0001085146-21-000378.txt : 20210202
0001085146-21-000378.hdr.sgml : 20210202
20210201183350
ACCESSION NUMBER: 0001085146-21-000378
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210202
DATE AS OF CHANGE: 20210201
EFFECTIVENESS DATE: 20210202
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Narwhal Capital Management
CENTRAL INDEX KEY: 0001461287
IRS NUMBER: 202969572
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1208
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13509
FILM NUMBER: 21578167
BUSINESS ADDRESS:
STREET 1: 531 ROSELANE STREET
STREET 2: SUITE 420
CITY: MARIETTA
STATE: GA
ZIP: 30060
BUSINESS PHONE: 770-344-0172
MAIL ADDRESS:
STREET 1: 531 ROSELANE STREET
STREET 2: SUITE 420
CITY: MARIETTA
STATE: GA
ZIP: 30060
13F-HR
1
primary_doc.xml
13F-HR
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false
false
false
0001461287
XXXXXXXX
12-31-2020
12-31-2020
false
Narwhal Capital Management
531 ROSELANE STREET
SUITE 420
MARIETTA
GA
30060
13F HOLDINGS REPORT
028-13509
N
Andrew Hall
Chief Compliance Officer
770-344-0172
/s/ Andrew Hall
Marietta
GA
01-30-2021
0
153
705391
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
22ND CENTY GROUP INC
COM
90137F103
35
16000
SH
SOLE
0
16000
0
ABBOTT LABS
COM
002824100
12442
113632
SH
SOLE
0
113632
0
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
2540
138954
SH
SOLE
0
138954
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
8727
17450
SH
SOLE
0
17450
0
ALPHABET INC
CAP STK CL C
02079K107
24486
13977
SH
SOLE
0
13977
0
ALTRIA GROUP INC
COM
02209S103
1110
27066
SH
SOLE
0
27066
0
AMAZON COM INC
COM
023135106
23785
7303
SH
SOLE
0
7303
0
AMERICAN ELEC PWR CO INC
UNIT 08/15/2025
02557T307
540
10657
SH
SOLE
0
10657
0
AMERICAN EXPRESS CO
COM
025816109
8067
66715
SH
SOLE
0
66715
0
AMGEN INC
COM
031162100
2421
10528
SH
SOLE
0
10528
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
233
3330
SH
SOLE
0
3330
0
ANTHEM INC
COM
036752103
3844
11972
SH
SOLE
0
11972
0
APPLE INC
COM
037833100
43782
329954
SH
SOLE
0
329954
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1739
5
SH
SOLE
0
5
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
308
1328
SH
SOLE
0
1328
0
BHP GROUP LTD
SPONSORED ADS
088606108
849
13000
SH
SOLE
0
13000
0
BK OF AMERICA CORP
COM
060505104
915
30180
SH
SOLE
0
30180
0
BLACKROCK 2022 GBL INCM OPP
COM
09258P104
185
20500
SH
SOLE
0
20500
0
BLACKROCK INC
COM
09247X101
14756
20451
SH
SOLE
0
20451
0
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
8479
330182
SH
SOLE
0
330182
0
BLACKSTONE GROUP INC
COM CL A
09260D107
2960
45675
SH
SOLE
0
45675
0
BOEING CO
COM
097023105
4198
19609
SH
SOLE
0
19609
0
BURGERFI INTERNATIONAL INC
*W EXP 12/16/202
12122L119
108
49000
SH
SOLE
0
49000
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
2124
98050
SH
SOLE
0
98050
0
CHEVRON CORP NEW
COM
166764100
2824
33444
SH
SOLE
0
33444
0
CISCO SYS INC
COM
17275R102
7091
158453
SH
SOLE
0
158453
0
CITIGROUP INC
COM NEW
172967424
1488
24131
SH
SOLE
0
24131
0
CMC MATERIALS INC
COM
12571T100
10421
68878
SH
SOLE
0
68878
0
COMCAST CORP NEW
CL A
20030N101
1409
26896
SH
SOLE
0
26896
0
CONSTELLATION BRANDS INC
CL A
21036P108
5591
25522
SH
SOLE
0
25522
0
CVS HEALTH CORP
COM
126650100
3459
50637
SH
SOLE
0
50637
0
DATADOG INC
CL A COM
23804L103
1905
19356
SH
SOLE
0
19356
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1556
38687
SH
SOLE
0
38687
0
DIAGEO PLC
SPON ADR NEW
25243Q205
6183
38935
SH
SOLE
0
38935
0
DISCOVER FINL SVCS
COM
254709108
248
2742
SH
SOLE
0
2742
0
DISNEY WALT CO
COM
254687106
11202
61827
SH
SOLE
0
61827
0
DMY TECHNOLOGY GROUP INC II
*W EXP 07/29/202
233277110
64
15000
SH
SOLE
0
15000
0
DOMINION ENERGY INC
COM
25746U109
4062
54022
SH
SOLE
0
54022
0
DOMINION ENERGY INC
UNIT 99/99/9999
25746U133
2247
22399
SH
SOLE
0
22399
0
DRAFTKINGS INC
COM CL A
26142R104
4219
90618
SH
SOLE
0
90618
0
EAST STONE ACQUISITION CORP
SHS
G2911D108
547
54424
SH
SOLE
0
54424
0
ENTERGY CORP NEW
COM
29364G103
699
7000
SH
SOLE
0
7000
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
235
12000
SH
SOLE
0
12000
0
EXELON CORP
COM
30161N101
2091
49520
SH
SOLE
0
49520
0
EXXON MOBIL CORP
COM
30231G102
2224
53944
SH
SOLE
0
53944
0
FACEBOOK INC
CL A
30303M102
10819
39607
SH
SOLE
0
39607
0
FIRST TR SR FLOATING RATE 20
COM SHS
33740K101
857
95345
SH
SOLE
0
95345
0
FOLEY TRASIMENE ACQUISITION
*W EXP 08/11/202
344328117
51
11003
SH
SOLE
0
11003
0
FUSION ACQUISITION CORP
UNIT 99/99/9999
36118H204
488
39495
SH
SOLE
0
39495
0
GENERAL DYNAMICS CORP
COM
369550108
4023
27030
SH
SOLE
0
27030
0
GENERAL ELECTRIC CO
COM
369604103
78
7252
SH
SOLE
0
7252
0
GENERAL ELECTRIC CO
COM
369604103
110
125000
SH
Call
SOLE
0
1250
0
GENERAL MLS INC
COM
370334104
571
9710
SH
SOLE
0
9710
0
GENERAL MTRS CO
COM
37045V100
3699
88844
SH
SOLE
0
88844
0
GOLDMAN SACHS GROUP INC
COM
38141G104
5161
19570
SH
SOLE
0
19570
0
HCA HEALTHCARE INC
COM
40412C101
591
3592
SH
SOLE
0
3592
0
HOLLYFRONTIER CORP
COM
436106108
761
29450
SH
SOLE
0
29450
0
HOME DEPOT INC
COM
437076102
13829
52064
SH
SOLE
0
52064
0
INTEL CORP
COM
458140100
2101
42163
SH
SOLE
0
42163
0
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
271
17750
SH
SOLE
0
17750
0
INVESCO EXCHANGE TRADED FD T
NASDAQ INTERNT
46137V530
330
1445
SH
SOLE
0
1445
0
INVESCO QQQ TR
UNIT SER 1
46090E103
2127
6780
SH
SOLE
0
6780
0
ISHARES GOLD TRUST
ISHARES
464285105
18819
1037977
SH
SOLE
0
1037977
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ISHARES TR
CORE S&P SCP ETF
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1312
14281
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SOLE
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ISHARES TR
CORE S&P500 ETF
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SH
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122636
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ISHARES TR
GRWT ALLOCAT ETF
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4200
SH
SOLE
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4200
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ISHARES TR
MSCI EAFE ETF
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3258
SH
SOLE
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3258
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ISHARES TR
MSCI EMG MKT ETF
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710
13750
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SOLE
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13750
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ISHARES TR
RUS 1000 GRW ETF
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SH
SOLE
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25168
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ISHARES TR
RUS 1000 VAL ETF
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536
3920
SH
SOLE
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3920
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ISHARES TR
RUS MID CAP ETF
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690
10072
SH
SOLE
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10072
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ISHARES TR
RUSSELL 2000 ETF
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388
1981
SH
SOLE
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1981
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ISHARES TR
S&P 500 GRWT ETF
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57800
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ISHARES TR
S&P 500 VAL ETF
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12822
100160
SH
SOLE
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100160
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ISHARES TR
S&P MC 400VL ETF
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216
2500
SH
SOLE
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2500
0
ISHARES TR
SELECT DIVID ETF
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SH
SOLE
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18649
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ISHARES TR
US HLTHCARE ETF
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283
1150
SH
SOLE
0
1150
0
JOHNSON & JOHNSON
COM
478160104
13283
84398
SH
SOLE
0
84398
0
JPMORGAN CHASE & CO
COM
46625H100
18670
146929
SH
SOLE
0
146929
0
KANSAS CITY SOUTHERN
COM NEW
485170302
10902
53405
SH
SOLE
0
53405
0
KIMBERLY-CLARK CORP
COM
494368103
3475
25773
SH
SOLE
0
25773
0
KINDER MORGAN INC DEL
COM
49456B101
705
51550
SH
SOLE
0
51550
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
9137
48341
SH
SOLE
0
48341
0
LIBERTY MEDIA CORP DEL
COM C BRAVES GRP
531229888
1859
74732
SH
SOLE
0
74732
0
LOCKHEED MARTIN CORP
COM
539830109
10052
28317
SH
SOLE
0
28317
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
952
22440
SH
SOLE
0
22440
0
MERCK & CO. INC
COM
58933Y105
5400
66015
SH
SOLE
0
66015
0
MICRON TECHNOLOGY INC
COM
595112103
1949
25925
SH
SOLE
0
25925
0
MICROSOFT CORP
COM
594918104
35454
159400
SH
SOLE
0
159400
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
6369
150530
SH
SOLE
0
150530
0
NEXTERA ENERGY INC
COM
65339F101
8975
116326
SH
SOLE
0
116326
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F770
2933
57689
SH
SOLE
0
57689
0
NIKE INC
CL B
654106103
238
1680
SH
SOLE
0
1680
0
NORTHROP GRUMMAN CORP
COM
666807102
6602
21667
SH
SOLE
0
21667
0
NOVARTIS AG
SPONSORED ADR
66987V109
9923
105082
SH
SOLE
0
105082
0
NUVEEN MUN VALUE FD INC
COM
670928100
254
22900
SH
SOLE
0
22900
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
212
13171
SH
SOLE
0
13171
0
NUVEEN SELECT MAT MUN FD
SH BEN INT
67061T101
164
15358
SH
SOLE
0
15358
0
NVIDIA CORPORATION
COM
67066G104
7879
15089
SH
SOLE
0
15089
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1175
7390
SH
SOLE
0
7390
0
OAKTREE ACQUISITION CORP
*W EXP 99/99/999
G67145113
144
37000
SH
SOLE
0
37000
0
OAKTREE ACQUISITION CORP
SHS CL A
G67145105
304
20800
SH
SOLE
0
20800
0
OAKTREE ACQUISITION CORP II
UNIT 09/15/2027
G6715X129
311
29000
SH
SOLE
0
29000
0
OKTA INC
CL A
679295105
1546
6079
SH
SOLE
0
6079
0
OMNICOM GROUP INC
COM
681919106
269
4305
SH
SOLE
0
4305
0
ORACLE CORP
COM
68389X105
899
13890
SH
SOLE
0
13890
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
2155
14205
SH
SOLE
0
14205
0
PEPSICO INC
COM
713448108
9332
62925
SH
SOLE
0
62925
0
PFIZER INC
COM
717081103
5590
151857
SH
SOLE
0
151857
0
PHILIP MORRIS INTL INC
COM
718172109
1595
19268
SH
SOLE
0
19268
0
PIONEER MUN HIGH INCOME ADVA
COM
723762100
883
75804
SH
SOLE
0
75804
0
PROCTER AND GAMBLE CO
COM
742718109
14044
100935
SH
SOLE
0
100935
0
QUALCOMM INC
COM
747525103
3145
20647
SH
SOLE
0
20647
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
4660
65169
SH
SOLE
0
65169
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
215
3435
SH
SOLE
0
3435
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
3783
29096
SH
SOLE
0
29096
0
SERVICENOW INC
COM
81762P102
5263
9561
SH
SOLE
0
9561
0
SKYWORKS SOLUTIONS INC
COM
83088M102
7712
50444
SH
SOLE
0
50444
0
SONY CORP
SPONSORED ADR
835699307
1556
15392
SH
SOLE
0
15392
0
SOUTHERN CO
UNIT 08/01/2022
842587602
1668
32131
SH
SOLE
0
32131
0
SOUTHWEST AIRLS CO
COM
844741108
2166
46465
SH
SOLE
0
46465
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
2474
8090
SH
SOLE
0
8090
0
SPDR GOLD TR
GOLD SHS
78463V107
4140
23214
SH
SOLE
0
23214
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
146
390
SH
SOLE
0
390
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1471
12000
SH
Call
SOLE
0
120
0
SPDR SER TR
S&P DIVID ETF
78464A763
1851
17470
SH
SOLE
0
17470
0
STANLEY BLACK & DECKER INC
UNIT 11/15/2022
854502846
1700
15198
SH
SOLE
0
15198
0
STARBUCKS CORP
COM
855244109
8090
75618
SH
SOLE
0
75618
0
STONERIDGE INC
COM
86183P102
1686
55771
SH
SOLE
0
55771
0
TARGET CORP
COM
87612E106
10676
60476
SH
SOLE
0
60476
0
UNILEVER PLC
SPON ADR NEW
904767704
4347
72021
SH
SOLE
0
72021
0
UNITEDHEALTH GROUP INC
COM
91324P102
15191
43319
SH
SOLE
0
43319
0
VALERO ENERGY CORP
COM
91913Y100
1301
22990
SH
SOLE
0
22990
0
VANGUARD BD INDEX FDS
LONG TERM BOND
921937793
511
4659
SH
SOLE
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4659
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
279
3366
SH
SOLE
0
3366
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
530
3218
SH
SOLE
0
3218
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
456
1800
SH
SOLE
0
1800
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
355
1719
SH
SOLE
0
1719
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
434
5111
SH
SOLE
0
5111
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
316
1625
SH
SOLE
0
1625
0
VANGUARD INDEX FDS
VALUE ETF
922908744
417
3502
SH
SOLE
0
3502
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
368
7345
SH
SOLE
0
7345
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
409
6797
SH
SOLE
0
6797
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
305
3136
SH
SOLE
0
3136
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
221
4680
SH
SOLE
0
4680
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
476
2800
SH
SOLE
0
2800
0
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
225
1431
SH
SOLE
0
1431
0
VERIZON COMMUNICATIONS INC
COM
92343V104
13073
222515
SH
SOLE
0
222515
0
VISA INC
COM CL A
92826C839
7815
35731
SH
SOLE
0
35731
0
VULCAN MATLS CO
COM
929160109
21473
144784
SH
SOLE
0
144784
0
WALMART INC
COM
931142103
1190
8257
SH
SOLE
0
8257
0
WELLS FARGO CO NEW
COM
949746101
427
14163
SH
SOLE
0
14163
0
WHOLE EARTH BRANDS INC
*W EXP 06/25/202
96684W126
1150
833612
SH
SOLE
0
833612
0