0001085146-18-002373.txt : 20181023 0001085146-18-002373.hdr.sgml : 20181023 20181022184638 ACCESSION NUMBER: 0001085146-18-002373 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181023 DATE AS OF CHANGE: 20181022 EFFECTIVENESS DATE: 20181023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Narwhal Capital Management CENTRAL INDEX KEY: 0001461287 IRS NUMBER: 202969572 STATE OF INCORPORATION: GA FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13509 FILM NUMBER: 181133022 BUSINESS ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 BUSINESS PHONE: 770-344-0172 MAIL ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001461287 XXXXXXXX 09-30-2018 09-30-2018 false Narwhal Capital Management

531 ROSELANE STREET SUITE 420 MARIETTA GA 30060

13F HOLDINGS REPORT 028-13509 N Andrew Hall 770-344-0172 /s/ Andrew Hall Marietta GA 10-19-2018 0 142 453329 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 4586 62520 SH SOLE 0 62520 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609w102 1565 9497 SH SOLE 0 9497 0 ALPHABET INC CAP STK CL C 02079k107 18206 15255 SH SOLE 0 15255 0 ALTRIA GROUP INC COM 02209s103 2522 41822 SH SOLE 0 41822 0 AMAZON COM INC COM 023135106 5689 2840 SH SOLE 0 2840 0 AMERICAN EXPRESS CO COM 025816109 3401 31941 SH SOLE 0 31941 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 147 10069 SH SOLE 0 10069 0 AMERICAN INTL GROUP INC COM NEW 026874784 4786 89896 SH SOLE 0 89896 0 AMGEN INC COM 031162100 827 3991 SH SOLE 0 3991 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524a108 1383 15790 SH SOLE 0 15790 0 ANNALY CAP MGMT INC COM 035710409 2970 290300 SH SOLE 0 290300 0 ANTHEM INC COM 036752103 5292 19310 SH SOLE 0 19310 0 APPLE INC COM 037833100 18952 83956 SH SOLE 0 83956 0 AT&T INC COM 00206r102 2992 89109 SH SOLE 0 89109 0 BAIDU INC SPON ADR REP A 056752108 1166 5100 SH SOLE 0 5100 0 BANK AMER CORP *W EXP 01/16/201 060505146 962 54000 SH SOLE 0 54000 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1920 6 SH SOLE 0 6 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 290 1355 SH SOLE 0 1355 0 BHP BILLITON LTD SPONSORED ADR 088606108 1448 29060 SH SOLE 0 29060 0 BLACKROCK CR ALLCTN INC TR COM 092508100 155 12687 SH SOLE 0 12687 0 BLACKROCK INC COM 09247x101 2680 5687 SH SOLE 0 5687 0 BLACKROCK MUN 2020 TERM TR COM SHS 09249x109 258 17398 SH SOLE 0 17398 0 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257p105 4628 223454 SH SOLE 0 223454 0 BLACKROCK MUNI 2018 TERM TR COM 09248c106 239 15859 SH SOLE 0 15859 0 BLACKROCK MUNIASSETS FD INC COM 09254j102 1270 97885 SH SOLE 0 97885 0 BLACKSTONE GROUP L P COM UNIT LTD 09253u108 4524 118805 SH SOLE 0 118805 0 BLACKSTONE MTG TR INC COM CL A 09257w100 504 15055 SH SOLE 0 15055 0 BOEING CO COM 097023105 6899 18550 SH SOLE 0 18550 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 820 22970 SH SOLE 0 22970 0 CABOT MICROELECTRONICS CORP COM 12709p103 4655 45120 SH SOLE 0 45120 0 CEMEX SAB DE CV SPON ADR NEW 151290889 1064 151110 SH SOLE 0 151110 0 CHEVRON CORP NEW COM 166764100 3338 27295 SH SOLE 0 27295 0 CIGNA CORPORATION COM 125509109 3126 15012 SH SOLE 0 15012 0 CISCO SYS INC COM 17275r102 7707 158423 SH SOLE 0 158423 0 CITIGROUP INC COM NEW 172967424 9570 133396 SH SOLE 0 133396 0 COMCAST CORP NEW CL A 20030n101 6090 171980 SH SOLE 0 171980 0 COUSINS PPTYS INC COM 222795106 2131 239710 SH SOLE 0 239710 0 CVS HEALTH CORP COM 126650100 2173 27610 SH SOLE 0 27610 0 DIAGEO P L C SPON ADR NEW 25243q205 5128 36200 SH SOLE 0 36200 0 DISCOVER FINL SVCS COM 254709108 2155 28184 SH SOLE 0 28184 0 DISNEY WALT CO COM DISNEY 254687106 4937 42218 SH SOLE 0 42218 0 DOMINION ENERGY INC COM 25746u109 3173 45155 SH SOLE 0 45155 0 ENTERGY CORP NEW COM 29364g103 649 8000 SH SOLE 0 8000 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2542 88480 SH SOLE 0 88480 0 ETFS GOLD TR SHS 26922y105 1699 14768 SH SOLE 0 14768 0 EXELON CORP COM 30161n101 2969 67995 SH SOLE 0 67995 0 EXXON MOBIL CORP COM 30231g102 6762 79540 SH SOLE 0 79540 0 FACEBOOK INC CL A 30303m102 3173 19292 SH SOLE 0 19292 0 FORD MTR CO DEL COM PAR $0.01 345370860 1288 139205 SH SOLE 0 139205 0 GENERAL DYNAMICS CORP COM 369550108 7850 38345 SH SOLE 0 38345 0 GENERAL ELECTRIC CO COM 369604103 2233 197781 SH SOLE 0 197781 0 GENERAL ELECTRIC CO COM 369604103 24 61500 SH Call SOLE 0 61500 0 GENERAL MLS INC COM 370334104 567 13200 SH SOLE 0 13200 0 GENERAL MTRS CO COM 37045v100 1256 37295 SH SOLE 0 37295 0 GILEAD SCIENCES INC COM 375558103 2953 38245 SH SOLE 0 38245 0 GOLDMAN SACHS GROUP INC COM 38141g104 4827 21526 SH SOLE 0 21526 0 GRAPHIC PACKAGING HLDG CO COM 388689101 1622 115770 SH SOLE 0 115770 0 HCA HEALTHCARE INC COM 40412c101 965 6940 SH SOLE 0 6940 0 HOME DEPOT INC COM 437076102 1921 9274 SH SOLE 0 9274 0 INTEL CORP COM 458140100 6711 141915 SH SOLE 0 141915 0 INTERNATIONAL BUSINESS MACHS COM 459200101 569 3761 SH SOLE 0 3761 0 INVESCO QQQ TR UNIT SER 1 46090E103 1368 7363 SH SOLE 0 7363 0 ISHARES GOLD TRUST ISHARES 464285105 8148 712824 SH SOLE 0 712824 0 ISHARES SILVER TRUST ISHARES 46428q109 525 38250 SH SOLE 0 38250 0 ISHARES TR SELECT DIVID ETF 464287168 1862 18669 SH SOLE 0 18669 0 ISHARES TR CORE S&P500 ETF 464287200 14828 50653 SH SOLE 0 50653 0 ISHARES TR MSCI EMG MKT ETF 464287234 620 14452 SH SOLE 0 14452 0 ISHARES TR IBOXX INV CP ETF 464287242 250 2175 SH SOLE 0 2175 0 ISHARES TR S&P 500 VAL ETF 464287408 2274 19630 SH SOLE 0 19630 0 ISHARES TR RUS 1000 GRW ETF 464287614 2929 18780 SH SOLE 0 18780 0 ISHARES TR S&P MC 400VL ETF 464287705 209 1250 SH SOLE 0 1250 0 ISHARES TR US HLTHCARE ETF 464287762 233 1150 SH SOLE 0 1150 0 ISHARES TR CORE S&P SCP ETF 464287804 1680 19257 SH SOLE 0 19257 0 ISHARES TR INTL SEL DIV ETF 464288448 416 12735 SH SOLE 0 12735 0 ISHARES TR EAFE VALUE ETF 464288877 699 13456 SH SOLE 0 13456 0 ISHARES TR MSCI INDIA ETF 46429B598 871 26835 SH SOLE 0 26835 0 JOHNSON & JOHNSON COM 478160104 5352 38736 SH SOLE 0 38736 0 JOHNSON CTLS INTL PLC SHS g51502105 3107 88785 SH SOLE 0 88785 0 JPMORGAN CHASE & CO COM 46625h100 11034 97784 SH SOLE 0 97784 0 KANSAS CITY SOUTHERN COM NEW 485170302 2526 22302 SH SOLE 0 22302 0 KINDER MORGAN INC DEL COM 49456b101 2334 131614 SH SOLE 0 131614 0 LAS VEGAS SANDS CORP COM 517834107 967 16305 SH SOLE 0 16305 0 LOCKHEED MARTIN CORP COM 539830109 4589 13264 SH SOLE 0 13264 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1988 29350 SH SOLE 0 29350 0 MARKEL CORP COM 570535104 1307 1100 SH SOLE 0 1100 0 MAXIM INTEGRATED PRODS INC COM 57772K101 2789 49455 SH SOLE 0 49455 0 MERCK & CO INC COM 58933y105 4835 68158 SH SOLE 0 68158 0 METLIFE INC COM 59156r108 1404 30050 SH SOLE 0 30050 0 MICROSOFT CORP COM 594918104 14089 123187 SH SOLE 0 123187 0 MID AMER APT CMNTYS INC COM 59522J103 478 4770 SH SOLE 0 4770 0 MOLSON COORS BREWING CO CL B 60871r209 2858 46479 SH SOLE 0 46479 0 NEXPOINT RESIDENTIAL TR INC COM 65341d102 2827 85150 SH SOLE 0 85150 0 NEXTERA ENERGY INC COM 65339f101 1068 6373 SH SOLE 0 6373 0 NORTHROP GRUMMAN CORP COM 666807102 6781 21366 SH SOLE 0 21366 0 NOVARTIS A G SPONSORED ADR 66987v109 6283 72917 SH SOLE 0 72917 0 NUVEEN MUN VALUE FD INC COM 670928100 2232 238463 SH SOLE 0 238463 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070x101 681 47279 SH SOLE 0 47279 0 NUVEEN SELECT MAT MUN FD SH BEN INT 67061t101 248 25904 SH SOLE 0 25904 0 NVIDIA CORP COM 67066G104 805 2863 SH SOLE 0 2863 0 NXP SEMICONDUCTORS N V COM n6596x109 2519 29460 SH SOLE 0 29460 0 OCCIDENTAL PETE CORP DEL COM 674599105 2280 27750 SH SOLE 0 27750 0 OMNICOM GROUP INC COM 681919106 293 4305 SH SOLE 0 4305 0 ORACLE CORP COM 68389x105 3455 67013 SH SOLE 0 67013 0 PATTERN ENERGY GROUP INC CL A 70338p100 405 20375 SH SOLE 0 20375 0 PENTAIR PLC SHS g7s00t104 378 8724 SH SOLE 0 8724 0 PEPSICO INC COM 713448108 4983 44567 SH SOLE 0 44567 0 PFIZER INC COM 717081103 8204 186147 SH SOLE 0 186147 0 PHILIP MORRIS INTL INC COM 718172109 2060 25267 SH SOLE 0 25267 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 552 22075 SH SOLE 0 22075 0 PLAYA HOTELS & RESORTS NV SHS N70544106 408 42325 SH SOLE 0 42325 0 PROCTER AND GAMBLE CO COM 742718109 6554 78749 SH SOLE 0 78749 0 QUALCOMM INC COM 747525103 3539 49137 SH SOLE 0 49137 0 RAYTHEON CO COM NEW 755111507 9093 44000 SH SOLE 0 44000 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 1787 273610 SH SOLE 0 273610 0 SCOTTS MIRACLE GRO CO CL A 810186106 557 7070 SH SOLE 0 7070 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 285 3000 SH SOLE 0 3000 0 SELECT SECTOR SPDR TR ENERGY 81369y506 694 9160 SH SOLE 0 9160 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369y886 422 8007 SH SOLE 0 8007 0 SKYWORKS SOLUTIONS INC COM 83088m102 4102 45221 SH SOLE 0 45221 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467x109 2049 7750 SH SOLE 0 7750 0 SPDR GOLD TRUST GOLD SHS 78463v107 2999 26595 SH SOLE 0 26595 0 STARBUCKS CORP COM 855244109 3431 60356 SH SOLE 0 60356 0 TARGET CORP COM 87612E106 1567 17760 SH SOLE 0 17760 0 UNILEVER PLC SPON ADR NEW 904767704 3780 68760 SH SOLE 0 68760 0 UNITED TECHNOLOGIES CORP COM 913017109 2851 20390 SH SOLE 0 20390 0 UNITEDHEALTH GROUP INC COM 91324p102 8804 33094 SH SOLE 0 33094 0 VALERO ENERGY CORP NEW COM 91913y100 3870 34025 SH SOLE 0 34025 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 526 6517 SH SOLE 0 6517 0 VANGUARD INDEX FDS MID CAP ETF 922908629 244 1489 SH SOLE 0 1489 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 615 5018 SH SOLE 0 5018 0 VANGUARD INDEX FDS GROWTH ETF 922908736 451 2800 SH SOLE 0 2800 0 VANGUARD INDEX FDS VALUE ETF 922908744 435 3932 SH SOLE 0 3932 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 407 2505 SH SOLE 0 2505 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1635 39875 SH SOLE 0 39875 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 601 10693 SH SOLE 0 10693 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206c870 317 3795 SH SOLE 0 3795 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 442 2995 SH SOLE 0 2995 0 VENTAS INC COM 92276f100 1282 23570 SH SOLE 0 23570 0 VERIZON COMMUNICATIONS INC COM 92343v104 4819 90261 SH SOLE 0 90261 0 VULCAN MATLS CO COM 929160109 29503 265311 SH SOLE 0 265311 0 WALMART INC COM 931142103 500 5320 SH SOLE 0 5320 0 WELLS FARGO CO NEW COM 949746101 5229 99488 SH SOLE 0 99488 0