962166104 | 2,021 | 90,000 | SH | Put | SOLE | 90,000 | 0 | 0 | |
WEYERHAEUSER CO MTN BE | COM NEW | 962166104 | 54 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
WILLIS TOWERS WATSON PLC LTD | SH | G96629103 | 394 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
WINNEBAGO INDS INC | COM | 974637100 | 333 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
WINNEBAGO INDS INC | COM | 974637100 | 333 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
WRIGHT MED GROUP N V | NOTE 2.25011/1 | 98236JAB4 | 7,099 | 5,000 | PRN | SOLE | 5,000 | 0 | 0 | ||
ZILLOW GROUP INC | NOTE 2.00012/0 | 98954MAB7 | 7,060 | 5,734 | PRN | SOLE | 5,734 | 0 | 0 |