0001461790-17-000034.txt : 20170719 0001461790-17-000034.hdr.sgml : 20170719 20170719164620 ACCESSION NUMBER: 0001461790-17-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170719 FILED AS OF DATE: 20170719 DATE AS OF CHANGE: 20170719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kimel Shawn CENTRAL INDEX KEY: 0001462149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 17972687 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: K2 & Associates Investment Management Inc. CENTRAL INDEX KEY: 0001462151 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 17972688 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-865-2739 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shawn Kimel Investments, Inc. CENTRAL INDEX KEY: 0001462150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 17972689 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-865-2739 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: K2 GENPAR 2009 INC CENTRAL INDEX KEY: 0001489956 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 17972690 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416 865 2739 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: K2 GENPAR LP CENTRAL INDEX KEY: 0001489957 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 17972691 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416 865 2739 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P. CENTRAL INDEX KEY: 0001461790 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 17972686 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-365-2155 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rosehill Resources Inc. CENTRAL INDEX KEY: 0001659122 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 475500436 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16200 PARK ROW STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77084 BUSINESS PHONE: 713-654-8080 MAIL ADDRESS: STREET 1: 16200 PARK ROW STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77084 FORMER COMPANY: FORMER CONFORMED NAME: KLR Energy Acquisition Corp. DATE OF NAME CHANGE: 20151123 4 1 ownership_rosehill.xml PRIMARY DOCUMENT X0306 4 2017-07-19 0 0001659122 Rosehill Resources Inc. ROSE 0001461790 K2 PRINCIPAL FUND, L.P. 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 0001489957 K2 GENPAR LP 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 0001489956 K2 GENPAR 2009 INC 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 0001462150 Shawn Kimel Investments, Inc. 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 0001462151 K2 & Associates Investment Management Inc. 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 0001462149 Kimel Shawn 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 Class A Common Stock 2017-07-18 4 S 0 660 8.0221 D 487160 D Class A Common Stock 2017-07-19 4 S 0 45 8.0622 D 4871115 D The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock. /s/ Shawn Kimel, President, THE K2 PRINCIPAL FUND, L.P. 2017-07-19 /s/ Shawn Kimel, President, K2 GENPAR, L.P. 2017-07-19 /s/ Shawn Kimel, President, K2 GENPAR 2009 INC. 2017-07-19 /s/ Shawn Kimel, President, SHAWN KIMEL INVESTMENTS, INC. 2017-07-19 /s/ Shawn Kimel, President, K2 & ASSOCIATES INVESTMENT MANAGEMENT INC. 2017-07-19 /s/ Shawn Kimel, In his individual capacity 2017-07-19