0001085146-19-002005.txt : 20190730 0001085146-19-002005.hdr.sgml : 20190730 20190730170942 ACCESSION NUMBER: 0001085146-19-002005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190730 DATE AS OF CHANGE: 20190730 EFFECTIVENESS DATE: 20190730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Narwhal Capital Management CENTRAL INDEX KEY: 0001461287 IRS NUMBER: 202969572 STATE OF INCORPORATION: GA FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13509 FILM NUMBER: 19986367 BUSINESS ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 BUSINESS PHONE: 770-344-0172 MAIL ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001461287 XXXXXXXX 06-30-2019 06-30-2019 false Narwhal Capital Management
531 ROSELANE STREET SUITE 420 MARIETTA GA 30060
13F HOLDINGS REPORT 028-13509 N
Andrew Hall Chief Compliance Officer 770-344-0172 /s/ Andrew Hall Marietta GA 07-30-2019 0 134 483278
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 5342 63517 SH SOLE 0 63517 0 ADOBE INC COM 00724f101 2172 7370 SH SOLE 0 7370 0 ALCON INC ORD SHS H01301128 212 3410 SH SOLE 0 3410 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609w102 1601 9447 SH SOLE 0 9447 0 ALPHABET INC CAP STK CL C 02079k107 16436 15206 SH SOLE 0 15206 0 ALTRIA GROUP INC COM 02209s103 2873 60666 SH SOLE 0 60666 0 AMAZON COM INC COM 023135106 7035 3715 SH SOLE 0 3715 0 AMERICAN EXPRESS CO COM 025816109 4059 32886 SH SOLE 0 32886 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 123 10069 SH SOLE 0 10069 0 AMERICAN INTL GROUP INC COM NEW 026874784 2349 44096 SH SOLE 0 44096 0 AMGEN INC COM 031162100 864 4689 SH SOLE 0 4689 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524a108 2964 33490 SH SOLE 0 33490 0 ANNALY CAP MGMT INC COM 035710409 3055 334578 SH SOLE 0 334578 0 ANTHEM INC COM 036752103 5061 17935 SH SOLE 0 17935 0 APPLE INC COM 037833100 17026 86026 SH SOLE 0 86026 0 AT&T INC COM 00206r102 3358 100204 SH SOLE 0 100204 0 BANK AMER CORP COM 060505104 602 20754 SH SOLE 0 20754 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1910 6 SH SOLE 0 6 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 325 1524 SH SOLE 0 1524 0 BHP GROUP LTD SPONSORED ADS 088606108 1685 29000 SH SOLE 0 29000 0 BLACKROCK CR ALLCTN INC TR COM 092508100 156 11998 SH SOLE 0 11998 0 BLACKROCK INC COM 09247x101 3510 7479 SH SOLE 0 7479 0 BLACKROCK INCOME TR INC COM 09247F100 92 15200 SH SOLE 0 15200 0 BLACKROCK MUN 2020 TERM TR COM SHS 09249x109 261 17332 SH SOLE 0 17332 0 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257p105 5971 257032 SH SOLE 0 257032 0 BLACKROCK MUNIASSETS FD INC COM 09254j102 161 10149 SH SOLE 0 10149 0 BLACKSTONE GROUP L P COM UNIT LTD 09253u108 4744 106805 SH SOLE 0 106805 0 BLACKSTONE MTG TR INC COM CL A 09257w100 513 14430 SH SOLE 0 14430 0 BOEING CO COM 097023105 9490 26070 SH SOLE 0 26070 0 CABOT MICROELECTRONICS CORP COM 12709p103 5412 49168 SH SOLE 0 49168 0 CEMEX SAB DE CV SPON ADR NEW 151290889 317 74852 SH SOLE 0 74852 0 CHEVRON CORP NEW COM 166764100 3298 26502 SH SOLE 0 26502 0 CISCO SYS INC COM 17275r102 8090 147808 SH SOLE 0 147808 0 CITIGROUP INC COM NEW 172967424 9333 133266 SH SOLE 0 133266 0 COMCAST CORP NEW CL A 20030n101 7092 167744 SH SOLE 0 167744 0 CVS HEALTH CORP COM 126650100 3637 66752 SH SOLE 0 66752 0 DIAGEO P L C SPON ADR NEW 25243q205 6280 36443 SH SOLE 0 36443 0 DISCOVER FINL SVCS COM 254709108 1140 14690 SH SOLE 0 14690 0 DISNEY WALT CO COM DISNEY 254687106 7615 54531 SH SOLE 0 54531 0 DOMINION ENERGY INC COM 25746u109 3564 46100 SH SOLE 0 46100 0 ENTERGY CORP NEW COM 29364g103 721 7000 SH SOLE 0 7000 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2572 89076 SH SOLE 0 89076 0 EXELON CORP COM 30161n101 3157 65860 SH SOLE 0 65860 0 EXXON MOBIL CORP COM 30231g102 5994 78226 SH SOLE 0 78226 0 FACEBOOK INC CL A 30303m102 3021 15651 SH SOLE 0 15651 0 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 149 16690 SH SOLE 0 16690 0 FORD MTR CO DEL COM 345370860 1347 131700 SH SOLE 0 131700 0 GENERAL DYNAMICS CORP COM 369550108 6461 35535 SH SOLE 0 35535 0 GENERAL ELECTRIC CO COM 369604103 85 8141 SH SOLE 0 8141 0 GENERAL ELECTRIC CO COM 369604103 113 156500 SH Call SOLE 0 156500 0 GENERAL MLS INC COM 370334104 817 15550 SH SOLE 0 15550 0 GENERAL MTRS CO COM 37045v100 1886 48940 SH SOLE 0 48940 0 GILEAD SCIENCES INC COM 375558103 1887 27935 SH SOLE 0 27935 0 GOLDMAN SACHS GROUP INC COM 38141g104 4195 20502 SH SOLE 0 20502 0 HCA HEALTHCARE INC COM 40412c101 954 7061 SH SOLE 0 7061 0 HOME DEPOT INC COM 437076102 4857 23356 SH SOLE 0 23356 0 INTEL CORP COM 458140100 7952 166120 SH SOLE 0 166120 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1713 12421 SH SOLE 0 12421 0 INVESCO QQQ TR UNIT SER 1 46090E103 1400 7499 SH SOLE 0 7499 0 ISHARES GOLD TRUST ISHARES 464285105 9940 736305 SH SOLE 0 736305 0 ISHARES TR CORE S&P SCP ETF 464287804 1299 16590 SH SOLE 0 16590 0 ISHARES TR CORE S&P500 ETF 464287200 32534 110378 SH SOLE 0 110378 0 ISHARES TR EAFE VALUE ETF 464288877 695 14456 SH SOLE 0 14456 0 ISHARES TR IBOXX INV CP ETF 464287242 244 1961 SH SOLE 0 1961 0 ISHARES TR INTL SEL DIV ETF 464288448 422 13745 SH SOLE 0 13745 0 ISHARES TR MSCI EMG MKT ETF 464287234 668 15564 SH SOLE 0 15564 0 ISHARES TR MSCI INDIA ETF 46429B598 401 11369 SH SOLE 0 11369 0 ISHARES TR RUS 1000 GRW ETF 464287614 2665 16938 SH SOLE 0 16938 0 ISHARES TR RUS MID CAP ETF 464287499 397 7103 SH SOLE 0 7103 0 ISHARES TR RUSSELL 2000 ETF 464287655 239 1540 SH SOLE 0 1540 0 ISHARES TR S&P 500 VAL ETF 464287408 10824 92855 SH SOLE 0 92855 0 ISHARES TR S&P MC 400VL ETF 464287705 203 1276 SH SOLE 0 1276 0 ISHARES TR SELECT DIVID ETF 464287168 1859 18669 SH SOLE 0 18669 0 ISHARES TR US HLTHCARE ETF 464287762 225 1150 SH SOLE 0 1150 0 JOHNSON & JOHNSON COM 478160104 7782 55873 SH SOLE 0 55873 0 JOHNSON CTLS INTL PLC SHS g51502105 1168 28275 SH SOLE 0 28275 0 JPMORGAN CHASE & CO COM 46625h100 11204 100215 SH SOLE 0 100215 0 KANSAS CITY SOUTHERN COM NEW 485170302 4233 34749 SH SOLE 0 34749 0 KINDER MORGAN INC DEL COM 49456b101 2583 123688 SH SOLE 0 123688 0 LOCKHEED MARTIN CORP COM 539830109 6580 18100 SH SOLE 0 18100 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1878 29350 SH SOLE 0 29350 0 MARKEL CORP COM 570535104 300 275 SH SOLE 0 275 0 MAXIM INTEGRATED PRODS INC COM 57772K101 3278 54790 SH SOLE 0 54790 0 MERCK & CO INC COM 58933y105 5656 67452 SH SOLE 0 67452 0 METLIFE INC COM 59156r108 1411 28400 SH SOLE 0 28400 0 MICROSOFT CORP COM 594918104 18155 135523 SH SOLE 0 135523 0 MID AMER APT CMNTYS INC COM 59522J103 495 4200 SH SOLE 0 4200 0 MOLSON COORS BREWING CO CL B 60871r209 1400 24996 SH SOLE 0 24996 0 NEXPOINT RESIDENTIAL TR INC COM 65341d102 3525 85150 SH SOLE 0 85150 0 NEXTERA ENERGY INC COM 65339f101 1501 7329 SH SOLE 0 7329 0 NORTHROP GRUMMAN CORP COM 666807102 6805 21060 SH SOLE 0 21060 0 NOVARTIS A G SPONSORED ADR 66987v109 6145 67299 SH SOLE 0 67299 0 NUVEEN MUN VALUE FD INC COM 670928100 527 51775 SH SOLE 0 51775 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070x101 713 45260 SH SOLE 0 45260 0 NUVEEN SELECT MAT MUN FD SH BEN INT 67061t101 270 25904 SH SOLE 0 25904 0 NVIDIA CORP COM 67066G104 268 1633 SH SOLE 0 1633 0 NXP SEMICONDUCTORS N V COM n6596x109 1755 17980 SH SOLE 0 17980 0 OMNICOM GROUP INC COM 681919106 353 4305 SH SOLE 0 4305 0 ORACLE CORP COM 68389x105 1660 29141 SH SOLE 0 29141 0 PEPSICO INC COM 713448108 5249 40028 SH SOLE 0 40028 0 PFIZER INC COM 717081103 8020 185143 SH SOLE 0 185143 0 PHILIP MORRIS INTL INC COM 718172109 1572 20014 SH SOLE 0 20014 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 489 20075 SH SOLE 0 20075 0 PROCTER AND GAMBLE CO COM 742718109 8371 76344 SH SOLE 0 76344 0 QUALCOMM INC COM 747525103 1506 19800 SH SOLE 0 19800 0 RAYTHEON CO COM NEW 755111507 6476 37242 SH SOLE 0 37242 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 1477 259955 SH SOLE 0 259955 0 SELECT SECTOR SPDR TR ENERGY 81369y506 1151 18073 SH SOLE 0 18073 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369y886 545 9148 SH SOLE 0 9148 0 SKYWORKS SOLUTIONS INC COM 83088m102 3740 48406 SH SOLE 0 48406 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467x109 2477 9317 SH SOLE 0 9317 0 SPDR GOLD TRUST GOLD SHS 78463v107 3568 26786 SH SOLE 0 26786 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 281 7143 SH SOLE 0 7143 0 STARBUCKS CORP COM 855244109 4851 57863 SH SOLE 0 57863 0 TARGET CORP COM 87612E106 2857 32992 SH SOLE 0 32992 0 TEMPLETON GLOBAL INCOME FD COM 880198106 65 10224 SH SOLE 0 10224 0 UNILEVER PLC SPON ADR NEW 904767704 6402 103303 SH SOLE 0 103303 0 UNITED TECHNOLOGIES CORP COM 913017109 2218 17033 SH SOLE 0 17033 0 UNITEDHEALTH GROUP INC COM 91324p102 9452 38737 SH SOLE 0 38737 0 VALERO ENERGY CORP NEW COM 91913y100 3528 41208 SH SOLE 0 41208 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 595 5018 SH SOLE 0 5018 0 VANGUARD INDEX FDS GROWTH ETF 922908736 294 1800 SH SOLE 0 1800 0 VANGUARD INDEX FDS MID CAP ETF 922908629 249 1489 SH SOLE 0 1489 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 829 9481 SH SOLE 0 9481 0 VANGUARD INDEX FDS VALUE ETF 922908744 447 4027 SH SOLE 0 4027 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1857 43666 SH SOLE 0 43666 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 752 13695 SH SOLE 0 13695 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206c870 362 4025 SH SOLE 0 4025 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 432 2965 SH SOLE 0 2965 0 VENTAS INC COM 92276f100 1582 23150 SH SOLE 0 23150 0 VERIZON COMMUNICATIONS INC COM 92343v104 5091 89104 SH SOLE 0 89104 0 VULCAN MATLS CO COM 929160109 30004 218511 SH SOLE 0 218511 0 WALMART INC COM 931142103 649 5870 SH SOLE 0 5870 0 WELLS FARGO CO NEW COM 949746101 4571 96591 SH SOLE 0 96591 0