0001085146-17-002079.txt : 20171017
0001085146-17-002079.hdr.sgml : 20171017
20171017165944
ACCESSION NUMBER: 0001085146-17-002079
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171017
DATE AS OF CHANGE: 20171017
EFFECTIVENESS DATE: 20171017
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Narwhal Capital Management
CENTRAL INDEX KEY: 0001461287
IRS NUMBER: 202969572
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1208
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13509
FILM NUMBER: 171141122
BUSINESS ADDRESS:
STREET 1: 531 ROSELANE STREET
STREET 2: SUITE 420
CITY: MARIETTA
STATE: GA
ZIP: 30060
BUSINESS PHONE: 770-344-0172
MAIL ADDRESS:
STREET 1: 531 ROSELANE STREET
STREET 2: SUITE 420
CITY: MARIETTA
STATE: GA
ZIP: 30060
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001461287
XXXXXXXX
09-30-2017
09-30-2017
Narwhal Capital Management
531 ROSELANE STREET
SUITE 420
MARIETTA
GA
30060
13F HOLDINGS REPORT
028-13509
N
Andrew Hall
Chief Compliance Officer
770 344-0172
/s/ Andrew Hall
Marietta
GA
10-11-2017
0
147
403488
false
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ALIBABA GROUP HLDG LTDSPONSORED ADS01609w1027944600SHSOLE
460000ALPHABET INCCAP STK CL C02079k1071246012991SHSOLE
1299100ALTRIA GROUP INCCOM02209s103408864460SHSOLE
6446000AMAZON COM INCCOM02313510621022186SHSOLE
218600AMERICAN EXPRESS COCOM025816109341037700SHSOLE
3770000AMERICAN INTL GROUP INCCOM NEW026874784504082092SHSOLE
8209200AMGEN INCCOM031162100345118510SHSOLE
1851000ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524a108428835940SHSOLE
3594000ANNALY CAP MGMT INCCOM0357104092099172160SHSOLE
17216000ANTHEM INCCOM036752103442623310SHSOLE
2331000APPLE INCCOM0378331001010265545SHSOLE
6554500AT&T INCCOM00206r102193349337SHSOLE
4933700BAIDU INCSPON ADR REP A05675210814475840SHSOLE
584000BANK AMER CORP*W EXP 01/16/20106050514671554000SHSOLE
5400000BANK AMER CORP7.25%CNV PFD L060505682599460SHSOLE
46000BERKSHIRE HATHAWAY INC DELCL A08467010816486SHSOLE
600BERKSHIRE HATHAWAY INC DELCL B NEW0846707022941605SHSOLE
160500BHP BILLITON LTDSPONSORED ADR088606108121329940SHSOLE
2994000BLACKROCK CR ALLCTN INC TRCOM09250810024217815SHSOLE
1781500BLACKROCK INCCOM09247x10124775540SHSOLE
554000BLACKROCK MUN 2030 TAR TERMCOM SHS BEN IN09257p105200188259SHSOLE
8825900BLACKROCK MUNI 2018 TERM TRCOM09248c10629919887SHSOLE
1988700BLACKROCK MUNIASSETS FD INCCOM09254j1022079137837SHSOLE
13783700BLACKSTONE GROUP L PCOM UNIT LTD09253u1083462103755SHSOLE
10375500BLACKSTONE MTG TR INCCOM CL A09257w10062820255SHSOLE
2025500BOEING COCOM097023105471618550SHSOLE
1855000BUCKEYE PARTNERS L PUNIT LTD PARTN11823010195516750SHSOLE
1675000CABOT MICROELECTRONICS CORPCOM12709p103294036785SHSOLE
3678500CELGENE CORPCOM15102010412898840SHSOLE
884000CEMEX SAB DE CVSPON ADR NEW15129088985494083SHSOLE
9408300CHEVRON CORP NEWCOM166764100306126050SHSOLE
2605000CIGNA CORPORATIONCOM125509109357119103SHSOLE
1910300CISCO SYS INCCOM17275r1025323158270SHSOLE
15827000CITIGROUP INCCOM NEW1729674248506116940SHSOLE
11694000CITIZENS FINL GROUP INCCOM1746101053228500SHSOLE
850000COMCAST CORP NEWCL A20030n1015431141130SHSOLE
14113000COTY INCCOM CL A22207020372043550SHSOLE
4355000COUSINS PPTYS INCCOM2227951062011215335SHSOLE
21533500CVS HEALTH CORPCOM126650100248630565SHSOLE
3056500D R HORTON INCCOM23331a10941310350SHSOLE
1035000DELL TECHNOLOGIES INCCOM CL V24703l103237130706SHSOLE
3070600DIAGEO P L CSPON ADR NEW25243q205463435075SHSOLE
3507500DISNEY WALT COCOM DISNEY254687106406341220SHSOLE
4122000ENTERGY CORP NEWCOM29364g10382110750SHSOLE
1075000ENTERPRISE PRODS PARTNERS LCOM2937921072772106325SHSOLE
10632500ETFS GOLD TRSHS26922y105173614000SHSOLE
1400000EXELON CORPCOM30161n101301179935SHSOLE
7993500EXXON MOBIL CORPCOM30231g102607174056SHSOLE
7405600FACEBOOK INCCL A30303m102212012406SHSOLE
1240600FEDEX CORPCOM31428x1062371050SHSOLE
105000FORD MTR CO DELCOM PAR $0.013453708602365197560SHSOLE
19756000GENERAL DYNAMICS CORPCOM369550108533925970SHSOLE
2597000GENERAL ELECTRIC COCOM3696041035574230510SHSOLE
23051000GENERAL MTRS COCOM37045v100120929930SHSOLE
2993000GILEAD SCIENCES INCCOM375558103318739330SHSOLE
3933000GOLDMAN SACHS GROUP INCCOM38141g104427518025SHSOLE
1802500GRAMERCY PPTY TRCOM NEW385002308180259575SHSOLE
5957500GRAPHIC PACKAGING HLDG COCOM388689101120786550SHSOLE
8655000HALYARD HEALTH INCCOM40650v10064114225SHSOLE
1422500HCA HEALTHCARE INCCOM40412c101245630855SHSOLE
3085500HOME DEPOT INCCOM43707610215269328SHSOLE
932800INTEL CORPCOM4581401006022158139SHSOLE
15813900INTERNATIONAL BUSINESS MACHSCOM459200101300520715SHSOLE
2071500ISHARES GOLD TRUSTISHARES4642851056754548657SHSOLE
54865700ISHARES SILVER TRUSTISHARES46428q10968043224SHSOLE
4322400ISHARES TRSELECT DIVID ETF464287168174218603SHSOLE
1860300ISHARES TRCORE S&P500 ETF464287200785931072SHSOLE
3107200ISHARES TRMSCI EMG MKT ETF464287234104823383SHSOLE
2338300ISHARES TRIBOXX INV CP ETF4642872422882375SHSOLE
237500ISHARES TRS&P 500 VAL ETF4642874083022800SHSOLE
280000ISHARES TRRUS 1000 GRW ETF464287614262420980SHSOLE
2098000ISHARES TRU.S. UTILITS ETF4642876973062305SHSOLE
230500ISHARES TRCORE S&P SCP ETF464287804160121565SHSOLE
2156500ISHARES TRINTL SEL DIV ETF46428844843012727SHSOLE
1272700ISHARES TRUS AER DEF ETF4642887603742100SHSOLE
210000ISHARES TREAFE VALUE ETF46428887773513456SHSOLE
1345600JOHNSON & JOHNSONCOM478160104553342557SHSOLE
4255700JOHNSON CTLS INTL PLCSHSg51502105153938200SHSOLE
3820000JPMORGAN CHASE & COCOM46625h100889993174SHSOLE
9317400KINDER MORGAN INC DELCOM49456b1012180113660SHSOLE
11366000LAS VEGAS SANDS CORPCOM517834107155624250SHSOLE
2425000LOCKHEED MARTIN CORPCOM539830109404313030SHSOLE
1303000MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106215730350SHSOLE
3035000MARKEL CORPCOM57053510414931398SHSOLE
139800MERCK & CO INCCOM58933y105196630710SHSOLE
3071000METLIFE INCCOM59156r108189636500SHSOLE
3650000MICROSOFT CORPCOM5949181049671129830SHSOLE
12983000MOLSON COORS BREWING COCL B60871r20993411445SHSOLE
1144500NEXPOINT RESIDENTIAL TR INCCOM65341d102214990550SHSOLE
9055000NEXTERA ENERGY INCCOM65339f1019676600SHSOLE
660000NIKE INCCL B65410610353810375SHSOLE
1037500NORTHROP GRUMMAN CORPCOM666807102602820950SHSOLE
2095000NOVARTIS A GSPONSORED ADR66987v109456453160SHSOLE
5316000NUVEEN MUN VALUE FD INCCOM6709281002673261013SHSOLE
26101300NUVEEN MUNICIPAL CREDIT INCCOM SH BEN INT67070x101110572674SHSOLE
7267400NUVEEN PFD & INCM OPPORTNYSCOM67073b10616315443SHSOLE
1544300NUVEEN SELECT MAT MUN FDSH BEN INT67061t10125024265SHSOLE
2426500NXP SEMICONDUCTORS N VCOMn6596x109304726945SHSOLE
2694500OCCIDENTAL PETE CORP DELCOM674599105229735780SHSOLE
3578000OMNICOM GROUP INCCOM6819191063194305SHSOLE
430500ORACLE CORPCOM68389x105294660940SHSOLE
6094000ORBITAL ATK INCCOM68557n103478635940SHSOLE
3594000PATTERN ENERGY GROUP INCCL A70338p100182675775SHSOLE
7577500PEPSICO INCCOM713448108382834350SHSOLE
3435000PFIZER INCCOM7170811035847163780SHSOLE
16378000PHILIP MORRIS INTL INCCOM718172109404536440SHSOLE
3644000POWERSHARES QQQ TRUSTUNIT SER 173935a10411587963SHSOLE
796300PROCTER AND GAMBLE COCOM742718109439848345SHSOLE
4834500QUALCOMM INCCOM747525103288355610SHSOLE
5561000RAYTHEON COCOM NEW755111507731939225SHSOLE
3922500ROYAL BK SCOTLAND GROUP PLCSPONS ADR 2 ORD7800976891414194265SHSOLE
19426500SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2092453000SHSOLE
300000SELECT SECTOR SPDR TRENERGY81369y5064456495SHSOLE
649500SKYWORKS SOLUTIONS INCCOM83088m102291428595SHSOLE
2859500SNAP INCCL A83304A10645331150SHSOLE
3115000SPDR DOW JONES INDL AVRG ETFUT SER 178467x10917357750SHSOLE
775000SPDR GOLD TRUSTGOLD SHS78463v107436535900SHSOLE
3590000STARBUCKS CORPCOM855244109121422595SHSOLE
2259500TIME WARNER INCCOM NEW887317303212720765SHSOLE
2076500TJX COS INC NEWCOM872540109119216170SHSOLE
1617000UNILEVER PLCSPON ADR NEW904767704473781735SHSOLE
8173500UNITED TECHNOLOGIES CORPCOM913017109324727975SHSOLE
2797500UNITEDHEALTH GROUP INCCOM91324p102348817809SHSOLE
1780900VALERO ENERGY CORP NEWCOM91913y100277136025SHSOLE
3602500VANGUARD INDEX FDSREIT ETF9229085532142580SHSOLE
258000VANGUARD INDEX FDSMID CAP ETF9229086294663167SHSOLE
316700VANGUARD INDEX FDSLARGE CAP ETF9229086373212778SHSOLE
277800VANGUARD INDEX FDSEXTEND MKT ETF9229086525385018SHSOLE
501800VANGUARD INDEX FDSGROWTH ETF9229087363722800SHSOLE
280000VANGUARD INDEX FDSVALUE ETF9229087443293300SHSOLE
330000VANGUARD INDEX FDSSMALL CP ETF9229087513032145SHSOLE
214500VANGUARD INDEX FDSTOTAL STK MKT9229087693042350SHSOLE
235000VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285844310175SHSOLE
1017500VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF92204287462810763SHSOLE
1076300VANGUARD MALVERN FDSSTRM INFPROIDX9220208054178437SHSOLE
843700VANGUARD SCOTTSDALE FDSINT-TERM CORP92206c870208723713SHSOLE
2371300VANGUARD WORLD FDSCONSUM DIS ETF92204A1083302303SHSOLE
230300VANGUARD WORLD FDSCONSUM STP ETF92204A2073032187SHSOLE
218700VANGUARD WORLD FDSINDUSTRIAL ETF92204A6034093048SHSOLE
304800VANGUARD WORLD FDSUTILITIES ETF92204A8763012579SHSOLE
257900VANGUARD WORLD FDSTELCOMM ETF92204A88493310108SHSOLE
1010800VENTAS INCCOM92276f100206931765SHSOLE
3176500VERIZON COMMUNICATIONS INCCOM92343v1045137103807SHSOLE
10380700VMWARE INCCL A COM9285634024434055SHSOLE
405500VULCAN MATLS COCOM92916010941463346681SHSOLE
34668100WAL-MART STORES INCCOM9311421033434395SHSOLE
439500WELLS FARGO CO NEWCOM949746101490388895SHSOLE
8889500