0001461790-18-000047.txt : 20181231
0001461790-18-000047.hdr.sgml : 20181231
20181231185523
ACCESSION NUMBER: 0001461790-18-000047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181228
FILED AS OF DATE: 20181231
DATE AS OF CHANGE: 20181231
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P.
CENTRAL INDEX KEY: 0001461790
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38188
FILM NUMBER: 181260484
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416-365-2155
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 GENPAR LP
CENTRAL INDEX KEY: 0001489957
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38188
FILM NUMBER: 181260485
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416 865 2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shawn Kimel Investments, Inc.
CENTRAL INDEX KEY: 0001462150
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38188
FILM NUMBER: 181260486
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416-865-2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 & Associates Investment Management Inc.
CENTRAL INDEX KEY: 0001462151
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38188
FILM NUMBER: 181260487
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416-865-2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kimel Shawn
CENTRAL INDEX KEY: 0001462149
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38188
FILM NUMBER: 181260488
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 GENPAR 2009 INC
CENTRAL INDEX KEY: 0001489956
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38188
FILM NUMBER: 181260489
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416 865 2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMAAASH ENTERTAINMENT INC.
CENTRAL INDEX KEY: 0001708410
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 821231127
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0531
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2128783684
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER COMPANY:
FORMER CONFORMED NAME: I-AM CAPITAL ACQUISITION Co
DATE OF NAME CHANGE: 20170605
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-12-28
0
0001708410
SMAAASH ENTERTAINMENT INC.
SMSH
0001461790
K2 PRINCIPAL FUND, L.P.
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001489957
K2 GENPAR LP
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001489956
K2 GENPAR 2009 INC
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001462150
Shawn Kimel Investments, Inc.
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001462151
K2 & Associates Investment Management Inc.
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001462149
Kimel Shawn
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
Forward Sale Agreement (obligation to sell)
2018-12-28
4
S
0
8050
2.2616
D
2019-01-18
2019-01-18
Common Stock
8050
211950
D
Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person will be obligated to sell 220,000 shares (the "Original Shares") to the issuer on behalf of K2 on January 18, 2019 unless such Original Shares are sold by the Reporting Person prior to such date. The prices at which the Reporting Person will be obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares.
/s/ Daniel Gosselin, President, The K2 Principal Fund L.P.
2018-12-31
/s/ Daniel Gosselin, President, K2 Genpar L.P
2018-12-31
/s/ Daniel Gosselin, President, K2 Genpar 2009 Inc.
2018-12-31
/s/ Daniel Gosselin, President, Shawl Kimel Investments Inc.
2018-12-31
/s/ Daniel Gosselin, President, K2 & Associates Investment Management Inc.
2018-12-31
/s/ Daniel Gosselin, in his individual capacity
2018-12-31