Chief Compliance Officer

0001085146-23-003006.txt : 20230803 0001085146-23-003006.hdr.sgml : 20230803 20230802181236 ACCESSION NUMBER: 0001085146-23-003006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230803 DATE AS OF CHANGE: 20230802 EFFECTIVENESS DATE: 20230803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Narwhal Capital Management CENTRAL INDEX KEY: 0001461287 IRS NUMBER: 202969572 STATE OF INCORPORATION: GA FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13509 FILM NUMBER: 231137373 BUSINESS ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 BUSINESS PHONE: 770-344-0172 MAIL ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001461287 XXXXXXXX 06-30-2023 06-30-2023 false Narwhal Capital Management

531 ROSELANE STREET SUITE 420 MARIETTA GA 30060

13F HOLDINGS REPORT 028-13509 000135958 801-66563 N Jonathan Hicks Chief Compliance Officer 770-344-0172 /s/ Jonathan Hicks Marietta GA 08-02-2023 0 170 850783813 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 BBG001S5N9M6 3414799 31323 SH SOLE 0 0 31323 ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 00326A104 BBG001SCTFP8 2603047 141701 SH SOLE 0 0 141701 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 BBG008G65WD1 9568 10344 SH SOLE 0 0 10344 ADOBE SYSTEMS INCORPORATED COM 00724F101 BBG001S5NCQ5 7864426 16083 SH SOLE 0 0 16083 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 210672 1760 SH SOLE 0 0 1760 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 33967892 280796 SH SOLE 0 0 280796 ALTRIA GROUP INC COM 02209S103 BBG001S5T8T5 1215308 26828 SH SOLE 0 0 26828 AMAZON COM INC COM 023135106 BBG001S5PQL7 23464018 179994 SH SOLE 0 0 179994 AMERICAN EXPRESS CO COM 025816109 BBG001S5P034 14048891 80648 SH SOLE 0 0 80648 AMERICAN WTR WKS CO INC NEW COM 030420103 BBG001SPHYW3 1806651 12656 SH SOLE 0 0 12656 AMGEN INC COM 031162100 BBG001S5NNL6 1284230 5784 SH SOLE 0 0 5784 ANALOG DEVICES INC COM 032654105 BBG001S5ND38 9251930 47492 SH SOLE 0 0 47492 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 BBG001T53FW2 363008 6400 SH SOLE 0 0 6400 APPLE INC COM 037833100 BBG001S5N8V8 55157407 284361 SH SOLE 0 0 284361 ARCHER DANIELS MIDLAND CO COM 039483102 BBG001S5ND74 237032 3137 SH SOLE 0 0 3137 AT&T INC COM 00206R102 BBG001S5VWH2 1491325 93500 SH SOLE 0 0 93500 AUTODESK INC COM 052769106 BBG001S5SCD4 1583886 7741 SH SOLE 0 0 7741 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 252560 8803 SH SOLE 0 0 8803 BERKSHIRE HATHAWAY INC DEL CL A 084670108 BBG001S902J2 2589050 5 SH SOLE 0 0 5 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 200167 587 SH SOLE 0 0 587 BHP GROUP LTD SPONSORED ADS 088606108 BBG001S5P5K4 1160582 19450 SH SOLE 0 0 19450 BLACKROCK INC COM 09247X101 BBG001SDBP55 12723679 18410 SH SOLE 0 0 18410 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 BBG003BPM0W5 10939534 526445 SH SOLE 0 0 526445 BLACKSTONE INC COM 09260D107 BBG001S7H949 5407786 58167 SH SOLE 0 0 58167 BOEING CO COM 097023105 BBG001S5P0V3 3299375 15625 SH SOLE 0 0 15625 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 BBG001S63MV7 56447 12406 SH SOLE 0 0 12406 BWX TECHNOLOGIES INC COM 05605H100 BBG001SGJPH7 2762761 38602 SH SOLE 0 0 38602 CANADIAN PACIFIC KANSAS CITY COM 13646K108 BBG001S7F4Z8 3338224 41330 SH SOLE 0 0 41330 CATERPILLAR INC COM 149123101 BBG001S5PJ06 5736656 23315 SH SOLE 0 0 23315 CHAMPIONX CORPORATION COM 15872M104 BBG00JH9V005 5507520 177433 SH SOLE 0 0 177433 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 5622455 35732 SH SOLE 0 0 35732 CISCO SYS INC COM 17275R102 BBG001S6HC62 13902294 268695 SH SOLE 0 0 268695 COCA COLA CO COM 191216100 BBG001S5SMQ8 664730 11038 SH SOLE 0 0 11038 COMCAST CORP NEW CL A 20030N101 BBG001S5PXL2 280719 6756 SH SOLE 0 0 6756 CONSTELLATION BRANDS INC CL A 21036P108 BBG001SD31G5 3503216 14233 SH SOLE 0 0 14233 CONSTELLATION ENERGY CORP COM 21037T109 BBG014KFRPJ9 1433490 15658 SH SOLE 0 0 15658 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 8894580 16521 SH SOLE 0 0 16521 CVS HEALTH CORP COM 126650100 BBG001S5QBD8 4087820 59132 SH SOLE 0 0 59132 DEERE & CO COM 244199105 BBG001S5QFF7 4568133 11274 SH SOLE 0 0 11274 DELTA AIR LINES INC DEL COM NEW 247361702 BBG001SPT759 1768916 37209 SH SOLE 0 0 37209 DIAGEO PLC SPON ADR NEW 25243Q205 BBG001S7V596 9060582 52228 SH SOLE 0 0 52228 DISCOVER FINL SVCS COM 254709108 BBG001SS0KV6 1293836 11073 SH SOLE 0 0 11073 DISNEY WALT CO COM 254687106 BBG001S5QHF3 6174864 69163 SH SOLE 0 0 69163 DOMINION ENERGY INC COM 25746U109 BBG001S5QCP3 323800 6252 SH SOLE 0 0 6252 ELEVANCE HEALTH INC COM 036752103 BBG001S6KBQ8 4261630 9592 SH SOLE 0 0 9592 ENTEGRIS INC COM 29362U104 BBG001SF9YL6 4687797 42301 SH SOLE 0 0 42301 ENTERGY CORP NEW COM 29364G103 BBG001S67KF5 632905 6500 SH SOLE 0 0 6500 ENTERPRISE PRODS PARTNERS L COM 293792107 BBG001S9P0Z1 859010 32600 SH SOLE 0 0 32600 EXELON CORP COM 30161N101 BBG001SBJMT2 1922242 47183 SH SOLE 0 0 47183 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 9021233 84114 SH SOLE 0 0 84114 FEDEX CORP COM 31428X106 BBG001S5R3M5 525548 2120 SH SOLE 0 0 2120 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 BBG007GFNV45 448403 9406 SH SOLE 0 0 9406 FIRST TR MTG INCOME FD COM SHS 33734E103 BBG001SM1J50 283266 25405 SH SOLE 0 0 25405 FORD MTR CO DEL COM 345370860 BBG001S5TZ33 880021 58164 SH SOLE 0 0 58164 GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 36266G107 BBG01BFR8YW0 505150 6218 SH SOLE 0 0 6218 GENERAL DYNAMICS CORP COM 369550108 BBG001S5RHP1 5542989 25763 SH SOLE 0 0 25763 GENERAL MTRS CO COM 37045V100 BBG001SM1DK6 5840513 151466 SH SOLE 0 0 151466 GOLDMAN SACHS GROUP INC COM 38141G104 BBG001SC07Z6 11633314 36068 SH SOLE 0 0 36068 HCA HEALTHCARE INC COM 40412C101 BBG001T8NTY2 8406159 27699 SH SOLE 0 0 27699 HF SINCLAIR CORP COM 403949100 BBG0135B2269 1313765 29450 SH SOLE 0 0 29450 HOME DEPOT INC COM 437076102 BBG001S5RTW7 15133956 48719 SH SOLE 0 0 48719 HUNT J B TRANS SVCS INC COM 445658107 BBG001S5SFY4 1891768 10450 SH SOLE 0 0 10450 INTEL CORP COM 458140100 BBG001S5SF65 1014610 30341 SH SOLE 0 0 30341 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 BBG001T0NSB6 591240 52000 SH SOLE 0 0 52000 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 3683117 9970 SH SOLE 0 0 9970 ISHARES GOLD TR ISHARES NEW 464285204 BBG001SJK6D5 23711578 651596 SH SOLE 0 0 651596 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 724300 2770 SH SOLE 0 0 2770 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 2071380 20787 SH SOLE 0 0 20787 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 62207644 139570 SH SOLE 0 0 139570 ISHARES TR GRWT ALLOCAT ETF 464289867 BBG001T3YV58 216090 4200 SH SOLE 0 0 4200 ISHARES TR MSCI EMG MKT ETF 464287234 BBG001SK77D5 484610 12250 SH SOLE 0 0 12250 ISHARES TR RUS 1000 GRW ETF 464287614 BBG001S56320 7815938 28403 SH SOLE 0 0 28403 ISHARES TR RUS MID CAP ETF 464287499 BBG001SJCNS1 748338 10247 SH SOLE 0 0 10247 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 604882 3230 SH SOLE 0 0 3230 ISHARES TR S&P 500 GRWT ETF 464287309 BBG001S561Q8 3946880 56000 SH SOLE 0 0 56000 ISHARES TR S&P 500 VAL ETF 464287408 BBG001S561K4 14157318 87830 SH SOLE 0 0 87830 ISHARES TR S&P MC 400VL ETF 464287705 BBG001SFQJM9 741875 6925 SH SOLE 0 0 6925 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 2923027 25799 SH SOLE 0 0 25799 ISHARES TR SP SMCP600VL ETF 464287879 BBG001SFQL26 239228 2516 SH SOLE 0 0 2516 ISHARES TR U.S. ENERGY ETF 464287796 BBG001SFGXW8 378063 8825 SH SOLE 0 0 8825 ISHARES TR US AER DEF ETF 464288760 BBG001SC08P5 228673 1960 SH SOLE 0 0 1960 ISHARES TR US HLTHCARE ETF 464287762 BBG001SFGXR4 210189 750 SH SOLE 0 0 750 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 14075286 85037 SH SOLE 0 0 85037 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 18350004 126169 SH SOLE 0 0 126169 KINDER MORGAN INC DEL COM 49456B101 BBG001TG2YZ5 2607108 151400 SH SOLE 0 0 151400 KROGER CO COM 501044101 BBG001S5SN40 373839 7954 SH SOLE 0 0 7954 L3HARRIS TECHNOLOGIES INC COM 502431109 BBG001S5S0N9 8106485 41408 SH SOLE 0 0 41408 LILLY ELI & CO COM 532457108 BBG001S5STL8 10350866 22071 SH SOLE 0 0 22071 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 6908020 15005 SH SOLE 0 0 15005 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 BBG001S731Q7 2176464 34924 SH SOLE 0 0 34924 MERCK & CO INC COM 58933Y105 BBG001S5TC52 6260177 54252 SH SOLE 0 0 54252 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 6209099 21636 SH SOLE 0 0 21636 MICRON TECHNOLOGY INC COM 595112103 BBG001S6P675 714225 11317 SH SOLE 0 0 11317 MICROSOFT CORP COM 594918104 BBG001S5TD05 52145917 153127 SH SOLE 0 0 153127 MOLSON COORS BEVERAGE CO CL B 60871R209 BBG001S5VQ21 1643366 24960 SH SOLE 0 0 24960 NEXPOINT RESIDENTIAL TR INC COM 65341D102 BBG0077Q6QH7 6630814 145796 SH SOLE 0 0 145796 NEXTERA ENERGY INC COM 65339F101 BBG001S5RB29 11852246 159734 SH SOLE 0 0 159734 NIKE INC CL B 654106103 BBG001S6NTK2 1460844 13236 SH SOLE 0 0 13236 NORTHROP GRUMMAN CORP COM 666807102 BBG001S5TP26 8866049 19452 SH SOLE 0 0 19452 NOV INC COM 62955J103 BBG001S6HFR2 4707292 293472 SH SOLE 0 0 293472 NOVARTIS AG SPONSORED ADR 66987V109 BBG001SF5LW6 5539454 54895 SH SOLE 0 0 54895 NUVEEN CORPORATE INCOME 2023 COM 67079F101 BBG00M1CL321 193227 20666 SH SOLE 0 0 20666 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 BBG001S97B05 444038 38082 SH SOLE 0 0 38082 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 BBG001SHM0F8 135220 11789 SH SOLE 0 0 11789 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 BBG001S90BW7 742267 71717 SH SOLE 0 0 71717 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 BBG001S74480 90000 10000 SH SOLE 0 0 10000 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 23803804 56271 SH SOLE 0 0 56271 NXP SEMICONDUCTORS N V COM N6596X109 BBG001SF62F6 978370 4780 SH SOLE 0 0 4780 ORACLE CORP COM 68389X105 BBG001S5SJG6 515830 4331 SH SOLE 0 0 4331 PAYPAL HLDGS INC COM 70450Y103 BBG0077VNXW5 1068481 16012 SH SOLE 0 0 16012 PEPSICO INC COM 713448108 BBG001S695T1 8869420 47886 SH SOLE 0 0 47886 PERIMETER SOLUTIONS SA COMMON STOCK L7579L106 BBG01337N6B2 74489 12112 SH SOLE 0 0 12112 PFIZER INC COM 717081103 BBG001S5V466 6575980 179280 SH SOLE 0 0 179280 PHILIP MORRIS INTL INC COM 718172109 BBG001STP9N1 10575088 108329 SH SOLE 0 0 108329 PIONEER MUNICIPAL HIGH INCOM COM 723762100 BBG001SC4CM5 86993 11012 SH SOLE 0 0 11012 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 12718820 83820 SH SOLE 0 0 83820 PROSHARES TR S&P 500 DV ARIST 74348A467 BBG005D266P2 329980 3500 SH SOLE 0 0 3500 PROSHARES TR S&P TECH DIVIDEN 74347G606 BBG00QRZS9F9 529417 7990 SH SOLE 0 0 7990 PROSHARES TR ULTRAPRO SHT QQQ 74347G432 BBG001T6S3C2 416020 22000 SH SOLE 0 0 22000 QORVO INC COM 74736K101 BBG007TJF1P5 212222 2080 SH SOLE 0 0 2080 QUALCOMM INC COM 747525103 BBG001S6VS70 4272148 35888 SH SOLE 0 0 35888 RAYTHEON TECHNOLOGIES CORP COM 75513E101 BBG001S5X5Q9 12805353 130720 SH SOLE 0 0 130720 RESMED INC COM 761152107 BBG001SBGRC2 1981358 9068 SH SOLE 0 0 9068 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 BBG001T5XQT9 232443 4496 SH SOLE 0 0 4496 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 1001139 13786 SH SOLE 0 0 13786 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 864785 10654 SH SOLE 0 0 10654 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 BBG001S7T107 809343 10912 SH SOLE 0 0 10912 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 BBG001S7SCQ6 1087059 8190 SH SOLE 0 0 8190 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 BBG001S7T232 206591 1925 SH SOLE 0 0 1925 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 BBG001S7TD56 906737 13856 SH SOLE 0 0 13856 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 3659579 21049 SH SOLE 0 0 21049 SERVICENOW INC COM 81762P102 BBG001T4JFC0 3834321 6823 SH SOLE 0 0 6823 SKYWORKS SOLUTIONS INC COM 83088M102 BBG001SCYWS2 798718 7216 SH SOLE 0 0 7216 SONY GROUP CORPORATION SPONSORED ADR 835699307 BBG001S5W6H8 274622 3050 SH SOLE 0 0 3050 SOUTHWEST AIRLS CO COM 844741108 BBG001S5SXC9 1589568 43899 SH SOLE 0 0 43899 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 BBG001S8LH99 3809858 11080 SH SOLE 0 0 11080 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 1873618 10510 SH SOLE 0 0 10510 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 498247 1124 SH SOLE 0 0 1124 SPDR SER TR S&P DIVID ETF 78464A763 BBG001SPTBP8 2580922 21055 SH SOLE 0 0 21055 STARBUCKS CORP COM 855244109 BBG001S72KH6 2535077 25591 SH SOLE 0 0 25591 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 BBG001S5WWW4 466755 4625 SH SOLE 0 0 4625 TARGET CORP COM 87612E106 BBG001SC0K41 4562513 34591 SH SOLE 0 0 34591 TESLA INC COM 88160R101 BBG001SQKGD7 539246 2060 SH SOLE 0 0 2060 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 2129784 4082 SH SOLE 0 0 4082 T-MOBILE US INC COM 872590104 BBG001SKR9Y6 5240558 37729 SH SOLE 0 0 37729 TRANSOCEAN LTD REG SHS H8817H100 BBG001S7B678 771100 110000 SH SOLE 0 0 110000 TRANSOCEAN LTD REG SHS H8817H100 BBG001S7B678 123305 50000 SH Call SOLE 0 0 50000 TYSON FOODS INC CL A 902494103 BBG001S871D5 200842 3935 SH SOLE 0 0 3935 UNILEVER PLC SPON ADR NEW 904767704 BBG001S5X1K4 3758915 72107 SH SOLE 0 0 72107 UNION PAC CORP COM 907818108 BBG001S5X2M0 544096 2659 SH SOLE 0 0 2659 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 21200331 44109 SH SOLE 0 0 44109 VALERO ENERGY CORP COM 91913Y100 BBG001S5X8K9 6548715 55829 SH SOLE 0 0 55829 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 BBG001SK3J43 475661 3196 SH SOLE 0 0 3196 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 509328 1800 SH SOLE 0 0 1800 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 BBG001SMD2X3 681711 8158 SH SOLE 0 0 8158 VANGUARD INDEX FDS SML CP GRW ETF 922908595 BBG001SHTTW9 310149 1350 SH SOLE 0 0 1350 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 292489 7190 SH SOLE 0 0 7190 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 BBG001SHTV18 398700 6462 SH SOLE 0 0 6462 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 BBG001TCHM11 203777 1011 SH SOLE 0 0 1011 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 BBG001SHVTX5 575484 2800 SH SOLE 0 0 2800 VANGUARD WORLD FDS MATERIALS ETF 92204A801 BBG001SHTTP7 1265973 6957 SH SOLE 0 0 6957 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 1188015 31944 SH SOLE 0 0 31944 VISA INC COM CL A 92826C839 BBG001SRCFY3 6786628 28578 SH SOLE 0 0 28578 VULCAN MATLS CO COM 929160109 BBG001S5X8R2 30396119 134830 SH SOLE 0 0 134830 WALMART INC COM 931142103 BBG001S5XH92 1219247 7757 SH SOLE 0 0 7757 WELLS FARGO CO NEW COM 949746101 BBG001S5XF23 1336116 31305 SH SOLE 0 0 31305 WESTERN ASSET INTER MUNI FD COM 958435109 BBG001S70803 88450 11608 SH SOLE 0 0 11608 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 56284 281277 SH SOLE 0 0 281277 WISDOMTREE TR US QTLY DIV GRT 97717X669 BBG004LMH3Z6 1701830 25530 SH SOLE 0 0 25530 WORLD WRESTLING ENTMT INC CL A 98156Q108 BBG001S7W1P6 236470 2180 SH SOLE 0 0 2180