0001461790-19-000042.txt : 20191230 0001461790-19-000042.hdr.sgml : 20191230 20191230173429 ACCESSION NUMBER: 0001461790-19-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191230 FILED AS OF DATE: 20191230 DATE AS OF CHANGE: 20191230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P. CENTRAL INDEX KEY: 0001461790 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 191317518 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-365-2155 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: K2 Genpar 2017 Inc. CENTRAL INDEX KEY: 0001765955 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 191317519 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST, SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 1-416-365-2155 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST, SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shawn Kimel Investments, Inc. CENTRAL INDEX KEY: 0001462150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 191317520 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-865-2739 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: K2 & Associates Investment Management Inc. CENTRAL INDEX KEY: 0001462151 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 191317521 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-865-2739 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rosehill Resources Inc. CENTRAL INDEX KEY: 0001659122 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 475500436 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16200 PARK ROW STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77084 BUSINESS PHONE: 713-654-8080 MAIL ADDRESS: STREET 1: 16200 PARK ROW STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77084 FORMER COMPANY: FORMER CONFORMED NAME: KLR Energy Acquisition Corp. DATE OF NAME CHANGE: 20151123 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-12-30 1 0001659122 Rosehill Resources Inc. ROSE 0001461790 K2 PRINCIPAL FUND, L.P. 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 0001765955 K2 Genpar 2017 Inc. 2 BLOOR STREET WEST, SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 0001462150 Shawn Kimel Investments, Inc. 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 0001462151 K2 & Associates Investment Management Inc. 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 Warrants 11.5 2017-05-27 2022-04-27 Class A Common Stock 864548 864548 D 8% Series A Cumulative Preferred Stock Class A Common Stock 977652 11243 D Each share of Series A preferred stock is convertible into 86.9565 shares of class A common stock and there is no expiration The Series A preferred stock is convertible into class A common stock any time /s/ Daniel Gosselin, Secretary 2019-12-30 /s/ Daniel Gosselin, Secretary 2019-12-30 /s/ Daniel Gosselin, Vice President 2019-12-30 /s/ Daniel Gosselin, President 2019-12-30