0001085146-17-002079.txt : 20171017 0001085146-17-002079.hdr.sgml : 20171017 20171017165944 ACCESSION NUMBER: 0001085146-17-002079 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171017 DATE AS OF CHANGE: 20171017 EFFECTIVENESS DATE: 20171017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Narwhal Capital Management CENTRAL INDEX KEY: 0001461287 IRS NUMBER: 202969572 STATE OF INCORPORATION: GA FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13509 FILM NUMBER: 171141122 BUSINESS ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 BUSINESS PHONE: 770-344-0172 MAIL ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001461287 XXXXXXXX 09-30-2017 09-30-2017 Narwhal Capital Management

531 ROSELANE STREET SUITE 420 MARIETTA GA 30060

13F HOLDINGS REPORT 028-13509 N Andrew Hall 770 344-0172 /s/ Andrew Hall Marietta GA 10-11-2017 0 147 403488 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALIBABA GROUP HLDG LTDSPONSORED ADS01609w1027944600SHSOLE 460000ALPHABET INCCAP STK CL C02079k1071246012991SHSOLE 1299100ALTRIA GROUP INCCOM02209s103408864460SHSOLE 6446000AMAZON COM INCCOM02313510621022186SHSOLE 218600AMERICAN EXPRESS COCOM025816109341037700SHSOLE 3770000AMERICAN INTL GROUP INCCOM NEW026874784504082092SHSOLE 8209200AMGEN INCCOM031162100345118510SHSOLE 1851000ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524a108428835940SHSOLE 3594000ANNALY CAP MGMT INCCOM0357104092099172160SHSOLE 17216000ANTHEM INCCOM036752103442623310SHSOLE 2331000APPLE INCCOM0378331001010265545SHSOLE 6554500AT&T INCCOM00206r102193349337SHSOLE 4933700BAIDU INCSPON ADR REP A05675210814475840SHSOLE 584000BANK AMER CORP*W EXP 01/16/20106050514671554000SHSOLE 5400000BANK AMER CORP7.25%CNV PFD L060505682599460SHSOLE 46000BERKSHIRE HATHAWAY INC DELCL A08467010816486SHSOLE 600BERKSHIRE HATHAWAY INC DELCL B NEW0846707022941605SHSOLE 160500BHP BILLITON LTDSPONSORED ADR088606108121329940SHSOLE 2994000BLACKROCK CR ALLCTN INC TRCOM09250810024217815SHSOLE 1781500BLACKROCK INCCOM09247x10124775540SHSOLE 554000BLACKROCK MUN 2030 TAR TERMCOM SHS BEN IN09257p105200188259SHSOLE 8825900BLACKROCK MUNI 2018 TERM TRCOM09248c10629919887SHSOLE 1988700BLACKROCK MUNIASSETS FD INCCOM09254j1022079137837SHSOLE 13783700BLACKSTONE GROUP L PCOM UNIT LTD09253u1083462103755SHSOLE 10375500BLACKSTONE MTG TR INCCOM CL A09257w10062820255SHSOLE 2025500BOEING COCOM097023105471618550SHSOLE 1855000BUCKEYE PARTNERS L PUNIT LTD PARTN11823010195516750SHSOLE 1675000CABOT MICROELECTRONICS CORPCOM12709p103294036785SHSOLE 3678500CELGENE CORPCOM15102010412898840SHSOLE 884000CEMEX SAB DE CVSPON ADR NEW15129088985494083SHSOLE 9408300CHEVRON CORP NEWCOM166764100306126050SHSOLE 2605000CIGNA CORPORATIONCOM125509109357119103SHSOLE 1910300CISCO SYS INCCOM17275r1025323158270SHSOLE 15827000CITIGROUP INCCOM NEW1729674248506116940SHSOLE 11694000CITIZENS FINL GROUP INCCOM1746101053228500SHSOLE 850000COMCAST CORP NEWCL A20030n1015431141130SHSOLE 14113000COTY INCCOM CL A22207020372043550SHSOLE 4355000COUSINS PPTYS INCCOM2227951062011215335SHSOLE 21533500CVS HEALTH CORPCOM126650100248630565SHSOLE 3056500D R HORTON INCCOM23331a10941310350SHSOLE 1035000DELL TECHNOLOGIES INCCOM CL V24703l103237130706SHSOLE 3070600DIAGEO P L CSPON ADR NEW25243q205463435075SHSOLE 3507500DISNEY WALT COCOM DISNEY254687106406341220SHSOLE 4122000ENTERGY CORP NEWCOM29364g10382110750SHSOLE 1075000ENTERPRISE PRODS PARTNERS LCOM2937921072772106325SHSOLE 10632500ETFS GOLD TRSHS26922y105173614000SHSOLE 1400000EXELON CORPCOM30161n101301179935SHSOLE 7993500EXXON MOBIL CORPCOM30231g102607174056SHSOLE 7405600FACEBOOK INCCL A30303m102212012406SHSOLE 1240600FEDEX CORPCOM31428x1062371050SHSOLE 105000FORD MTR CO DELCOM PAR $0.013453708602365197560SHSOLE 19756000GENERAL DYNAMICS CORPCOM369550108533925970SHSOLE 2597000GENERAL ELECTRIC COCOM3696041035574230510SHSOLE 23051000GENERAL MTRS COCOM37045v100120929930SHSOLE 2993000GILEAD SCIENCES INCCOM375558103318739330SHSOLE 3933000GOLDMAN SACHS GROUP INCCOM38141g104427518025SHSOLE 1802500GRAMERCY PPTY TRCOM NEW385002308180259575SHSOLE 5957500GRAPHIC PACKAGING HLDG COCOM388689101120786550SHSOLE 8655000HALYARD HEALTH INCCOM40650v10064114225SHSOLE 1422500HCA HEALTHCARE INCCOM40412c101245630855SHSOLE 3085500HOME DEPOT INCCOM43707610215269328SHSOLE 932800INTEL CORPCOM4581401006022158139SHSOLE 15813900INTERNATIONAL BUSINESS MACHSCOM459200101300520715SHSOLE 2071500ISHARES GOLD TRUSTISHARES4642851056754548657SHSOLE 54865700ISHARES SILVER TRUSTISHARES46428q10968043224SHSOLE 4322400ISHARES TRSELECT DIVID ETF464287168174218603SHSOLE 1860300ISHARES TRCORE S&P500 ETF464287200785931072SHSOLE 3107200ISHARES TRMSCI EMG MKT ETF464287234104823383SHSOLE 2338300ISHARES TRIBOXX INV CP ETF4642872422882375SHSOLE 237500ISHARES TRS&P 500 VAL ETF4642874083022800SHSOLE 280000ISHARES TRRUS 1000 GRW ETF464287614262420980SHSOLE 2098000ISHARES TRU.S. UTILITS ETF4642876973062305SHSOLE 230500ISHARES TRCORE S&P SCP ETF464287804160121565SHSOLE 2156500ISHARES TRINTL SEL DIV ETF46428844843012727SHSOLE 1272700ISHARES TRUS AER DEF ETF4642887603742100SHSOLE 210000ISHARES TREAFE VALUE ETF46428887773513456SHSOLE 1345600JOHNSON & JOHNSONCOM478160104553342557SHSOLE 4255700JOHNSON CTLS INTL PLCSHSg51502105153938200SHSOLE 3820000JPMORGAN CHASE & COCOM46625h100889993174SHSOLE 9317400KINDER MORGAN INC DELCOM49456b1012180113660SHSOLE 11366000LAS VEGAS SANDS CORPCOM517834107155624250SHSOLE 2425000LOCKHEED MARTIN CORPCOM539830109404313030SHSOLE 1303000MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106215730350SHSOLE 3035000MARKEL CORPCOM57053510414931398SHSOLE 139800MERCK & CO INCCOM58933y105196630710SHSOLE 3071000METLIFE INCCOM59156r108189636500SHSOLE 3650000MICROSOFT CORPCOM5949181049671129830SHSOLE 12983000MOLSON COORS BREWING COCL B60871r20993411445SHSOLE 1144500NEXPOINT RESIDENTIAL TR INCCOM65341d102214990550SHSOLE 9055000NEXTERA ENERGY INCCOM65339f1019676600SHSOLE 660000NIKE INCCL B65410610353810375SHSOLE 1037500NORTHROP GRUMMAN CORPCOM666807102602820950SHSOLE 2095000NOVARTIS A GSPONSORED ADR66987v109456453160SHSOLE 5316000NUVEEN MUN VALUE FD INCCOM6709281002673261013SHSOLE 26101300NUVEEN MUNICIPAL CREDIT INCCOM SH BEN INT67070x101110572674SHSOLE 7267400NUVEEN PFD & INCM OPPORTNYSCOM67073b10616315443SHSOLE 1544300NUVEEN SELECT MAT MUN FDSH BEN INT67061t10125024265SHSOLE 2426500NXP SEMICONDUCTORS N VCOMn6596x109304726945SHSOLE 2694500OCCIDENTAL PETE CORP DELCOM674599105229735780SHSOLE 3578000OMNICOM GROUP INCCOM6819191063194305SHSOLE 430500ORACLE CORPCOM68389x105294660940SHSOLE 6094000ORBITAL ATK INCCOM68557n103478635940SHSOLE 3594000PATTERN ENERGY GROUP INCCL A70338p100182675775SHSOLE 7577500PEPSICO INCCOM713448108382834350SHSOLE 3435000PFIZER INCCOM7170811035847163780SHSOLE 16378000PHILIP MORRIS INTL INCCOM718172109404536440SHSOLE 3644000POWERSHARES QQQ TRUSTUNIT SER 173935a10411587963SHSOLE 796300PROCTER AND GAMBLE COCOM742718109439848345SHSOLE 4834500QUALCOMM INCCOM747525103288355610SHSOLE 5561000RAYTHEON COCOM NEW755111507731939225SHSOLE 3922500ROYAL BK SCOTLAND GROUP PLCSPONS ADR 2 ORD7800976891414194265SHSOLE 19426500SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2092453000SHSOLE 300000SELECT SECTOR SPDR TRENERGY81369y5064456495SHSOLE 649500SKYWORKS SOLUTIONS INCCOM83088m102291428595SHSOLE 2859500SNAP INCCL A83304A10645331150SHSOLE 3115000SPDR DOW JONES INDL AVRG ETFUT SER 178467x10917357750SHSOLE 775000SPDR GOLD TRUSTGOLD SHS78463v107436535900SHSOLE 3590000STARBUCKS CORPCOM855244109121422595SHSOLE 2259500TIME WARNER INCCOM NEW887317303212720765SHSOLE 2076500TJX COS INC NEWCOM872540109119216170SHSOLE 1617000UNILEVER PLCSPON ADR NEW904767704473781735SHSOLE 8173500UNITED TECHNOLOGIES CORPCOM913017109324727975SHSOLE 2797500UNITEDHEALTH GROUP INCCOM91324p102348817809SHSOLE 1780900VALERO ENERGY CORP NEWCOM91913y100277136025SHSOLE 3602500VANGUARD INDEX FDSREIT ETF9229085532142580SHSOLE 258000VANGUARD INDEX FDSMID CAP ETF9229086294663167SHSOLE 316700VANGUARD INDEX FDSLARGE CAP ETF9229086373212778SHSOLE 277800VANGUARD INDEX FDSEXTEND MKT ETF9229086525385018SHSOLE 501800VANGUARD INDEX FDSGROWTH ETF9229087363722800SHSOLE 280000VANGUARD INDEX FDSVALUE ETF9229087443293300SHSOLE 330000VANGUARD INDEX FDSSMALL CP ETF9229087513032145SHSOLE 214500VANGUARD INDEX FDSTOTAL STK MKT9229087693042350SHSOLE 235000VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285844310175SHSOLE 1017500VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF92204287462810763SHSOLE 1076300VANGUARD MALVERN FDSSTRM INFPROIDX9220208054178437SHSOLE 843700VANGUARD SCOTTSDALE FDSINT-TERM CORP92206c870208723713SHSOLE 2371300VANGUARD WORLD FDSCONSUM DIS ETF92204A1083302303SHSOLE 230300VANGUARD WORLD FDSCONSUM STP ETF92204A2073032187SHSOLE 218700VANGUARD WORLD FDSINDUSTRIAL ETF92204A6034093048SHSOLE 304800VANGUARD WORLD FDSUTILITIES ETF92204A8763012579SHSOLE 257900VANGUARD WORLD FDSTELCOMM ETF92204A88493310108SHSOLE 1010800VENTAS INCCOM92276f100206931765SHSOLE 3176500VERIZON COMMUNICATIONS INCCOM92343v1045137103807SHSOLE 10380700VMWARE INCCL A COM9285634024434055SHSOLE 405500VULCAN MATLS COCOM92916010941463346681SHSOLE 34668100WAL-MART STORES INCCOM9311421033434395SHSOLE 439500WELLS FARGO CO NEWCOM949746101490388895SHSOLE 8889500