0001461782-11-000001.txt : 20110415
0001461782-11-000001.hdr.sgml : 20110415
20110415153211
ACCESSION NUMBER: 0001461782-11-000001
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: Rule 506
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20110415
DATE AS OF CHANGE: 20110415
EFFECTIVENESS DATE: 20110415
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Whitebox Concentrated Convertible Arbitrage Fund, Ltd.
CENTRAL INDEX KEY: 0001461782
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-130413
FILM NUMBER: 11762547
BUSINESS ADDRESS:
STREET 1: C/O TRIDENT TRUST CO (BVI) LTD.
STREET 2: TRIDENT CHAMBERS, P.O. BOX 146
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: 00000
BUSINESS PHONE: 6122536025
MAIL ADDRESS:
STREET 1: C/O TRIDENT TRUST CO (BVI) LTD.
STREET 2: TRIDENT CHAMBERS, P.O. BOX 146
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: Whitetbox Concentrated Convertible Arbitrage Fund, Ltd.
DATE OF NAME CHANGE: 20090409
D/A
1
primary_doc.xml
X0704
D/A
LIVE
0001461782
Whitebox Concentrated Convertible Arbitrage Fund, Ltd.
C/O TRIDENT TRUST CO (BVI) LTD.
TRIDENT CHAMBERS, P.O. BOX 146
ROAD TOWN, TORTOLA
D8
VIRGIN ISLANDS, BRITISH
00000
612-253-6025
VIRGIN ISLANDS, BRITISH
Whitetbox Concentrated Convertible Arbitrage Fund, Ltd.
Other
British Virgin Islands Business Company
true
2009
N/A
Whitebox Concentrated Convertible Arbitrage Advisors, LLC
3033 Excelsior Blvd.
Suite 300
Minneapolis
MN
MINNESOTA
55416
Promoter
Investment Manager of the Issuer
Jonathan
D.
Wood
3033 Excelsior Blvd.
Suite 300
Minneapolis
MN
MINNESOTA
55416
Executive Officer
Director
Director of the Issuer and Chief Operating Officer of the Issuer's Investment Manager
Andrew
J.
Redleaf
3033 Excelsior Blvd.
Suite 300
Minneapolis
MN
MINNESOTA
55416
Executive Officer
Chief Operating Officer of the Issuer's Investment Manager
Calum
McKenzie
Folio Corporate Services Limited
Folio Chambers, P.O. Box 800
Road Town
D8
VIRGIN ISLANDS, BRITISH
00000
Director
Director of the Issuer
William
Harris
Folio Corporate Services Limited
Folio Chambers, P.O. Box 800
Road Town
D8
VIRGIN ISLANDS, BRITISH
00000
Director
Director of the Issuer
Mark
Strefling
3033 Excelsior Blvd.
Suite 300
Minneapolis
MN
MINNESOTA
55416
Executive Officer
Director
Director of the Issuer and Chief Legal Officer of the Issuer's Investment Manager
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06
- 3C
- 3C.7
true
0001461782-10-000001
2009-04-01
true
true
true
false
100000
Emergent Financial Group, Inc.
37891
Joseph B. Hurley, IV
726838
8000 West 78th Street
Suite 115
Edina
MN
MINNESOTA
55439-2535
TX
TEXAS
false
Indefinite
116191659
Indefinite
false
52
23562
0
0
false
Whitebox Concentrated Convertible Arbitrage Fund, Ltd.
/s/ Jonathan D. Wood
Jonathan D. Wood
Chief Operating Officer of the Issuer's Investment Manager
2011-04-15