0001085146-20-001853.txt : 20200722
0001085146-20-001853.hdr.sgml : 20200722
20200722165410
ACCESSION NUMBER: 0001085146-20-001853
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200722
DATE AS OF CHANGE: 20200722
EFFECTIVENESS DATE: 20200722
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Narwhal Capital Management
CENTRAL INDEX KEY: 0001461287
IRS NUMBER: 202969572
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1208
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13509
FILM NUMBER: 201041944
BUSINESS ADDRESS:
STREET 1: 531 ROSELANE STREET
STREET 2: SUITE 420
CITY: MARIETTA
STATE: GA
ZIP: 30060
BUSINESS PHONE: 770-344-0172
MAIL ADDRESS:
STREET 1: 531 ROSELANE STREET
STREET 2: SUITE 420
CITY: MARIETTA
STATE: GA
ZIP: 30060
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001461287
XXXXXXXX
06-30-2020
06-30-2020
false
Narwhal Capital Management
531 Roselane Street
Suite 420
MARIETTA
GA
30060
13F HOLDINGS REPORT
028-13509
N
Andrew Hall
Chief Compliance Officer
770-344-0172
/s/ Andrew Hall
Marietta
GA
07-21-2020
0
137
577281
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
PENN NATL GAMING INC
COM
707569109
334
10945
SH
SOLE
0
10945
0
ISHARES TR
MSCI EMG MKT ETF
464287234
552
13795
SH
SOLE
0
13795
0
SOUTHWEST AIRLS CO
COM
844741108
1278
37395
SH
SOLE
0
37395
0
NUVEEN SELECT MAT MUN FD
SH BEN INT
67061T101
238
23275
SH
SOLE
0
23275
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
1154
14697
SH
SOLE
0
14697
0
WELLS FARGO CO NEW
COM
949746101
1216
47494
SH
SOLE
0
47494
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
291
7345
SH
SOLE
0
7345
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
381
2935
SH
SOLE
0
2935
0
WHOLE EARTH BRANDS INC
COM CL A
96684W100
404
50100
SH
SOLE
0
50100
0
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
468
3877
SH
SOLE
0
3877
0
PIONEER MUN HIGH INCOME ADVA
COM
723762100
1171
111401
SH
SOLE
0
111401
0
JOHNSON & JOHNSON
COM
478160104
10332
73469
SH
SOLE
0
73469
0
DIAGEO P L C
SPON ADR NEW
25243Q205
6382
47487
SH
SOLE
0
47487
0
ORACLE CORP
COM
68389X105
1946
35207
SH
SOLE
0
35207
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
393
4128
SH
SOLE
0
4128
0
NIKOLA CORP
*W EXP 06/03/202
654110113
2545
76650
SH
SOLE
0
76650
0
ISHARES TR
RUS 1000 GRW ETF
464287614
4339
22603
SH
SOLE
0
22603
0
INTEL CORP
COM
458140100
12278
205221
SH
SOLE
0
205221
0
NEXTERA ENERGY INC
COM
65339F101
5521
22988
SH
SOLE
0
22988
0
FIRST TR SR FLOATING RATE 20
COM SHS
33740K101
167
20195
SH
SOLE
0
20195
0
INVESCO EXCHANGE-TRADED FD T
S&P 500 REVENUE
46138G698
341
6661
SH
SOLE
0
6661
0
AMGEN INC
COM
031162100
1908
8088
SH
SOLE
0
8088
0
MERCK & CO. INC
COM
58933Y105
4587
59322
SH
SOLE
0
59322
0
NORTHROP GRUMMAN CORP
COM
666807102
7989
25987
SH
SOLE
0
25987
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
6297
102189
SH
SOLE
0
102189
0
ADOBE INC
COM
00724F101
6546
15038
SH
SOLE
0
15038
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
342
6796
SH
SOLE
0
6796
0
SPDR GOLD TR
GOLD SHS
78463V107
4795
28651
SH
SOLE
0
28651
0
COMCAST CORP NEW
CL A
20030N101
5174
132723
SH
SOLE
0
132723
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
733
30430
SH
SOLE
0
30430
0
INVESCO QQQ TR
UNIT SER 1
46090E103
1828
7384
SH
SOLE
0
7384
0
FUSION ACQUISITION CORP
UNIT 99/99/9999
36118H204
553
54475
SH
SOLE
0
54475
0
VANGUARD INDEX FDS
VALUE ETF
922908744
349
3502
SH
SOLE
0
3502
0
CISCO SYS INC
COM
17275R102
7309
156716
SH
SOLE
0
156716
0
SPDR SER TR
S&P DIVID ETF
78464A763
1867
20470
SH
SOLE
0
20470
0
QUALCOMM INC
COM
747525103
1539
16870
SH
SOLE
0
16870
0
CVS HEALTH CORP
COM
126650100
4038
62151
SH
SOLE
0
62151
0
BLACKSTONE GROUP INC
COM CL A
09260D107
2599
45875
SH
SOLE
0
45875
0
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
2633
153614
SH
SOLE
0
153614
0
GENERAL ELECTRIC CO
COM
369604103
74
10765
SH
SOLE
0
10765
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
194
13171
SH
SOLE
0
13171
0
GENERAL DYNAMICS CORP
COM
369550108
3703
24774
SH
SOLE
0
24774
0
HOME DEPOT INC
COM
437076102
9796
39104
SH
SOLE
0
39104
0
CHEVRON CORP NEW
COM
166764100
2869
32150
SH
SOLE
0
32150
0
FLYING EAGLE ACQUISITION COR
*W EXP 02/26/202
34407Y111
32
10670
SH
SOLE
0
10670
0
UNITEDHEALTH GROUP INC
COM
91324P102
11955
40533
SH
SOLE
0
40533
0
VULCAN MATLS CO
COM
929160109
24427
210850
SH
SOLE
0
210850
0
CIGNA CORP NEW
COM
125523100
783
4175
SH
SOLE
0
4175
0
KIMBERLY CLARK CORP
COM
494368103
4839
34232
SH
SOLE
0
34232
0
BLACKROCK INC
COM
09247X101
10815
19878
SH
SOLE
0
19878
0
AMERICAN EXPRESS CO
COM
025816109
5926
62250
SH
SOLE
0
62250
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
1387
84500
SH
SOLE
0
84500
0
BK OF AMERICA CORP
COM
060505104
782
32930
SH
SOLE
0
32930
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
400
4000
SH
SOLE
0
4000
0
ISHARES TR
CORE S&P500 ETF
464287200
44408
143395
SH
SOLE
0
143395
0
BLACKROCK MUN 2020 TERM TR
COM SHS
09249X109
246
16382
SH
SOLE
0
16382
0
ALPHABET INC
CAP STK CL C
02079K107
22086
15624
SH
SOLE
0
15624
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
3041
29101
SH
SOLE
0
29101
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1337
5
SH
SOLE
0
5
0
JPMORGAN CHASE & CO
COM
46625H100
11287
119998
SH
SOLE
0
119998
0
DISNEY WALT CO
COM DISNEY
254687106
6497
58260
SH
SOLE
0
58260
0
ANTHEM INC
COM
036752103
3753
14272
SH
SOLE
0
14272
0
APPLE INC
COM
037833100
30754
84305
SH
SOLE
0
84305
0
DELTA AIR LINES INC DEL
COM NEW
247361702
642
22900
SH
SOLE
0
22900
0
LAUDER ESTEE COS INC
CL A
518439104
585
3100
SH
SOLE
0
3100
0
ISHARES TR
S&P 500 VAL ETF
464287408
12643
116837
SH
SOLE
0
116837
0
EXXON MOBIL CORP
COM
30231G102
3464
77462
SH
SOLE
0
77462
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
56
10382
SH
SOLE
0
10382
0
WHOLE EARTH BRANDS INC
*W EXP 06/25/202
96684W126
1119
981976
SH
SOLE
0
981976
0
HCA HEALTHCARE INC
COM
40412C101
400
4121
SH
SOLE
0
4121
0
ENTERGY CORP NEW
COM
29364G103
657
7000
SH
SOLE
0
7000
0
ISHARES TR
US HLTHCARE ETF
464287762
248
1150
SH
SOLE
0
1150
0
OAKTREE ACQUISITION CORP
SHS CL A
G67145105
213
20900
SH
SOLE
0
20900
0
CITIGROUP INC
COM NEW
172967424
4635
90695
SH
SOLE
0
90695
0
GENERAL MLS INC
COM
370334104
814
13200
SH
SOLE
0
13200
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
2307
38069
SH
SOLE
0
38069
0
ISHARES GOLD TRUST
ISHARES
464285105
15091
888242
SH
SOLE
0
888242
0
KANSAS CITY SOUTHERN
COM NEW
485170302
6531
43747
SH
SOLE
0
43747
0
MARKEL CORP
COM
570535104
254
275
SH
SOLE
0
275
0
KINDER MORGAN INC DEL
COM
49456B101
1088
71688
SH
SOLE
0
71688
0
ALTRIA GROUP INC
COM
02209S103
1031
26262
SH
SOLE
0
26262
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
242
1358
SH
SOLE
0
1358
0
NVIDIA CORPORATION
COM
67066G104
3189
8394
SH
SOLE
0
8394
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
2093
8117
SH
SOLE
0
8117
0
AMAZON COM INC
COM
023135106
17069
6187
SH
SOLE
0
6187
0
FACEBOOK INC
CL A
30303M102
5810
25585
SH
SOLE
0
25585
0
ISHARES TR
SELECT DIVID ETF
464287168
1777
22019
SH
SOLE
0
22019
0
SKYWORKS SOLUTIONS INC
COM
83088M102
1541
12050
SH
SOLE
0
12050
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
588
32371
SH
SOLE
0
32371
0
DRAFTKINGS INC
COM CL A
26142R104
2939
88353
SH
SOLE
0
88353
0
NOVARTIS AG
SPONSORED ADR
66987V109
7787
89157
SH
SOLE
0
89157
0
VISA INC
COM CL A
92826C839
738
3820
SH
SOLE
0
3820
0
SOCIAL CAP HDOSPHIA HLDG CO
UNIT 99/99/9999
G8250T117
407
32375
SH
SOLE
0
32375
0
NXP SEMICONDUCTORS N V
COM
N6596X109
843
7390
SH
SOLE
0
7390
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
1555
9164
SH
SOLE
0
9164
0
PFIZER INC
COM
717081103
5813
177762
SH
SOLE
0
177762
0
OAKTREE ACQUISITION CORP
*W EXP 99/99/999
G67145113
77
58500
SH
SOLE
0
58500
0
LOCKHEED MARTIN CORP
COM
539830109
9200
25212
SH
SOLE
0
25212
0
GILEAD SCIENCES INC
COM
375558103
279
3625
SH
SOLE
0
3625
0
STARBUCKS CORP
COM
855244109
5341
72572
SH
SOLE
0
72572
0
VALERO ENERGY CORP
COM
91913Y100
3335
56706
SH
SOLE
0
56706
0
VERIZON COMMUNICATIONS INC
COM
92343V104
8874
160958
SH
SOLE
0
160958
0
CONSTELLATION BRANDS INC
CL A
21036P108
3372
19276
SH
SOLE
0
19276
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
1099
10265
SH
SOLE
0
10265
0
ISHARES TR
S&P 500 GRWT ETF
464287309
4658
22450
SH
SOLE
0
22450
0
PHILIP MORRIS INTL INC
COM
718172109
1360
19419
SH
SOLE
0
19419
0
GOLDMAN SACHS GROUP INC
COM
38141G104
3915
19813
SH
SOLE
0
19813
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
381
3218
SH
SOLE
0
3218
0
CABOT MICROELECTRONICS CORP
COM
12709P103
8237
59031
SH
SOLE
0
59031
0
ABBOTT LABS
COM
002824100
8899
97333
SH
SOLE
0
97333
0
MICRON TECHNOLOGY INC
COM
595112103
2597
50409
SH
SOLE
0
50409
0
MICROSOFT CORP
COM
594918104
30781
151250
SH
SOLE
0
151250
0
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
7009
294994
SH
SOLE
0
294994
0
OMNICOM GROUP INC
COM
681919106
235
4305
SH
SOLE
0
4305
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
364
1800
SH
SOLE
0
1800
0
PROCTER AND GAMBLE CO
COM
742718109
10884
91030
SH
SOLE
0
91030
0
ISHARES TR
CORE S&P SCP ETF
464287804
1036
15166
SH
SOLE
0
15166
0
PEPSICO INC
COM
713448108
7311
55280
SH
SOLE
0
55280
0
SERVICENOW INC
COM
81762P102
1712
4226
SH
SOLE
0
4226
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
212
1295
SH
SOLE
0
1295
0
ISHARES TR
IBOXX INV CP ETF
464287242
221
1640
SH
SOLE
0
1640
0
WALMART INC
COM
931142103
699
5835
SH
SOLE
0
5835
0
UNILEVER PLC
SPON ADR NEW
904767704
3979
72498
SH
SOLE
0
72498
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1013
23470
SH
SOLE
0
23470
0
AT&T INC
COM
00206R102
1051
34756
SH
SOLE
0
34756
0
TARGET CORP
COM
87612E106
7249
60444
SH
SOLE
0
60444
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
1317
22800
SH
SOLE
0
22800
0
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
745
52750
SH
SOLE
0
52750
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
8307
234991
SH
SOLE
0
234991
0
BLACKROCK 2022 GLOBAL INCOME
COM
09258P104
192
23000
SH
SOLE
0
23000
0
DOMINION ENERGY INC
COM
25746U109
4453
54848
SH
SOLE
0
54848
0
NUVEEN MUN VALUE FD INC
COM
670928100
294
28800
SH
SOLE
0
28800
0
BOEING CO
COM
097023105
4962
27068
SH
SOLE
0
27068
0
EXELON CORP
COM
30161N101
1852
51020
SH
SOLE
0
51020
0
BHP GROUP LTD
SPONSORED ADS
088606108
646
13000
SH
SOLE
0
13000
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
555
9830
SH
SOLE
0
9830
0
OPES ACQUISITION CORP
*W EXP 03/13/202
68373P118
201
49000
SH
SOLE
0
49000
0