0001437749-14-009465.txt : 20140519 0001437749-14-009465.hdr.sgml : 20140519 20140519122702 ACCESSION NUMBER: 0001437749-14-009465 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140513 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20140519 DATE AS OF CHANGE: 20140519 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HomeTown Bankshares Corp CENTRAL INDEX KEY: 0001461640 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 264549960 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-158525 FILM NUMBER: 14853854 BUSINESS ADDRESS: BUSINESS PHONE: 540-983-9325 MAIL ADDRESS: STREET 1: 10 FRANKLIN ROAD, S.E. STREET 2: SUITE 800 CITY: ROANOKE STATE: VA ZIP: 24011 8-K 1 hmta20140516_8k.htm FORM 8-K hmta20140516_8k.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 13, 2014

 

HOMETOWN BANKSHARES CORPORATION

(Exact name of registrant as specified in its charter)

 

 

Virginia

333-158525

26-4549960

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(I.R.S. Employer

Identification No.)

   

202 S. Jefferson Street

Roanoke, Virginia

24011

(Address of principal executive offices)

(Zip Code)

 

Registrant’s telephone number, including area code: (540) 345-6000

 

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 
 

 

Item 5.07.

Submission of Matters to a Vote of Security Holders.

 

At the annual meeting of shareholders of the Company held on May 13, 2014 (the “Annual Meeting”), the matters listed below were submitted to a vote of the Company’s shareholders. Set forth below are the final voting results on each such matter.

 

 

1.

Election of Directors. Three persons were nominated by the Board of Directors for election as directors of the Company, serving until the 2017 annual meeting. Each nominee was elected and the final results of the votes cast for, votes withheld and broker non-votes were as follows:

 

           

Votes

    

Broker

  

Name of Nominee

  

Votes For

    

Withheld

    

Non-Votes

  
                         

To serve until the 2017 Annual Meeting:

                        

George B. Cartledge, Jr.

     1,749,991       37,455       0  

Warner Dalhouse

     1,709,989       77,457       0  

Marc S. Fink

     1,710,549       76,897       0  

 

 

2.

To approve the following advisory (non-binding) proposal:

 

RESOLVED, that the compensation paid to the Company’s named executive officers, as disclosed in this proxy statement pursuant to the rules and regulations of the SEC, including the summary compensation tables and narrative discussion is hereby APPROVED.

 

 

Votes For

    

Votes

Against

    

Abstentions

    

Broker

Non-Votes

  
                       
  1,632,415     95,732     59,299     0  

 

 

 

3.

Ratification of the appointment of Yount, Hyde & Barbour, P.C. as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2014.

 

 

Votes For

    

Votes

Against

    

Abstentions

    

Broker

Non-Votes

  
                       
  2,101,138     2,145     8,580     0  

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

HOMETOWN BANKSHARES CORPORATION

     

Date: May 13, 2014

By:

/s/ Charles W. Maness, Jr.

   

Charles W. Maness, Jr.,

   

Executive Vice President and Chief Financial Officer