The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 2,900 | 23,125 | SH | DFND | 0 | 0 | 23,125 | ||
AUTODESK INC | COM | 052769106 | 200 | 4,000 | SH | DFND | 0 | 0 | 4,000 | ||
AMGEN INC | COM | 031162100 | 228 | 1,484 | SH | DFND | 0 | 0 | 1,484 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 563 | 14,222 | SH | DFND | 0 | 0 | 14,222 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 478 | 30,693 | SH | DFND | 0 | 0 | 30,693 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 398 | 5,117 | SH | DFND | 0 | 0 | 5,117 | ||
BAIDU INC | COM | 056752108 | 768 | 3,858 | SH | DFND | 0 | 0 | 3,858 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,998 | 30,021 | SH | DFND | 0 | 0 | 30,021 | ||
BERKSHIRE HATHAWAY INC DEL | COM | 084670108 | 615 | 300 | SH | DFND | 0 | 0 | 300 | ||
BERKSHIRE HATHAWAY INC DEL | COM | 084670702 | 675 | 4,959 | SH | DFND | 0 | 0 | 4,959 | ||
COMCAST CORP NEW | COM | 20030N101 | 296 | 4,918 | SH | DFND | 0 | 0 | 4,918 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 429 | 3,176 | SH | DFND | 0 | 0 | 3,176 | ||
CISCO SYS INC | COM | 17275R102 | 664 | 24,173 | SH | DFND | 0 | 0 | 24,173 | ||
ISHARES | 1-3 YR CR BD ETF | 464288646 | 8,406 | 79,808 | SH | DFND | 0 | 0 | 79,808 | ||
PROSHARES TR | COM | 74347R248 | 3,385 | 68,137 | SH | DFND | 0 | 0 | 68,137 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,721 | 17,845 | SH | DFND | 0 | 0 | 17,845 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 431 | 6,735 | SH | DFND | 0 | 0 | 6,735 | ||
DISNEY WALT CO | COM | 254687106 | 1,116 | 9,773 | SH | DFND | 0 | 0 | 9,773 | ||
EBAY INC | COM | 278642103 | 231 | 3,832 | SH | DFND | 0 | 0 | 3,832 | ||
EGA EMERGING GLOBAL SHS TR | EGS EMKTCONS ETF | 268461779 | 528 | 20,269 | SH | DFND | 0 | 0 | 20,269 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 4,652 | 117,414 | SH | DFND | 0 | 0 | 117,414 | ||
ISHARES TR | EM MK MINVOL ETF | 464286533 | 511 | 8,851 | SH | DFND | 0 | 0 | 8,851 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 4,334 | 68,261 | SH | DFND | 0 | 0 | 68,261 | ||
ISHARES TR | EAFE MIN VOL ETF | 46429B689 | 1,008 | 15,443 | SH | DFND | 0 | 0 | 15,443 | ||
ISHARES TR | EM HGHYL BD ETF | 464286285 | 708 | 14,758 | SH | DFND | 0 | 0 | 14,758 | ||
EOG RES INC | COM | 26875P101 | 650 | 7,430 | SH | DFND | 0 | 0 | 7,430 | ||
FACEBOOK INC | COM | 30303M102 | 5,241 | 61,107 | SH | DFND | 0 | 0 | 61,107 | ||
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 178 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 943 | 35,499 | SH | DFND | 0 | 0 | 35,499 | ||
GOOGLE INC | COM | 38259P706 | 445 | 855 | SH | DFND | 0 | 0 | 855 | ||
GOOGLE INC | COM | 38259P508 | 463 | 858 | SH | DFND | 0 | 0 | 858 | ||
INDEXIQ ETF TR | IQ GLB RES ETF | 45409B883 | 992 | 38,798 | SH | DFND | 0 | 0 | 38,798 | ||
HEWLETT PACKARD CO | COM | 428236103 | 461 | 15,370 | SH | DFND | 0 | 0 | 15,370 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 837 | 73,826 | SH | DFND | 0 | 0 | 73,826 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 821 | 5,047 | SH | DFND | 0 | 0 | 5,047 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 1,603 | 27,492 | SH | DFND | 0 | 0 | 27,492 | ||
ISHARES TR | CORE MSCI EMKT | 46434G103 | 2,585 | 53,806 | SH | DFND | 0 | 0 | 53,806 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 572 | 4,856 | SH | DFND | 0 | 0 | 4,856 | ||
INTEL CORP | COM | 458140100 | 646 | 21,236 | SH | DFND | 0 | 0 | 21,236 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 4,022 | 19,409 | SH | DFND | 0 | 0 | 19,409 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 304 | 2,945 | SH | DFND | 0 | 0 | 2,945 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 558 | 5,631 | SH | DFND | 0 | 0 | 5,631 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,207 | 17,679 | SH | DFND | 0 | 0 | 17,679 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,544 | 15,841 | SH | DFND | 0 | 0 | 15,841 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 334 | 4,933 | SH | DFND | 0 | 0 | 4,933 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 456 | 4,300 | SH | DFND | 0 | 0 | 4,300 | ||
COCA COLA CO | COM | 191216100 | 218 | 5,562 | SH | DFND | 0 | 0 | 5,562 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 608 | 7,136 | SH | DFND | 0 | 0 | 7,136 | ||
LINKEDIN CORP | COM | 53578A108 | 582 | 2,817 | SH | DFND | 0 | 0 | 2,817 | ||
ISHARES | MBS ETF | 464288588 | 693 | 6,382 | SH | DFND | 0 | 0 | 6,382 | ||
MONDELEZ INTL INC | COM | 609207105 | 633 | 15,385 | SH | DFND | 0 | 0 | 15,385 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,914 | 39,142 | SH | DFND | 0 | 0 | 39,142 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 737 | 12,953 | SH | DFND | 0 | 0 | 12,953 | ||
MICROSOFT CORP | COM | 594918104 | 1,393 | 31,550 | SH | DFND | 0 | 0 | 31,550 | ||
ORACLE CORP | COM | 68389X105 | 1,417 | 35,164 | SH | DFND | 0 | 0 | 35,164 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 531 | 3,041 | SH | DFND | 0 | 0 | 3,041 | ||
PEPSICO INC | COM | 713448108 | 1,328 | 14,231 | SH | DFND | 0 | 0 | 14,231 | ||
PFIZER INC | COM | 717081103 | 1,199 | 35,745 | SH | DFND | 0 | 0 | 35,745 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 352 | 4,501 | SH | DFND | 0 | 0 | 4,501 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 2,789 | 34,792 | SH | DFND | 0 | 0 | 34,792 | ||
PPG INDS INC | COM | 693506107 | 216 | 1,884 | SH | DFND | 0 | 0 | 1,884 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 510 | 4,765 | SH | DFND | 0 | 0 | 4,765 | ||
ISHARES TR | GLOBAL REIT ETF | 46434V647 | 818 | 33,487 | SH | DFND | 0 | 0 | 33,487 | ||
SPDR INDEX SHS FDS | DJ INTL RL ETF | 78463X863 | 283 | 6,749 | SH | DFND | 0 | 0 | 6,749 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 107 | 2,799 | SH | DFND | 0 | 0 | 2,799 | ||
SCHWAB CHARLES CORP NEW | COM | 808513105 | 546 | 16,721 | SH | DFND | 0 | 0 | 16,721 | ||
ISHARES | EAFE SML CP ETF | 464288273 | 315 | 6,165 | SH | DFND | 0 | 0 | 6,165 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 270 | 3,541 | SH | DFND | 0 | 0 | 3,541 | ||
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 695 | 14,285 | SH | DFND | 0 | 0 | 14,285 | ||
SCHLUMBERGER LTD | COM | 806857108 | 664 | 7,699 | SH | DFND | 0 | 0 | 7,699 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,817 | 13,687 | SH | DFND | 0 | 0 | 13,687 | ||
TARGET CORP | COM | 87612E106 | 203 | 2,491 | SH | DFND | 0 | 0 | 2,491 | ||
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 2,724 | 54,998 | SH | DFND | 0 | 0 | 54,998 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 879 | 7,202 | SH | DFND | 0 | 0 | 7,202 | ||
ISHARES TR | USA MIN VOL ETF | 46429B697 | 3,603 | 89,364 | SH | DFND | 0 | 0 | 89,364 | ||
VANGUARD WORLD FDS | MATERIALS ETF | 92204A801 | 220 | 2,046 | SH | DFND | 0 | 0 | 2,046 | ||
VANGUARD INTL EQUITY INDEX FDS | ALLWRLD EX US | 922042775 | 2,349 | 48,383 | SH | DFND | 0 | 0 | 48,383 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 2,257 | 21,248 | SH | DFND | 0 | 0 | 21,248 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 18,231 | 232,002 | SH | DFND | 0 | 0 | 232,002 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 581 | 7,778 | SH | DFND | 0 | 0 | 7,778 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,362 | 12,724 | SH | DFND | 0 | 0 | 12,724 | ||
VANGUARD INTL EQUITY INDEX FDS | FTSE EMR MKT ETF | 922042858 | 238 | 5,828 | SH | DFND | 0 | 0 | 5,828 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 413 | 8,860 | SH | DFND | 0 | 0 | 8,860 | ||
WORKDAY INC | COM | 98138H101 | 259 | 3,388 | SH | DFND | 0 | 0 | 3,388 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 419 | 7,458 | SH | DFND | 0 | 0 | 7,458 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,291 | 15,511 | SH | DFND | 0 | 0 | 15,511 | ||
GAP INC DEL | COM | 364760108 | 6,703 | 175,617 | SH | DFND | 0 | 0 | 175,617 |