0001085146-22-000311.txt : 20220126
0001085146-22-000311.hdr.sgml : 20220126
20220125182339
ACCESSION NUMBER: 0001085146-22-000311
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220126
DATE AS OF CHANGE: 20220125
EFFECTIVENESS DATE: 20220126
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Narwhal Capital Management
CENTRAL INDEX KEY: 0001461287
IRS NUMBER: 202969572
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1208
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13509
FILM NUMBER: 22555098
BUSINESS ADDRESS:
STREET 1: 531 ROSELANE STREET
STREET 2: SUITE 420
CITY: MARIETTA
STATE: GA
ZIP: 30060
BUSINESS PHONE: 770-344-0172
MAIL ADDRESS:
STREET 1: 531 ROSELANE STREET
STREET 2: SUITE 420
CITY: MARIETTA
STATE: GA
ZIP: 30060
13F-HR
1
primary_doc.xml
13F-HR
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false
false
false
0001461287
XXXXXXXX
12-31-2021
12-31-2021
false
Narwhal Capital Management
531 ROSELANE STREET
SUITE 420
MARIETTA
GA
30060
13F HOLDINGS REPORT
028-13509
N
Jonathan Hicks
Chief Compliance Officer
770-344-0172
/s/ Jonathan Hicks
Marietta
GA
01-24-2022
0
160
878895
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
22ND CENTY GROUP INC
COM
90137F103
47
15250
SH
SOLE
0
15250
0
ABBOTT LABS
COM
002824100
15089
107210
SH
SOLE
0
107210
0
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
2415
137512
SH
SOLE
0
137512
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
235
566
SH
SOLE
0
566
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
11780
20773
SH
SOLE
0
20773
0
ALPHABET INC
CAP STK CL C
02079K107
39194
13545
SH
SOLE
0
13545
0
ALTRIA GROUP INC
COM
02209S103
1236
26089
SH
SOLE
0
26089
0
AMAZON COM INC
COM
023135106
27832
8347
SH
SOLE
0
8347
0
AMERICAN EXPRESS CO
COM
025816109
11583
70798
SH
SOLE
0
70798
0
AMGEN INC
COM
031162100
1272
5653
SH
SOLE
0
5653
0
ANALOG DEVICES INC
COM
032654105
240
1368
SH
SOLE
0
1368
0
ANTHEM INC
COM
036752103
4507
9722
SH
SOLE
0
9722
0
APPLE INC
COM
037833100
55787
314169
SH
SOLE
0
314169
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
2253
5
SH
SOLE
0
5
0
BHP GROUP LTD
SPONSORED ADS
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869
14400
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14400
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BK OF AMERICA CORP
COM
060505104
334
7497
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SOLE
0
7497
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BLACKROCK INC
COM
09247X101
19319
21100
SH
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0
21100
0
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
13842
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SOLE
0
533815
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BLACKSTONE INC
COM
09260D107
7073
54668
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SOLE
0
54668
0
BOEING CO
COM
097023105
3493
17351
SH
SOLE
0
17351
0
BWX TECHNOLOGIES INC
COM
05605H100
699
14598
SH
SOLE
0
14598
0
CARNIVAL CORP
COMMON STOCK
143658300
1978
98300
SH
SOLE
0
98300
0
CHEVRON CORP NEW
COM
166764100
4173
35562
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SOLE
0
35562
0
CINCINNATI FINL CORP
COM
172062101
4163
36542
SH
SOLE
0
36542
0
CISCO SYS INC
COM
17275R102
11956
188669
SH
SOLE
0
188669
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CITIGROUP INC
COM NEW
172967424
493
8171
SH
SOLE
0
8171
0
CMC MATERIALS INC
COM
12571T100
9844
51354
SH
SOLE
0
51354
0
COCA COLA CO
COM
191216100
1112
18783
SH
SOLE
0
18783
0
COMCAST CORP NEW
CL A
20030N101
897
17832
SH
SOLE
0
17832
0
CONSTELLATION BRANDS INC
CL A
21036P108
6984
27829
SH
SOLE
0
27829
0
CVS HEALTH CORP
COM
126650100
5225
50645
SH
SOLE
0
50645
0
DEERE & CO
COM
244199105
1629
4752
SH
SOLE
0
4752
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1512
38700
SH
SOLE
0
38700
0
DIAGEO PLC
SPON ADR NEW
25243Q205
7395
33591
SH
SOLE
0
33591
0
DISCOVER FINL SVCS
COM
254709108
1029
8906
SH
SOLE
0
8906
0
DISNEY WALT CO
COM
254687106
11370
73409
SH
SOLE
0
73409
0
DOMINION ENERGY INC
COM
25746U109
4537
57746
SH
SOLE
0
57746
0
DOMINION ENERGY INC
UNIT 99/99/9999
25746U133
614
6100
SH
SOLE
0
6100
0
ENTERGY CORP NEW
COM
29364G103
732
6500
SH
SOLE
0
6500
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
264
12000
SH
SOLE
0
12000
0
EXELON CORP
COM
30161N101
2730
47273
SH
SOLE
0
47273
0
EXXON MOBIL CORP
COM
30231G102
5112
83547
SH
SOLE
0
83547
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FARADAY FUTRE INTLGT ELCTR I
*W EXP 03/20/202
307359117
33
35000
SH
SOLE
0
35000
0
FIRST TR HIGH YIELD OPPRT 20
COM
33741Q107
662
32745
SH
SOLE
0
32745
0
FIRST TR SR FLTG RATE INCOME
COM
33733U108
199
16515
SH
SOLE
0
16515
0
GENERAL DYNAMICS CORP
COM
369550108
5528
26516
SH
SOLE
0
26516
0
GENERAL ELECTRIC CO
COM NEW
369604301
321
3401
SH
SOLE
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3401
0
GENERAL MTRS CO
COM
37045V100
9246
157704
SH
SOLE
0
157704
0
GOLDMAN SACHS GROUP INC
COM
38141G104
8324
21758
SH
SOLE
0
21758
0
HCA HEALTHCARE INC
COM
40412C101
4595
17883
SH
SOLE
0
17883
0
HOLLYFRONTIER CORP
COM
436106108
965
29450
SH
SOLE
0
29450
0
HOME DEPOT INC
COM
437076102
20587
49606
SH
SOLE
0
49606
0
IAA INC
COM
449253103
2940
58087
SH
SOLE
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58087
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INTEL CORP
COM
458140100
1624
31527
SH
SOLE
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31527
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INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
405
27000
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INVESCO QQQ TR
UNIT SER 1
46090E103
4033
10136
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ISHARES GOLD TR
ISHARES NEW
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23109
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ISHARES TR
CORE S&P MCP ETF
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654
2309
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ISHARES TR
CORE S&P SCP ETF
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1653
14436
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SOLE
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14436
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ISHARES TR
CORE S&P500 ETF
464287200
53154
111437
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SOLE
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111437
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ISHARES TR
GRWT ALLOCAT ETF
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240
4200
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SOLE
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ISHARES TR
MSCI EMG MKT ETF
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598
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SOLE
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ISHARES TR
RUS 1000 GRW ETF
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SOLE
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26597
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ISHARES TR
RUS 1000 VAL ETF
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499
2969
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SOLE
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2969
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ISHARES TR
RUS MID CAP ETF
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ISHARES TR
RUSSELL 2000 ETF
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ISHARES TR
S&P 500 GRWT ETF
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ISHARES TR
S&P 500 VAL ETF
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ISHARES TR
S&P MC 400VL ETF
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ISHARES TR
SELECT DIVID ETF
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SP SMCP600VL ETF
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U.S. ENERGY ETF
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ISHARES TR
US HLTHCARE ETF
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JOHNSON & JOHNSON
COM
478160104
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SH
SOLE
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97845
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JPMORGAN CHASE & CO
COM
46625H100
22106
139604
SH
SOLE
0
139604
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KINDER MORGAN INC DEL
COM
49456B101
2389
150650
SH
SOLE
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150650
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KINDER MORGAN INC DEL
COM
49456B101
17
44000
SH
Call
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0
44000
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L3HARRIS TECHNOLOGIES INC
COM
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SH
SOLE
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LAUDER ESTEE COS INC
CL A
518439104
222
600
SH
SOLE
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600
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LIBERTY MEDIA CORP DEL
COM C BRAVES GRP
531229888
491
17461
SH
SOLE
0
17461
0
LILLY ELI & CO
COM
532457108
301
1088
SH
SOLE
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1088
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LOCKHEED MARTIN CORP
COM
539830109
6592
18549
SH
SOLE
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18549
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1585
34124
SH
SOLE
0
34124
0
MERCK & CO INC
COM
58933Y105
5298
69128
SH
SOLE
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69128
0
META PLATFORMS INC
CL A
30303M102
18051
53668
SH
SOLE
0
53668
0
MICRON TECHNOLOGY INC
COM
595112103
1366
14664
SH
SOLE
0
14664
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MICROSOFT CORP
COM
594918104
54089
160826
SH
SOLE
0
160826
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NETFLIX INC
COM
64110L106
211
350
SH
SOLE
0
350
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
10963
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SH
SOLE
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130771
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NEXTERA ENERGY INC
COM
65339F101
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106619
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NIKE INC
CL B
654106103
5557
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SH
SOLE
0
33339
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NORTHROP GRUMMAN CORP
COM
666807102
8524
22021
SH
SOLE
0
22021
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NOV INC
COM
62955J103
4796
353985
SH
SOLE
0
353985
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NOVARTIS AG
SPONSORED ADR
66987V109
5001
57170
SH
SOLE
0
57170
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NUVEEN CORPORATE INCOME 2023
COM
67079F101
293
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SH
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NUVEEN GEORGIA QLTY MUN INC
COM
67072B107
547
39721
SH
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NUVEEN MUN VALUE FD INC
COM
670928100
227
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SH
SOLE
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21900
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NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
190
11131
SH
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NUVEEN NEW JERSEY QULT MUN F
COM
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492
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SH
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NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
1315
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SH
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95365
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NUVEEN PENNSYLVANIA QLT MUN
COM
670972108
221
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SOLE
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14820
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NUVEEN SELECT MAT MUN FD
SH BEN INT
67061T101
142
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SH
SOLE
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13275
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NVIDIA CORPORATION
COM
67066G104
17291
58791
SH
SOLE
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58791
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OAKTREE ACQUISITION CORP II
UNIT 09/15/2027
G6715X129
243
24000
SH
SOLE
0
24000
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ORACLE CORP
COM
68389X105
557
6382
SH
SOLE
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6382
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PAYPAL HLDGS INC
COM
70450Y103
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SH
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PENN NATL GAMING INC
COM
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460
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8869
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PEPSICO INC
COM
713448108
10157
58472
SH
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PFIZER INC
COM
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11244
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PHILIP MORRIS INTL INC
COM
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PIONEER MUNICIPAL HIGH INCOM
COM
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646
55937
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55937
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PROCTER AND GAMBLE CO
COM
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16739
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SH
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0
102330
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QUALCOMM INC
COM
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SH
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22098
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RAYTHEON TECHNOLOGIES CORP
COM
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SCOTTS MIRACLE-GRO CO
CL A
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SELECT SECTOR SPDR TR
SBI INT-INDS
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SELECT SECTOR SPDR TR
TECHNOLOGY
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21089
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SERVICENOW INC
COM
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8065
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SOLE
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8065
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SKYWORKS SOLUTIONS INC
COM
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7848
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SH
SOLE
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SONY GROUP CORPORATION
SPONSORED ADR
835699307
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16500
SH
SOLE
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16500
0
SOUTHERN CO
UNIT 08/01/2022
842587602
436
8104
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SOLE
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SOUTHWEST AIRLS CO
COM
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5432
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SH
SOLE
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126802
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SPDR DOW JONES INDL AVERAGE
UT SER 1
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SOLE
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SPDR GOLD TR
GOLD SHS
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SPDR S&P 500 ETF TR
TR UNIT
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SPDR S&P 500 ETF TR
TR UNIT
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SH
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SPDR S&P 500 ETF TR
TR UNIT
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SPDR SER TR
S&P DIVID ETF
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17511
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STARBUCKS CORP
COM
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SH
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42055
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STONERIDGE INC
COM
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79320
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STRATEGY SHS
NS 7HANDL IDX
86280R506
701
27000
SH
SOLE
0
27000
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TARGET CORP
COM
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13522
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SH
SOLE
0
58425
0
TESLA INC
COM
88160R101
498
471
SH
SOLE
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471
0
THERMO FISHER SCIENTIFIC INC
COM
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677
1014
SH
SOLE
0
1014
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TRANSOCEAN LTD
REG SHS
H8817H100
83
30000
SH
SOLE
0
30000
0
TRANSOCEAN LTD
REG SHS
H8817H100
28
85000
SH
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SOLE
0
85000
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UNILEVER PLC
SPON ADR NEW
904767704
3694
68677
SH
SOLE
0
68677
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UNION PAC CORP
COM
907818108
4145
16452
SH
SOLE
0
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UNITED PARCEL SERVICE INC
CL B
911312106
492
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SH
SOLE
0
2297
0
UNITEDHEALTH GROUP INC
COM
91324P102
23364
46530
SH
SOLE
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46530
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VALERO ENERGY CORP
COM
91913Y100
1755
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SOLE
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23367
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VANGUARD BD INDEX FDS
SHORT TRM BOND
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3194
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VANGUARD INDEX FDS
EXTEND MKT ETF
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588
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SOLE
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3218
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VANGUARD INDEX FDS
GROWTH ETF
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1800
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VANGUARD INDEX FDS
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FTSE EMR MKT ETF
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FTSE EUROPE ETF
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VANGUARD SCOTTSDALE FDS
INT-TERM CORP
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228
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2454
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VANGUARD SCOTTSDALE FDS
VNG RUS1000IDX
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221
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2802
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MATERIALS ETF
92204A801
238
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1207
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VERIZON COMMUNICATIONS INC
COM
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VISA INC
COM CL A
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SH
SOLE
0
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0
VULCAN MATLS CO
COM
929160109
28579
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SH
SOLE
0
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0
WALMART INC
COM
931142103
1064
7356
SH
SOLE
0
7356
0
WELLS FARGO CO NEW
COM
949746101
982
20467
SH
SOLE
0
20467
0
WESTERN ASSET INTER MUNI FD
COM
958435109
218
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SH
SOLE
0
22596
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WHOLE EARTH BRANDS INC
*W EXP 06/25/202
96684W126
698
596825
SH
SOLE
0
596825
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