Chief Compliance Officer

0001085146-20-001853.txt : 20200722 0001085146-20-001853.hdr.sgml : 20200722 20200722165410 ACCESSION NUMBER: 0001085146-20-001853 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200722 DATE AS OF CHANGE: 20200722 EFFECTIVENESS DATE: 20200722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Narwhal Capital Management CENTRAL INDEX KEY: 0001461287 IRS NUMBER: 202969572 STATE OF INCORPORATION: GA FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13509 FILM NUMBER: 201041944 BUSINESS ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 BUSINESS PHONE: 770-344-0172 MAIL ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001461287 XXXXXXXX 06-30-2020 06-30-2020 false Narwhal Capital Management

531 Roselane Street Suite 420 MARIETTA GA 30060

13F HOLDINGS REPORT 028-13509 N Andrew Hall Chief Compliance Officer 770-344-0172 /s/ Andrew Hall Marietta GA 07-21-2020 0 137 577281 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE PENN NATL GAMING INC COM 707569109 334 10945 SH SOLE 0 10945 0 ISHARES TR MSCI EMG MKT ETF 464287234 552 13795 SH SOLE 0 13795 0 SOUTHWEST AIRLS CO COM 844741108 1278 37395 SH SOLE 0 37395 0 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 238 23275 SH SOLE 0 23275 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1154 14697 SH SOLE 0 14697 0 WELLS FARGO CO NEW COM 949746101 1216 47494 SH SOLE 0 47494 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 291 7345 SH SOLE 0 7345 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 381 2935 SH SOLE 0 2935 0 WHOLE EARTH BRANDS INC COM CL A 96684W100 404 50100 SH SOLE 0 50100 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 468 3877 SH SOLE 0 3877 0 PIONEER MUN HIGH INCOME ADVA COM 723762100 1171 111401 SH SOLE 0 111401 0 JOHNSON & JOHNSON COM 478160104 10332 73469 SH SOLE 0 73469 0 DIAGEO P L C SPON ADR NEW 25243Q205 6382 47487 SH SOLE 0 47487 0 ORACLE CORP COM 68389X105 1946 35207 SH SOLE 0 35207 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 393 4128 SH SOLE 0 4128 0 NIKOLA CORP *W EXP 06/03/202 654110113 2545 76650 SH SOLE 0 76650 0 ISHARES TR RUS 1000 GRW ETF 464287614 4339 22603 SH SOLE 0 22603 0 INTEL CORP COM 458140100 12278 205221 SH SOLE 0 205221 0 NEXTERA ENERGY INC COM 65339F101 5521 22988 SH SOLE 0 22988 0 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 167 20195 SH SOLE 0 20195 0 INVESCO EXCHANGE-TRADED FD T S&P 500 REVENUE 46138G698 341 6661 SH SOLE 0 6661 0 AMGEN INC COM 031162100 1908 8088 SH SOLE 0 8088 0 MERCK & CO. INC COM 58933Y105 4587 59322 SH SOLE 0 59322 0 NORTHROP GRUMMAN CORP COM 666807102 7989 25987 SH SOLE 0 25987 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 6297 102189 SH SOLE 0 102189 0 ADOBE INC COM 00724F101 6546 15038 SH SOLE 0 15038 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 342 6796 SH SOLE 0 6796 0 SPDR GOLD TR GOLD SHS 78463V107 4795 28651 SH SOLE 0 28651 0 COMCAST CORP NEW CL A 20030N101 5174 132723 SH SOLE 0 132723 0 BLACKSTONE MTG TR INC COM CL A 09257W100 733 30430 SH SOLE 0 30430 0 INVESCO QQQ TR UNIT SER 1 46090E103 1828 7384 SH SOLE 0 7384 0 FUSION ACQUISITION CORP UNIT 99/99/9999 36118H204 553 54475 SH SOLE 0 54475 0 VANGUARD INDEX FDS VALUE ETF 922908744 349 3502 SH SOLE 0 3502 0 CISCO SYS INC COM 17275R102 7309 156716 SH SOLE 0 156716 0 SPDR SER TR S&P DIVID ETF 78464A763 1867 20470 SH SOLE 0 20470 0 QUALCOMM INC COM 747525103 1539 16870 SH SOLE 0 16870 0 CVS HEALTH CORP COM 126650100 4038 62151 SH SOLE 0 62151 0 BLACKSTONE GROUP INC COM CL A 09260D107 2599 45875 SH SOLE 0 45875 0 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 2633 153614 SH SOLE 0 153614 0 GENERAL ELECTRIC CO COM 369604103 74 10765 SH SOLE 0 10765 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 194 13171 SH SOLE 0 13171 0 GENERAL DYNAMICS CORP COM 369550108 3703 24774 SH SOLE 0 24774 0 HOME DEPOT INC COM 437076102 9796 39104 SH SOLE 0 39104 0 CHEVRON CORP NEW COM 166764100 2869 32150 SH SOLE 0 32150 0 FLYING EAGLE ACQUISITION COR *W EXP 02/26/202 34407Y111 32 10670 SH SOLE 0 10670 0 UNITEDHEALTH GROUP INC COM 91324P102 11955 40533 SH SOLE 0 40533 0 VULCAN MATLS CO COM 929160109 24427 210850 SH SOLE 0 210850 0 CIGNA CORP NEW COM 125523100 783 4175 SH SOLE 0 4175 0 KIMBERLY CLARK CORP COM 494368103 4839 34232 SH SOLE 0 34232 0 BLACKROCK INC COM 09247X101 10815 19878 SH SOLE 0 19878 0 AMERICAN EXPRESS CO COM 025816109 5926 62250 SH SOLE 0 62250 0 CARNIVAL CORP UNIT 99/99/9999 143658300 1387 84500 SH SOLE 0 84500 0 BK OF AMERICA CORP COM 060505104 782 32930 SH SOLE 0 32930 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 400 4000 SH SOLE 0 4000 0 ISHARES TR CORE S&P500 ETF 464287200 44408 143395 SH SOLE 0 143395 0 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 246 16382 SH SOLE 0 16382 0 ALPHABET INC CAP STK CL C 02079K107 22086 15624 SH SOLE 0 15624 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3041 29101 SH SOLE 0 29101 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1337 5 SH SOLE 0 5 0 JPMORGAN CHASE & CO COM 46625H100 11287 119998 SH SOLE 0 119998 0 DISNEY WALT CO COM DISNEY 254687106 6497 58260 SH SOLE 0 58260 0 ANTHEM INC COM 036752103 3753 14272 SH SOLE 0 14272 0 APPLE INC COM 037833100 30754 84305 SH SOLE 0 84305 0 DELTA AIR LINES INC DEL COM NEW 247361702 642 22900 SH SOLE 0 22900 0 LAUDER ESTEE COS INC CL A 518439104 585 3100 SH SOLE 0 3100 0 ISHARES TR S&P 500 VAL ETF 464287408 12643 116837 SH SOLE 0 116837 0 EXXON MOBIL CORP COM 30231G102 3464 77462 SH SOLE 0 77462 0 TEMPLETON GLOBAL INCOME FD COM 880198106 56 10382 SH SOLE 0 10382 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 1119 981976 SH SOLE 0 981976 0 HCA HEALTHCARE INC COM 40412C101 400 4121 SH SOLE 0 4121 0 ENTERGY CORP NEW COM 29364G103 657 7000 SH SOLE 0 7000 0 ISHARES TR US HLTHCARE ETF 464287762 248 1150 SH SOLE 0 1150 0 OAKTREE ACQUISITION CORP SHS CL A G67145105 213 20900 SH SOLE 0 20900 0 CITIGROUP INC COM NEW 172967424 4635 90695 SH SOLE 0 90695 0 GENERAL MLS INC COM 370334104 814 13200 SH SOLE 0 13200 0 MAXIM INTEGRATED PRODS INC COM 57772K101 2307 38069 SH SOLE 0 38069 0 ISHARES GOLD TRUST ISHARES 464285105 15091 888242 SH SOLE 0 888242 0 KANSAS CITY SOUTHERN COM NEW 485170302 6531 43747 SH SOLE 0 43747 0 MARKEL CORP COM 570535104 254 275 SH SOLE 0 275 0 KINDER MORGAN INC DEL COM 49456B101 1088 71688 SH SOLE 0 71688 0 ALTRIA GROUP INC COM 02209S103 1031 26262 SH SOLE 0 26262 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 242 1358 SH SOLE 0 1358 0 NVIDIA CORPORATION COM 67066G104 3189 8394 SH SOLE 0 8394 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 2093 8117 SH SOLE 0 8117 0 AMAZON COM INC COM 023135106 17069 6187 SH SOLE 0 6187 0 FACEBOOK INC CL A 30303M102 5810 25585 SH SOLE 0 25585 0 ISHARES TR SELECT DIVID ETF 464287168 1777 22019 SH SOLE 0 22019 0 SKYWORKS SOLUTIONS INC COM 83088M102 1541 12050 SH SOLE 0 12050 0 ENTERPRISE PRODS PARTNERS L COM 293792107 588 32371 SH SOLE 0 32371 0 DRAFTKINGS INC COM CL A 26142R104 2939 88353 SH SOLE 0 88353 0 NOVARTIS AG SPONSORED ADR 66987V109 7787 89157 SH SOLE 0 89157 0 VISA INC COM CL A 92826C839 738 3820 SH SOLE 0 3820 0 SOCIAL CAP HDOSPHIA HLDG CO UNIT 99/99/9999 G8250T117 407 32375 SH SOLE 0 32375 0 NXP SEMICONDUCTORS N V COM N6596X109 843 7390 SH SOLE 0 7390 0 L3HARRIS TECHNOLOGIES INC COM 502431109 1555 9164 SH SOLE 0 9164 0 PFIZER INC COM 717081103 5813 177762 SH SOLE 0 177762 0 OAKTREE ACQUISITION CORP *W EXP 99/99/999 G67145113 77 58500 SH SOLE 0 58500 0 LOCKHEED MARTIN CORP COM 539830109 9200 25212 SH SOLE 0 25212 0 GILEAD SCIENCES INC COM 375558103 279 3625 SH SOLE 0 3625 0 STARBUCKS CORP COM 855244109 5341 72572 SH SOLE 0 72572 0 VALERO ENERGY CORP COM 91913Y100 3335 56706 SH SOLE 0 56706 0 VERIZON COMMUNICATIONS INC COM 92343V104 8874 160958 SH SOLE 0 160958 0 CONSTELLATION BRANDS INC CL A 21036P108 3372 19276 SH SOLE 0 19276 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1099 10265 SH SOLE 0 10265 0 ISHARES TR S&P 500 GRWT ETF 464287309 4658 22450 SH SOLE 0 22450 0 PHILIP MORRIS INTL INC COM 718172109 1360 19419 SH SOLE 0 19419 0 GOLDMAN SACHS GROUP INC COM 38141G104 3915 19813 SH SOLE 0 19813 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 381 3218 SH SOLE 0 3218 0 CABOT MICROELECTRONICS CORP COM 12709P103 8237 59031 SH SOLE 0 59031 0 ABBOTT LABS COM 002824100 8899 97333 SH SOLE 0 97333 0 MICRON TECHNOLOGY INC COM 595112103 2597 50409 SH SOLE 0 50409 0 MICROSOFT CORP COM 594918104 30781 151250 SH SOLE 0 151250 0 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 7009 294994 SH SOLE 0 294994 0 OMNICOM GROUP INC COM 681919106 235 4305 SH SOLE 0 4305 0 VANGUARD INDEX FDS GROWTH ETF 922908736 364 1800 SH SOLE 0 1800 0 PROCTER AND GAMBLE CO COM 742718109 10884 91030 SH SOLE 0 91030 0 ISHARES TR CORE S&P SCP ETF 464287804 1036 15166 SH SOLE 0 15166 0 PEPSICO INC COM 713448108 7311 55280 SH SOLE 0 55280 0 SERVICENOW INC COM 81762P102 1712 4226 SH SOLE 0 4226 0 VANGUARD INDEX FDS MID CAP ETF 922908629 212 1295 SH SOLE 0 1295 0 ISHARES TR IBOXX INV CP ETF 464287242 221 1640 SH SOLE 0 1640 0 WALMART INC COM 931142103 699 5835 SH SOLE 0 5835 0 UNILEVER PLC SPON ADR NEW 904767704 3979 72498 SH SOLE 0 72498 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1013 23470 SH SOLE 0 23470 0 AT&T INC COM 00206R102 1051 34756 SH SOLE 0 34756 0 TARGET CORP COM 87612E106 7249 60444 SH SOLE 0 60444 0 PELOTON INTERACTIVE INC CL A COM 70614W100 1317 22800 SH SOLE 0 22800 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 745 52750 SH SOLE 0 52750 0 NEXPOINT RESIDENTIAL TR INC COM 65341D102 8307 234991 SH SOLE 0 234991 0 BLACKROCK 2022 GLOBAL INCOME COM 09258P104 192 23000 SH SOLE 0 23000 0 DOMINION ENERGY INC COM 25746U109 4453 54848 SH SOLE 0 54848 0 NUVEEN MUN VALUE FD INC COM 670928100 294 28800 SH SOLE 0 28800 0 BOEING CO COM 097023105 4962 27068 SH SOLE 0 27068 0 EXELON CORP COM 30161N101 1852 51020 SH SOLE 0 51020 0 BHP GROUP LTD SPONSORED ADS 088606108 646 13000 SH SOLE 0 13000 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 555 9830 SH SOLE 0 9830 0 OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 201 49000 SH SOLE 0 49000 0