0001461790-19-000042.txt : 20191230
0001461790-19-000042.hdr.sgml : 20191230
20191230173429
ACCESSION NUMBER: 0001461790-19-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191230
FILED AS OF DATE: 20191230
DATE AS OF CHANGE: 20191230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P.
CENTRAL INDEX KEY: 0001461790
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37712
FILM NUMBER: 191317518
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416-365-2155
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 Genpar 2017 Inc.
CENTRAL INDEX KEY: 0001765955
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37712
FILM NUMBER: 191317519
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST, SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 1-416-365-2155
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST, SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shawn Kimel Investments, Inc.
CENTRAL INDEX KEY: 0001462150
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37712
FILM NUMBER: 191317520
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416-865-2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 & Associates Investment Management Inc.
CENTRAL INDEX KEY: 0001462151
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37712
FILM NUMBER: 191317521
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416-865-2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rosehill Resources Inc.
CENTRAL INDEX KEY: 0001659122
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 475500436
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16200 PARK ROW
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77084
BUSINESS PHONE: 713-654-8080
MAIL ADDRESS:
STREET 1: 16200 PARK ROW
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77084
FORMER COMPANY:
FORMER CONFORMED NAME: KLR Energy Acquisition Corp.
DATE OF NAME CHANGE: 20151123
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-12-30
1
0001659122
Rosehill Resources Inc.
ROSE
0001461790
K2 PRINCIPAL FUND, L.P.
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001765955
K2 Genpar 2017 Inc.
2 BLOOR STREET WEST, SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001462150
Shawn Kimel Investments, Inc.
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001462151
K2 & Associates Investment Management Inc.
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
Warrants
11.5
2017-05-27
2022-04-27
Class A Common Stock
864548
864548
D
8% Series A Cumulative Preferred Stock
Class A Common Stock
977652
11243
D
Each share of Series A preferred stock is convertible into 86.9565 shares of class A common stock and there is no expiration
The Series A preferred stock is convertible into class A common stock any time
/s/ Daniel Gosselin, Secretary
2019-12-30
/s/ Daniel Gosselin, Secretary
2019-12-30
/s/ Daniel Gosselin, Vice President
2019-12-30
/s/ Daniel Gosselin, President
2019-12-30