0001461790-18-000040.txt : 20180919 0001461790-18-000040.hdr.sgml : 20180919 20180919171423 ACCESSION NUMBER: 0001461790-18-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180918 FILED AS OF DATE: 20180919 DATE AS OF CHANGE: 20180919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P. CENTRAL INDEX KEY: 0001461790 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 181078211 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-365-2155 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: K2 GENPAR LP CENTRAL INDEX KEY: 0001489957 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 181078212 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416 865 2739 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: K2 GENPAR 2009 INC CENTRAL INDEX KEY: 0001489956 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 181078213 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416 865 2739 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shawn Kimel Investments, Inc. CENTRAL INDEX KEY: 0001462150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 181078214 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-865-2739 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: K2 & Associates Investment Management Inc. CENTRAL INDEX KEY: 0001462151 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 181078215 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-865-2739 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kimel Shawn CENTRAL INDEX KEY: 0001462149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 181078216 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rosehill Resources Inc. CENTRAL INDEX KEY: 0001659122 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 475500436 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16200 PARK ROW STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77084 BUSINESS PHONE: 713-654-8080 MAIL ADDRESS: STREET 1: 16200 PARK ROW STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77084 FORMER COMPANY: FORMER CONFORMED NAME: KLR Energy Acquisition Corp. DATE OF NAME CHANGE: 20151123 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-09-18 0 0001659122 Rosehill Resources Inc. ROSE 0001461790 K2 PRINCIPAL FUND, L.P. 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 0001489957 K2 GENPAR LP 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 0001489956 K2 GENPAR 2009 INC 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 0001462150 Shawn Kimel Investments, Inc. 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 0001462151 K2 & Associates Investment Management Inc. 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 0001462149 Kimel Shawn 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 Class A Common Stock 2018-09-18 4 S 0 5623 8.3085 D 233944 D Class A Common Stock 2018-09-19 4 S 0 18936 8.3421 D 215008 D Warrants 11.5 2017-05-27 2022-04-27 Class A Common Stock 1164548 1164548 D 8% Series A Cumulative Preferred Stock Class A Common Stock 939336 10802 D Each shares of series A preferred stock is convertible into 86.9565 shares of class A common stock and there is no expiration The series A preferred stock is convertible into class A common stock any time /s/ Daniel Gosselin, President, The K2 Principal Fund L.P 2018-09-19 /s/ Daniel Gosselin, President, K2 GenPar L.P 2018-09-19 /s/ Daniel Gosselin, President, K2 Genpar 2009 Inc 2018-09-19 /s/ Daniel Gosselin, President, Shawn Kimel Investments Inc 2018-09-19 /s/ Daniel Gosselin, President, K2 & Associates Investment Managment Inc 2018-09-19 /s/ Daniel Gosselin, in his individual capacity 2018-09-19