The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 37833100 | 4,001 | 31,900 | SH | DFND | 1 | 23,125 | 8,775 | 0 | |
AUTODESK INC | COM | 52769106 | 200 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
AMGEN INC | COM | 31162100 | 228 | 1,484 | SH | SOLE | 1,484 | 0 | 0 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 563 | 14,222 | SH | SOLE | 14,222 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 478 | 30,693 | SH | SOLE | 30,693 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 25816109 | 729 | 9,371 | SH | DFND | 1 | 5,117 | 4,254 | 0 | |
BAIDU INC | COM | 56752108 | 768 | 3,858 | SH | SOLE | 3,858 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,998 | 30,021 | SH | SOLE | 30,021 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | COM | 84670108 | 615 | 300 | SH | SOLE | 300 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | COM | 84670702 | 675 | 4,959 | SH | SOLE | 4,959 | 0 | 0 | ||
COMCAST CORP NEW | COM | 20030N101 | 296 | 4,918 | SH | SOLE | 4,918 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 429 | 3,176 | SH | SOLE | 3,176 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,101 | 40,093 | SH | DFND | 1 | 24,173 | 15,920 | 0 | |
ISHARES | 1-3 YR CR BD ETF | 464288646 | 8,406 | 79,808 | SH | SOLE | 79,808 | 0 | 0 | ||
PROSHARES TR | COM | 74347R248 | 3,385 | 68,137 | SH | SOLE | 68,137 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,721 | 17,845 | SH | SOLE | 17,845 | 0 | 0 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 431 | 6,735 | SH | SOLE | 6,735 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 1,116 | 9,773 | SH | SOLE | 9,773 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 231 | 3,832 | SH | SOLE | 3,832 | 0 | 0 | ||
EGA EMERGING GLOBAL SHS TR | EGS EMKTCONS ETF | 268461779 | 528 | 20,269 | SH | SOLE | 20,269 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 4,652 | 117,414 | SH | SOLE | 117,414 | 0 | 0 | ||
ISHARES TR | EM MK MINVOL ETF | 464286533 | 511 | 8,851 | SH | SOLE | 8,851 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 4,334 | 68,261 | SH | SOLE | 68,261 | 0 | 0 | ||
ISHARES TR | EAFE MIN VOL ETF | 46429B689 | 1,008 | 15,443 | SH | SOLE | 15,443 | 0 | 0 | ||
ISHARES TR | EM HGHYL BD ETF | 464286285 | 708 | 14,758 | SH | SOLE | 14,758 | 0 | 0 | ||
EOG RES INC | COM | 26875P101 | 650 | 7,430 | SH | SOLE | 7,430 | 0 | 0 | ||
FACEBOOK INC | COM | 30303M102 | 5,241 | 61,107 | SH | SOLE | 61,107 | 0 | 0 | ||
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 178 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 943 | 35,499 | SH | SOLE | 35,499 | 0 | 0 | ||
GOOGLE INC | COM | 38259P706 | 899 | 1,728 | SH | DFND | 1 | 855 | 873 | 0 | |
GOOGLE INC | COM | 38259P508 | 463 | 858 | SH | SOLE | 858 | 0 | 0 | ||
INDEXIQ ETF TR | IQ GLB RES ETF | 45409B883 | 992 | 38,798 | SH | SOLE | 38,798 | 0 | 0 | ||
HEWLETT PACKARD CO | COM | 428236103 | 461 | 15,370 | SH | SOLE | 15,370 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 837 | 73,826 | SH | SOLE | 73,826 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 821 | 5,047 | SH | SOLE | 5,047 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 1,603 | 27,492 | SH | SOLE | 27,492 | 0 | 0 | ||
ISHARES TR | CORE MSCI EMKT | 46434G103 | 2,585 | 53,806 | SH | SOLE | 53,806 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 572 | 4,856 | SH | SOLE | 4,856 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 927 | 30,470 | SH | DFND | 1 | 21,236 | 9,234 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 4,022 | 19,409 | SH | SOLE | 19,409 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 304 | 2,945 | SH | SOLE | 2,945 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 558 | 5,631 | SH | SOLE | 5,631 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,207 | 17,679 | SH | SOLE | 17,679 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 2,019 | 20,714 | SH | DFND | 1 | 15,841 | 4,873 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 590 | 8,709 | SH | DFND | 1 | 4,933 | 3,776 | 0 | |
KIMBERLY CLARK CORP | COM | 494368103 | 456 | 4,300 | SH | SOLE | 4,300 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 218 | 5,562 | SH | SOLE | 5,562 | 0 | 0 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 608 | 7,136 | SH | SOLE | 7,136 | 0 | 0 | ||
LINKEDIN CORP | COM | 53578A108 | 582 | 2,817 | SH | SOLE | 2,817 | 0 | 0 | ||
ISHARES | MBS ETF | 464288588 | 693 | 6,382 | SH | SOLE | 6,382 | 0 | 0 | ||
MONDELEZ INTL INC | COM | 609207105 | 834 | 20,281 | SH | DFND | 1 | 15,385 | 4,896 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 1,914 | 39,142 | SH | SOLE | 39,142 | 0 | 0 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 1,226 | 21,543 | SH | DFND | 1 | 12,953 | 8,590 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,877 | 42,516 | SH | DFND | 1 | 31,550 | 10,966 | 0 | |
ORACLE CORP | COM | 68389X105 | 1,417 | 35,164 | SH | SOLE | 35,164 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 531 | 3,041 | SH | SOLE | 3,041 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 1,617 | 17,330 | SH | DFND | 1 | 14,231 | 3,099 | 0 | |
PFIZER INC | COM | 717081103 | 1,642 | 48,946 | SH | DFND | 1 | 35,745 | 13,201 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 1,141 | 14,587 | SH | DFND | 1 | 4,501 | 10,086 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 2,789 | 34,792 | SH | SOLE | 34,792 | 0 | 0 | ||
PPG INDS INC | COM | 693506107 | 216 | 1,884 | SH | SOLE | 1,884 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 510 | 4,765 | SH | SOLE | 4,765 | 0 | 0 | ||
ISHARES TR | GLOBAL REIT ETF | 46434V647 | 818 | 33,487 | SH | SOLE | 33,487 | 0 | 0 | ||
SPDR INDEX SHS FDS | DJ INTL RL ETF | 78463X863 | 283 | 6,749 | SH | SOLE | 6,749 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 107 | 2,799 | SH | SOLE | 2,799 | 0 | 0 | ||
SCHWAB CHARLES CORP NEW | COM | 808513105 | 546 | 16,721 | SH | SOLE | 16,721 | 0 | 0 | ||
ISHARES | EAFE SML CP ETF | 464288273 | 315 | 6,165 | SH | SOLE | 6,165 | 0 | 0 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 270 | 3,541 | SH | SOLE | 3,541 | 0 | 0 | ||
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 695 | 14,285 | SH | SOLE | 14,285 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 664 | 7,699 | SH | SOLE | 7,699 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,817 | 13,687 | SH | SOLE | 13,687 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 203 | 2,491 | SH | SOLE | 2,491 | 0 | 0 | ||
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 2,724 | 54,998 | SH | SOLE | 54,998 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,340 | 10,979 | SH | DFND | 1 | 7,202 | 3,777 | 0 | |
ISHARES TR | USA MIN VOL ETF | 46429B697 | 3,603 | 89,364 | SH | SOLE | 89,364 | 0 | 0 | ||
VANGUARD WORLD FDS | MATERIALS ETF | 92204A801 | 220 | 2,046 | SH | SOLE | 2,046 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FDS | ALLWRLD EX US | 922042775 | 2,349 | 48,383 | SH | SOLE | 48,383 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 2,257 | 21,248 | SH | SOLE | 21,248 | 0 | 0 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 18,231 | 232,002 | SH | SOLE | 232,002 | 0 | 0 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 581 | 7,778 | SH | SOLE | 7,778 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,362 | 12,724 | SH | SOLE | 12,724 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FDS | FTSE EMR MKT ETF | 922042858 | 238 | 5,828 | SH | SOLE | 5,828 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 413 | 8,860 | SH | SOLE | 8,860 | 0 | 0 | ||
WORKDAY INC | COM | 98138H101 | 259 | 3,388 | SH | SOLE | 3,388 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 419 | 7,458 | SH | SOLE | 7,458 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,679 | 20,175 | SH | DFND | 1 | 15,511 | 4,664 | 0 | |
GAP INC DEL | COM | 364760108 | 6,703 | 175,617 | SH | SOLE | 175,617 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 404 | 2,616 | SH | DFND | 1 | 0 | 2,616 | 0 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 457 | 4,720 | SH | DFND | 1 | 0 | 4,720 | 0 | |
ACE LTD | SHS | H0023R105 | 422 | 4,150 | SH | DFND | 1 | 0 | 4,150 | 0 | |
ALASKA AIR GROUP INC | COM | 011659109 | 226 | 3,510 | SH | DFND | 1 | 0 | 3,510 | 0 | |
ALLIED WRLD ASSUR COM HLDG A | SHS | H01531104 | 425 | 9,829 | SH | DFND | 1 | 0 | 9,829 | 0 | |
AMDOCS LTD | SHS | G02602103 | 497 | 9,099 | SH | DFND | 1 | 0 | 9,099 | 0 | |
AMERISOURCEBERGEN CORP | COM | 03073E105 | 262 | 2,467 | SH | DFND | 1 | 0 | 2,467 | 0 | |
AT&T INC | COM | 00206R102 | 397 | 11,185 | SH | DFND | 1 | 0 | 11,185 | 0 | |
BANK N S HALIFAX | COM | 064149107 | 496 | 9,610 | SH | DFND | 1 | 0 | 9,610 | 0 | |
BANK MONTREAL QUE | COM | 063671101 | 487 | 8,209 | SH | DFND | 1 | 0 | 8,209 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 219 | 1,547 | SH | DFND | 1 | 0 | 1,547 | 0 | |
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 515 | 6,474 | SH | DFND | 1 | 0 | 6,474 | 0 | |
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 337 | 5,260 | SH | DFND | 1 | 0 | 5,260 | 0 | |
COLUMBIA SPORTSWEAR CO | COM | 198516106 | 232 | 3,834 | SH | DFND | 1 | 0 | 3,834 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 287 | 2,735 | SH | DFND | 1 | 0 | 2,735 | 0 | |
DANAHER CORP DEL | COM | 235851102 | 336 | 3,931 | SH | DFND | 1 | 0 | 3,931 | 0 | |
FORTINET INC | COM | 34959E109 | 208 | 5,038 | SH | DFND | 1 | 0 | 5,038 | 0 | |
GENTHERM INC | COM | 37253A103 | 203 | 3,705 | SH | DFND | 1 | 0 | 3,705 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 283 | 2,413 | SH | DFND | 1 | 0 | 2,413 | 0 | |
HCC INS HLDGS INC | COM | 404132102 | 313 | 4,072 | SH | DFND | 1 | 0 | 4,072 | 0 | |
HOME DEPOT INC | COM | 437076102 | 205 | 1,848 | SH | DFND | 1 | 0 | 1,848 | 0 | |
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 226 | 5,040 | SH | DFND | 1 | 0 | 5,040 | 0 | |
JONES LANG LASALLE INC | COM | 48020Q107 | 255 | 1,489 | SH | DFND | 1 | 0 | 1,489 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | 59021J679 | 228 | 1,938 | SH | DFND | 1 | 0 | 1,938 | 0 | |
MARKETAXESS HLDGS INC | COM | 57060D108 | 320 | 3,450 | SH | DFND | 1 | 0 | 3,450 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 368 | 3,940 | SH | DFND | 1 | 0 | 3,940 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 532 | 7,179 | SH | DFND | 1 | 0 | 7,179 | 0 | |
MINERALS TECHNOLOGIES INC | COM | 603158106 | 252 | 3,702 | SH | DFND | 1 | 0 | 3,702 | 0 | |
PALL CORP | COM | 696429307 | 216 | 1,457 | SH | DFND | 1 | 0 | 1,457 | 0 | |
QUALCOMM INC | COM | 747525103 | 329 | 5,248 | SH | DFND | 1 | 0 | 5,248 | 0 | |
SMUCKER J M CO | COM | 832696405 | 221 | 2,037 | SH | DFND | 1 | 0 | 2,037 | 0 | |
SYNAPTICS INC | COM | 87157D109 | 250 | 2,887 | SH | DFND | 1 | 0 | 2,887 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 255 | 4,944 | SH | DFND | 1 | 0 | 4,944 | 0 | |
TIME WARNER INC | COM | 887317303 | 213 | 2,438 | SH | DFND | 1 | 0 | 2,438 | 0 | |
TRAVELERS COMPANIES INC | COM | 89417E109 | 262 | 2,708 | SH | DFND | 1 | 0 | 2,708 | 0 | |
UNILEVER N V | N Y SHS NEW | 904784709 | 369 | 8,812 | SH | DFND | 1 | 0 | 8,812 | 0 | |
WEST PHARMACEUTICAL SVSC INC | COM | 955306105 | 282 | 4,847 | SH | DFND | 1 | 0 | 4,847 | 0 | |
ANTERO MIDSTREAM PARTNERS LP | UNT LTD PARTN | 03673L103 | 874 | 30,500 | SH | DFND | 2 | 0 | 30,500 | 0 | |
BUCKEYE PARTNERS L P | UNT LTD PARTN | 118230101 | 891 | 12,050 | SH | DFND | 2 | 0 | 12,050 | 0 | |
DOMINION MIDSTREAM PARTNERS | COM UT REP LTD | 257454108 | 130 | 3,400 | SH | DFND | 2 | 0 | 3,400 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 1,900 | 29,610 | SH | DFND | 2 | 0 | 29,610 | 0 | |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 1,583 | 50,925 | SH | DFND | 2 | 0 | 50,925 | 0 | |
ENLINK MIDSTREAM PARTNERS LP | COM UNIT REP LTD | 29336U107 | 176 | 8,000 | SH | DFND | 2 | 0 | 8,000 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,707 | 57,106 | SH | DFND | 2 | 0 | 57,106 | 0 | |
EQT GP HLDGS LP | COM UNIT REP | 26885J103 | 548 | 16,125 | SH | DFND | 2 | 0 | 16,125 | 0 | |
EQT MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | 750 | 9,200 | SH | DFND | 2 | 0 | 9,200 | 0 | |
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 1,355 | 30,865 | SH | DFND | 2 | 0 | 30,865 | 0 | |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 1,128 | 15,370 | SH | DFND | 2 | 0 | 15,370 | 0 | |
MPLX LP | COM UNIT REP LTD | 55336V100 | 603 | 8,450 | SH | DFND | 2 | 0 | 8,450 | 0 | |
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 908 | 12,610 | SH | DFND | 2 | 0 | 12,610 | 0 | |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 1,622 | 37,220 | SH | DFND | 2 | 0 | 37,220 | 0 | |
PLAINS GP HLDGS L P | SHS A REP LTPN | 72651A108 | 513 | 19,850 | SH | DFND | 2 | 0 | 19,850 | 0 | |
SEMGROUP CORP | CL A | 81663A105 | 525 | 6,600 | SH | DFND | 2 | 0 | 6,600 | 0 | |
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 1,914 | 41,925 | SH | DFND | 2 | 0 | 41,925 | 0 | |
SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | 1,401 | 36,840 | SH | DFND | 2 | 0 | 36,840 | 0 | |
TARGA RES CORP | COM | 87612G101 | 1,320 | 14,800 | SH | DFND | 2 | 0 | 14,800 | 0 | |
TARGA RESOURCES PARTNERS LP | COM UNIT | 87611X105 | 386 | 10,000 | SH | DFND | 2 | 0 | 10,000 | 0 | |
VALERO ENERGY PARTNERS LP | COM UNT REP LP | 91914J102 | 659 | 12,900 | SH | DFND | 2 | 0 | 12,900 | 0 | |
VTTI ENERGY PARTNERS LP | COM UNIT RP LT | Y9384M101 | 624 | 24,925 | SH | DFND | 2 | 0 | 24,925 | 0 | |
WESTERN GAS EQUITY PARTNERS | COMUNT LTD PT | 95825R103 | 1,272 | 21,200 | SH | DFND | 2 | 0 | 21,200 | 0 | |
WESTERN GAS PARTNERS LP | COM UNIT LP IN | 958254104 | 655 | 10,330 | SH | DFND | 2 | 0 | 10,330 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 2,363 | 41,170 | SH | DFND | 2 | 0 | 41,170 | 0 |