0001461790-17-000020.txt : 20170630
0001461790-17-000020.hdr.sgml : 20170630
20170630191505
ACCESSION NUMBER: 0001461790-17-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170508
FILED AS OF DATE: 20170630
DATE AS OF CHANGE: 20170630
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rosehill Resources Inc.
CENTRAL INDEX KEY: 0001659122
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 475500436
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16200 PARK ROW
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77084
BUSINESS PHONE: 713-654-8080
MAIL ADDRESS:
STREET 1: 16200 PARK ROW
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77084
FORMER COMPANY:
FORMER CONFORMED NAME: KLR Energy Acquisition Corp.
DATE OF NAME CHANGE: 20151123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kimel Shawn
CENTRAL INDEX KEY: 0001462149
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37712
FILM NUMBER: 17943686
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 & Associates Investment Management Inc.
CENTRAL INDEX KEY: 0001462151
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37712
FILM NUMBER: 17943687
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416-865-2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shawn Kimel Investments, Inc.
CENTRAL INDEX KEY: 0001462150
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37712
FILM NUMBER: 17943688
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416-865-2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 GENPAR 2009 INC
CENTRAL INDEX KEY: 0001489956
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37712
FILM NUMBER: 17943689
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416 865 2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 GENPAR LP
CENTRAL INDEX KEY: 0001489957
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37712
FILM NUMBER: 17943690
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416 865 2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P.
CENTRAL INDEX KEY: 0001461790
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37712
FILM NUMBER: 17943691
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416-365-2155
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-05-08
0
0001659122
Rosehill Resources Inc.
ROSE
0001461790
K2 PRINCIPAL FUND, L.P.
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001489957
K2 GENPAR LP
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001489956
K2 GENPAR 2009 INC
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001462150
Shawn Kimel Investments, Inc.
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001462151
K2 & Associates Investment Management Inc.
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001462149
Kimel Shawn
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
Class A Common Stock
2017-05-08
4
S
0
76
9.41
D
531575
D
Class A Common Stock
2017-05-09
4
S
0
2573
9.06
D
529002
D
Class A Common Stock
2017-05-10
4
S
0
5505
9.04
D
523497
D
Class A Common Stock
2017-05-16
4
S
0
1000
9.17
D
522497
D
Class A Common Stock
2017-05-22
4
S
0
1700
9.32
D
520797
D
Class A Common Stock
2017-05-23
4
S
0
110
9.3
D
520687
D
Class A Common Stock
2017-05-25
4
S
0
900
9.33
D
519787
D
Class A Common Stock
2017-05-26
4
S
0
3900
9.36
D
515887
D
Class A Common Stock
2017-05-30
4
S
0
531
9.13
D
515356
D
Class A Common Stock
2017-05-31
4
S
0
67
9.25
D
515289
D
Class A Common Stock
2017-06-02
4
S
0
200
9.19
D
515089
D
Class A Common Stock
2017-06-06
4
S
0
200
9.15
D
514889
D
Class A Common Stock
2017-06-14
4
S
0
100
8.6
D
514789
D
Class A Common Stock
2017-06-23
4
S
0
25100
8.42
D
489689
D
Class A Common Stock
2017-06-26
4
S
0
1863
8.5
D
487826
D
Class A Common Stock
2017-06-27
4
S
0
6
8.5
D
487820
D
The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock.
/s/ Shawn Kimel, President, THE K2 PRINCIPAL FUND, L.P.
2017-06-30
/s/ Shawn Kimel, President, K2 GENPAR, L.P.
2017-06-30
/s/ Shawn Kimel, President, K2 GENPAR 2009 INC.
2017-06-30
/s/ Shawn Kimel, President, SHAWN KIMEL INVESTMENTS, INC.
2017-06-30
/s/ Shawn Kimel, President, K2 & ASSOCIATES INVESTMENT MANAGEMENT INC.
2017-06-30
/s/ Shawn Kimel, In his individual capacity
2017-06-30