0001085146-22-002678.txt : 20220801
0001085146-22-002678.hdr.sgml : 20220801
20220729205903
ACCESSION NUMBER: 0001085146-22-002678
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220801
DATE AS OF CHANGE: 20220729
EFFECTIVENESS DATE: 20220801
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Narwhal Capital Management
CENTRAL INDEX KEY: 0001461287
IRS NUMBER: 202969572
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1208
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13509
FILM NUMBER: 221122564
BUSINESS ADDRESS:
STREET 1: 531 ROSELANE STREET
STREET 2: SUITE 420
CITY: MARIETTA
STATE: GA
ZIP: 30060
BUSINESS PHONE: 770-344-0172
MAIL ADDRESS:
STREET 1: 531 ROSELANE STREET
STREET 2: SUITE 420
CITY: MARIETTA
STATE: GA
ZIP: 30060
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001461287
XXXXXXXX
06-30-2022
06-30-2022
false
Narwhal Capital Management
531 ROSELANE STREET
SUITE 420
MARIETTA
GA
30060
13F HOLDINGS REPORT
028-13509
N
Jonathan Hicks
Chief Compliance Officer
770-344-0172
/s/ Jonathan Hicks
Marietta
GA
07-27-2022
0
157
729550
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
22ND CENTY GROUP INC
COM
90137F103
32
15250
SH
SOLE
0
15250
0
ABBOTT LABS
COM
002824100
5434
50011
SH
SOLE
0
50011
0
ABRDN GOLD ETF TRUST
PHYSCL GOLD SHS
00326A104
2406
138842
SH
SOLE
0
138842
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
8357
22830
SH
SOLE
0
22830
0
ALPHABET INC
CAP STK CL C
02079K107
32591
14899
SH
SOLE
0
14899
0
ALTRIA GROUP INC
COM
02209S103
1127
26985
SH
SOLE
0
26985
0
ALVOTECH
ORDINARY SHARES
L01800108
197
24000
SH
SOLE
0
24000
0
AMAZON COM INC
COM
023135106
20043
188714
SH
SOLE
0
188714
0
AMERICAN EXPRESS CO
COM
025816109
11184
80682
SH
SOLE
0
80682
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
869
5842
SH
SOLE
0
5842
0
AMGEN INC
COM
031162100
1371
5636
SH
SOLE
0
5636
0
ANALOG DEVICES INC
COM
032654105
7045
48225
SH
SOLE
0
48225
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
787
14583
SH
SOLE
0
14583
0
APPLE INC
COM
037833100
41937
306740
SH
SOLE
0
306740
0
ARCHER DANIELS MIDLAND CO
COM
039483102
459
5916
SH
SOLE
0
5916
0
AT&T INC
COM
00206R102
200
9552
SH
SOLE
0
9552
0
AUTODESK INC
COM
052769106
760
4417
SH
SOLE
0
4417
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
2045
5
SH
SOLE
0
5
0
BHP GROUP LTD
SPONSORED ADS
088606108
1093
19450
SH
SOLE
0
19450
0
BK OF AMERICA CORP
COM
060505104
253
8126
SH
SOLE
0
8126
0
BLACKROCK INC
COM
09247X101
13469
22115
SH
SOLE
0
22115
0
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
11478
518207
SH
SOLE
0
518207
0
BLACKSTONE INC
COM
09260D107
5781
63366
SH
SOLE
0
63366
0
BOEING CO
COM
097023105
2076
15183
SH
SOLE
0
15183
0
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
397
19435
SH
SOLE
0
19435
0
CATERPILLAR INC
COM
149123101
1654
9255
SH
SOLE
0
9255
0
CHAMPIONX CORPORATION
COM
15872M104
1414
71217
SH
SOLE
0
71217
0
CHEVRON CORP NEW
COM
166764100
5157
35620
SH
SOLE
0
35620
0
CINCINNATI FINL CORP
COM
172062101
446
3752
SH
SOLE
0
3752
0
CISCO SYS INC
COM
17275R102
11013
258289
SH
SOLE
0
258289
0
CITIGROUP INC
COM NEW
172967424
371
8070
SH
SOLE
0
8070
0
CMC MATERIALS INC
COM
12571T100
2017
11562
SH
SOLE
0
11562
0
COCA COLA CO
COM
191216100
409
6507
SH
SOLE
0
6507
0
COMCAST CORP NEW
CL A
20030N101
534
13620
SH
SOLE
0
13620
0
CONSTELLATION BRANDS INC
CL A
21036P108
2994
12846
SH
SOLE
0
12846
0
CONSTELLATION ENERGY CORP
COM
21037T109
897
15671
SH
SOLE
0
15671
0
COSTCO WHSL CORP NEW
COM
22160K105
6707
13993
SH
SOLE
0
13993
0
CVS HEALTH CORP
COM
126650100
3842
41463
SH
SOLE
0
41463
0
DEERE & CO
COM
244199105
2814
9397
SH
SOLE
0
9397
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1136
39200
SH
SOLE
0
39200
0
DIAGEO PLC
SPON ADR NEW
25243Q205
7420
42615
SH
SOLE
0
42615
0
DISCOVER FINL SVCS
COM
254709108
883
9336
SH
SOLE
0
9336
0
DISNEY WALT CO
COM
254687106
6169
65351
SH
SOLE
0
65351
0
DOMINION ENERGY INC
COM
25746U109
3262
40877
SH
SOLE
0
40877
0
ELEVANCE HEALTH INC
COM
036752103
4692
9722
SH
SOLE
0
9722
0
ENTERGY CORP NEW
COM
29364G103
732
6500
SH
SOLE
0
6500
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
2132
87471
SH
SOLE
0
87471
0
EXELON CORP
COM
30161N101
2140
47223
SH
SOLE
0
47223
0
EXXON MOBIL CORP
COM
30231G102
7364
85990
SH
SOLE
0
85990
0
FARADAY FUTRE INTLGT ELCTR I
*W EXP 03/20/202
307359117
16
35000
SH
SOLE
0
35000
0
FIRST TR HIGH YIELD OPPRT 20
COM
33741Q107
256
17639
SH
SOLE
0
17639
0
GENERAL DYNAMICS CORP
COM
369550108
5665
25606
SH
SOLE
0
25606
0
GENERAL MTRS CO
COM
37045V100
4680
147354
SH
SOLE
0
147354
0
GOLDMAN SACHS GROUP INC
COM
38141G104
9124
30719
SH
SOLE
0
30719
0
HCA HEALTHCARE INC
COM
40412C101
5349
31825
SH
SOLE
0
31825
0
HF SINCLAIR CORP
COM
403949100
1330
29450
SH
SOLE
0
29450
0
HOME DEPOT INC
COM
437076102
14026
51141
SH
SOLE
0
51141
0
HUNT J B TRANS SVCS INC
COM
445658107
3271
20772
SH
SOLE
0
20772
0
INTEL CORP
COM
458140100
1289
34462
SH
SOLE
0
34462
0
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
765
62000
SH
SOLE
0
62000
0
INVESCO QQQ TR
UNIT SER 1
46090E103
3155
11258
SH
SOLE
0
11258
0
ISHARES GOLD TR
ISHARES NEW
464285204
23215
676619
SH
SOLE
0
676619
0
ISHARES TR
CORE S&P MCP ETF
464287507
473
2090
SH
SOLE
0
2090
0
ISHARES TR
CORE S&P SCP ETF
464287804
1510
16342
SH
SOLE
0
16342
0
ISHARES TR
CORE S&P500 ETF
464287200
48524
127980
SH
SOLE
0
127980
0
ISHARES TR
GRWT ALLOCAT ETF
464289867
202
4200
SH
SOLE
0
4200
0
ISHARES TR
MSCI EMG MKT ETF
464287234
491
12250
SH
SOLE
0
12250
0
ISHARES TR
RUS 1000 GRW ETF
464287614
5801
26523
SH
SOLE
0
26523
0
ISHARES TR
RUS MID CAP ETF
464287499
663
10253
SH
SOLE
0
10253
0
ISHARES TR
RUSSELL 2000 ETF
464287655
378
2230
SH
SOLE
0
2230
0
ISHARES TR
S&P 500 GRWT ETF
464287309
3380
56000
SH
SOLE
0
56000
0
ISHARES TR
S&P 500 VAL ETF
464287408
11847
86185
SH
SOLE
0
86185
0
ISHARES TR
S&P MC 400VL ETF
464287705
236
2500
SH
SOLE
0
2500
0
ISHARES TR
SELECT DIVID ETF
464287168
2176
18489
SH
SOLE
0
18489
0
ISHARES TR
SP SMCP600VL ETF
464287879
226
2534
SH
SOLE
0
2534
0
ISHARES TR
U.S. ENERGY ETF
464287796
336
8825
SH
SOLE
0
8825
0
ISHARES TR
US HLTHCARE ETF
464287762
202
750
SH
SOLE
0
750
0
JOHNSON & JOHNSON
COM
478160104
15246
85886
SH
SOLE
0
85886
0
JPMORGAN CHASE & CO
COM
46625H100
15849
140743
SH
SOLE
0
140743
0
KINDER MORGAN INC DEL
COM
49456B101
2558
152650
SH
SOLE
0
152650
0
KINDER MORGAN INC DEL
COM
49456B101
18
44000
SH
Call
SOLE
0
44000
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
10120
41868
SH
SOLE
0
41868
0
LIBERTY MEDIA CORP DEL
COM C BRAVES GRP
531229888
418
17433
SH
SOLE
0
17433
0
LILLY ELI & CO
COM
532457108
278
858
SH
SOLE
0
858
0
LOCKHEED MARTIN CORP
COM
539830109
7240
16840
SH
SOLE
0
16840
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1620
33924
SH
SOLE
0
33924
0
MERCK & CO INC
COM
58933Y105
5064
55540
SH
SOLE
0
55540
0
META PLATFORMS INC
CL A
30303M102
7949
49296
SH
SOLE
0
49296
0
MICRON TECHNOLOGY INC
COM
595112103
808
14622
SH
SOLE
0
14622
0
MICROSOFT CORP
COM
594918104
41872
163035
SH
SOLE
0
163035
0
MOLSON COORS BEVERAGE CO
CL B
60871R209
676
12400
SH
SOLE
0
12400
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
9232
147687
SH
SOLE
0
147687
0
NEXTERA ENERGY INC
COM
65339F101
10027
129442
SH
SOLE
0
129442
0
NIKE INC
CL B
654106103
3058
29921
SH
SOLE
0
29921
0
NORTHROP GRUMMAN CORP
COM
666807102
10033
20964
SH
SOLE
0
20964
0
NOV INC
COM
62955J103
5696
336866
SH
SOLE
0
336866
0
NOVARTIS AG
SPONSORED ADR
66987V109
4680
55369
SH
SOLE
0
55369
0
NUVEEN CORPORATE INCOME 2023
COM
67079F101
197
22275
SH
SOLE
0
22275
0
NUVEEN GEORGIA QLTY MUN INC
COM
67072B107
436
40764
SH
SOLE
0
40764
0
NUVEEN MUN VALUE FD INC
COM
670928100
179
20025
SH
SOLE
0
20025
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
140
11131
SH
SOLE
0
11131
0
NUVEEN NEW JERSEY QULT MUN F
COM
67069Y102
365
28979
SH
SOLE
0
28979
0
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
958
86690
SH
SOLE
0
86690
0
NUVEEN PENNSYLVANIA QLT MUN
COM
670972108
174
14244
SH
SOLE
0
14244
0
NUVEEN SELECT MAT MUN FD
SH BEN INT
67061T101
92
10000
SH
SOLE
0
10000
0
NVIDIA CORPORATION
COM
67066G104
9915
65404
SH
SOLE
0
65404
0
ORACLE CORP
COM
68389X105
519
7427
SH
SOLE
0
7427
0
PAYPAL HLDGS INC
COM
70450Y103
306
4378
SH
SOLE
0
4378
0
PEPSICO INC
COM
713448108
9136
54817
SH
SOLE
0
54817
0
PFIZER INC
COM
717081103
14983
285770
SH
SOLE
0
285770
0
PHILIP MORRIS INTL INC
COM
718172109
4140
41927
SH
SOLE
0
41927
0
PIONEER MUNICIPAL HIGH INCOM
COM
723762100
466
53351
SH
SOLE
0
53351
0
PROCTER AND GAMBLE CO
COM
742718109
13824
96140
SH
SOLE
0
96140
0
PROSHARES TR II
ULTRASHRT EURO
74347W882
97
333300
SH
Call
SOLE
0
333300
0
QORVO INC
COM
74736K101
362
3840
SH
SOLE
0
3840
0
QUALCOMM INC
COM
747525103
4180
32723
SH
SOLE
0
32723
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
5837
60737
SH
SOLE
0
60737
0
SCOTTS MIRACLE-GRO CO
CL A
810186106
707
8948
SH
SOLE
0
8948
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
2048
28635
SH
SOLE
0
28635
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
595
8491
SH
SOLE
0
8491
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
2676
21049
SH
SOLE
0
21049
0
SERVICENOW INC
COM
81762P102
3762
7911
SH
SOLE
0
7911
0
SKYWORKS SOLUTIONS INC
COM
83088M102
1207
13025
SH
SOLE
0
13025
0
SONY GROUP CORPORATION
SPONSORED ADR
835699307
1472
18000
SH
SOLE
0
18000
0
SOUTHWEST AIRLS CO
COM
844741108
3353
92840
SH
SOLE
0
92840
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
2823
9170
SH
SOLE
0
9170
0
SPDR GOLD TR
GOLD SHS
78463V107
3674
21810
SH
SOLE
0
21810
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
917
2430
SH
SOLE
0
2430
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
180
12300
SH
Put
SOLE
0
12300
0
SPDR SER TR
S&P DIVID ETF
78464A763
2074
17470
SH
SOLE
0
17470
0
STARBUCKS CORP
COM
855244109
2107
27580
SH
SOLE
0
27580
0
TARGET CORP
COM
87612E106
8696
61571
SH
SOLE
0
61571
0
TESLA INC
COM
88160R101
1124
1669
SH
SOLE
0
1669
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1171
2156
SH
SOLE
0
2156
0
TRANSOCEAN LTD
REG SHS
H8817H100
100
30000
SH
SOLE
0
30000
0
TRANSOCEAN LTD
REG SHS
H8817H100
31
85000
SH
Call
SOLE
0
85000
0
TYSON FOODS INC
CL A
902494103
202
2345
SH
SOLE
0
2345
0
UNILEVER PLC
SPON ADR NEW
904767704
3114
67936
SH
SOLE
0
67936
0
UNION PAC CORP
COM
907818108
3948
18512
SH
SOLE
0
18512
0
UNITEDHEALTH GROUP INC
COM
91324P102
22005
42842
SH
SOLE
0
42842
0
VALERO ENERGY CORP
COM
91913Y100
2760
25970
SH
SOLE
0
25970
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
422
3218
SH
SOLE
0
3218
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
401
1800
SH
SOLE
0
1800
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
265
2910
SH
SOLE
0
2910
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
266
1350
SH
SOLE
0
1350
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
313
7506
SH
SOLE
0
7506
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
341
6460
SH
SOLE
0
6460
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
458
2803
SH
SOLE
0
2803
0
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
206
1284
SH
SOLE
0
1284
0
VERIZON COMMUNICATIONS INC
COM
92343V104
10011
197261
SH
SOLE
0
197261
0
VISA INC
COM CL A
92826C839
8553
43443
SH
SOLE
0
43443
0
VULCAN MATLS CO
COM
929160109
20818
146500
SH
SOLE
0
146500
0
WALMART INC
COM
931142103
513
4223
SH
SOLE
0
4223
0
WELLS FARGO CO NEW
COM
949746101
659
16833
SH
SOLE
0
16833
0
WESTERN ASSET INTER MUNI FD
COM
958435109
145
18031
SH
SOLE
0
18031
0
WHOLE EARTH BRANDS INC
*W EXP 06/25/202
96684W126
138
492760
SH
SOLE
0
492760
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
371
5940
SH
SOLE
0
5940
0