0001085146-15-000986.txt : 20150428 0001085146-15-000986.hdr.sgml : 20150428 20150427195810 ACCESSION NUMBER: 0001085146-15-000986 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150428 DATE AS OF CHANGE: 20150427 EFFECTIVENESS DATE: 20150428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Narwhal Capital Management CENTRAL INDEX KEY: 0001461287 IRS NUMBER: 202969572 STATE OF INCORPORATION: GA FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13509 FILM NUMBER: 15796362 BUSINESS ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 BUSINESS PHONE: 770-344-0172 MAIL ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001461287 XXXXXXXX 03-31-2015 03-31-2015 false Narwhal Capital Management
531 ROSELANE STREET SUITE 420 MARIETTA GA 30060
13F HOLDINGS REPORT 028-13509 N
John Holt Chief Compliance Officer 770-344-0172 /s/ John Holt Marietta GA 04-22-2015 0 124 273432
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579y101 924 5600 SH SOLE 5600 0 0 ACE LTD SHS h0023r105 1503 13485 SH SOLE 13485 0 0 ADVANCE AUTO PARTS INC COM 00751y106 2139 14289 SH SOLE 14289 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609w102 547 6575 SH SOLE 6575 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877r108 2360 70600 SH SOLE 70600 0 0 ALTRIA GROUP INC COM 02209s103 2648 52935 SH SOLE 52935 0 0 AMAZON COM INC COM 023135106 486 1306 SH SOLE 1306 0 0 AMERICAN AIRLS GROUP INC COM 02376r102 844 16000 SH SOLE 16000 0 0 AMERICAN EXPRESS CO COM 025816109 1912 24480 SH SOLE 24480 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 4097 74774 SH SOLE 74774 0 0 AMGEN INC COM 031162100 1598 9995 SH SOLE 9995 0 0 AMSURG CORP COM 03232p405 948 15415 SH SOLE 15415 0 0 ANNALY CAP MGMT INC COM 035710409 1591 152950 SH SOLE 152950 0 0 ANTHEM INC COM 036752103 3416 22125 SH SOLE 22125 0 0 APPLE INC COM 037833100 9307 74795 SH SOLE 74795 0 0 BAKER HUGHES INC COM 057224107 1080 16992 SH SOLE 16992 0 0 BANK AMER CORP COM 060505104 1516 98532 SH SOLE 98532 0 0 BANK AMER CORP *W EXP 01/16/201 060505146 270 46000 SH SOLE 46000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1194 8270 SH SOLE 8270 0 0 BLACKROCK CR ALLCTN INC TR COM 092508100 487 36160 SH SOLE 36160 0 0 BLACKROCK INC COM 09247x101 1752 4790 SH SOLE 4790 0 0 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257p105 1640 78226 SH SOLE 78226 0 0 BLACKROCK MUNIASSETS FD INC COM 09254j102 1988 141390 SH SOLE 141390 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253u108 2002 51475 SH SOLE 51475 0 0 BOEING CO COM 097023105 2394 15950 SH SOLE 15950 0 0 BP PLC SPONSORED ADR 055622104 927 23700 SH SOLE 23700 0 0 CALIFORNIA RES CORP COM 13057q107 733 96360 SH SOLE 96360 0 0 CATERPILLAR INC DEL COM 149123101 2085 26050 SH SOLE 26050 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 819 86494 SH SOLE 86494 0 0 CHEVRON CORP NEW COM 166764100 2871 27345 SH SOLE 27345 0 0 CIGNA CORPORATION COM 125509109 1424 11000 SH SOLE 11000 0 0 CISCO SYS INC COM 17275r102 2951 107200 SH SOLE 107200 0 0 CITIGROUP INC COM NEW 172967424 3530 68525 SH SOLE 68525 0 0 COMCAST CORP NEW CL A 20030n101 3295 58350 SH SOLE 58350 0 0 DIAGEO P L C SPON ADR NEW 25243q205 2048 18525 SH SOLE 18525 0 0 DISNEY WALT CO COM DISNEY 254687106 351 3350 SH SOLE 3350 0 0 E M C CORP MASS COM 268648102 2762 108050 SH SOLE 108050 0 0 EBAY INC COM 278642103 2226 38588 SH SOLE 38588 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1122 34060 SH SOLE 34060 0 0 ETFS GOLD TR SHS 26922y105 1796 15500 SH SOLE 15500 0 0 EXELON CORP COM 30161n101 3211 95550 SH SOLE 95550 0 0 EXPRESS SCRIPTS HLDG CO COM 30219g108 1487 17140 SH SOLE 17140 0 0 EXXON MOBIL CORP COM 30231g102 4205 49476 SH SOLE 49476 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 2300 142475 SH SOLE 142475 0 0 GENERAL DYNAMICS CORP COM 369550108 4465 32896 SH SOLE 32896 0 0 GENERAL ELECTRIC CO COM 369604103 5940 239400 SH SOLE 239400 0 0 GENERAL MLS INC COM 370334104 1132 20000 SH SOLE 20000 0 0 GILEAD SCIENCES INC COM 375558103 1241 12650 SH SOLE 12650 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 3460 18405 SH SOLE 18405 0 0 GOOGLE INC CL C 38259p706 5900 10767 SH SOLE 10767 0 0 HALLIBURTON CO COM 406216101 1099 25050 SH SOLE 25050 0 0 HCA HOLDINGS INC COM 40412c101 3016 40085 SH SOLE 40085 0 0 HCP INC COM 40414l109 648 15000 SH SOLE 15000 0 0 HOME DEPOT INC COM 437076102 1117 9830 SH SOLE 9830 0 0 INTEL CORP COM 458140100 3745 119753 SH SOLE 119753 0 0 ISHARES MSCI FRNTR100ETF 464286145 390 13100 SH SOLE 13100 0 0 ISHARES INTL SEL DIV ETF 464288448 961 28553 SH SOLE 28553 0 0 ISHARES U.S. AER&DEF ETF 464288760 619 5000 SH SOLE 5000 0 0 ISHARES EAFE VALUE ETF 464288877 778 14606 SH SOLE 14606 0 0 ISHARES GOLD TRUST ISHARES 464285105 804 70231 SH SOLE 70231 0 0 ISHARES INC MSCI RUSSIA CAP 46434g806 930 71449 SH SOLE 71449 0 0 ISHARES SILVER TRUST ISHARES 46428q109 633 39707 SH SOLE 39707 0 0 ISHARES TR SELECT DIVID ETF 464287168 704 9030 SH SOLE 9030 0 0 ISHARES TR CORE S&P500 ETF 464287200 4669 22467 SH SOLE 22467 0 0 ISHARES TR IBOXX INV CP ETF 464287242 387 3183 SH SOLE 3183 0 0 ISHARES TR MSCI EAFE ETF 464287465 452 7043 SH SOLE 7043 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1622 16400 SH SOLE 16400 0 0 ISHARES TR U.S. UTILITS ETF 464287697 235 2100 SH SOLE 2100 0 0 ISHARES TR U.S. REAL ES ETF 464287739 317 4000 SH SOLE 4000 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1485 12581 SH SOLE 12581 0 0 ISHARES TR EUROPE ETF 464287861 619 13981 SH SOLE 13981 0 0 JOHNSON & JOHNSON COM 478160104 3947 39236 SH SOLE 39236 0 0 JPMORGAN CHASE & CO COM 46625h100 5119 84500 SH SOLE 84500 0 0 KINDER MORGAN INC DEL COM 49456b101 2130 50653 SH SOLE 50653 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1201 9550 SH SOLE 9550 0 0 LOCKHEED MARTIN CORP COM 539830109 2699 13300 SH SOLE 13300 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1915 24965 SH SOLE 24965 0 0 MARKEL CORP COM 570535104 1053 1370 SH SOLE 1370 0 0 MEDTRONIC PLC SHS g5960l103 3055 39175 SH SOLE 39175 0 0 MERCK & CO INC NEW COM 58933y105 2500 43500 SH SOLE 43500 0 0 MERCK & CO INC NEW COM 58933y105 747 13000 SH Call SOLE 13000 0 0 METLIFE INC COM 59156r108 1326 26225 SH SOLE 26225 0 0 MICHAELS COS INC COM 59408q106 1525 56359 SH SOLE 56359 0 0 MICRON TECHNOLOGY INC COM 595112103 1843 67940 SH SOLE 67940 0 0 MICROSOFT CORP COM 594918104 5702 140260 SH SOLE 140260 0 0 MOLSON COORS BREWING CO CL B 60871r209 2813 37785 SH SOLE 37785 0 0 NASDAQ OMX GROUP INC COM 631103108 1203 23624 SH SOLE 23624 0 0 NEXTERA ENERGY INC COM 65339f101 1389 13350 SH SOLE 13350 0 0 NORTHROP GRUMMAN CORP COM 666807102 3565 22150 SH SOLE 22150 0 0 NOVARTIS A G SPONSORED ADR 66987v109 1908 19350 SH SOLE 19350 0 0 NUVEEN MUN ADVANTAGE FD INC COM 67062h106 1213 88187 SH SOLE 88187 0 0 NUVEEN MUN VALUE FD INC COM 670928100 2471 249625 SH SOLE 249625 0 0 NUVEEN SELECT MAT MUN FD SH BEN INT 67061t101 286 26515 SH SOLE 26515 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1763 24145 SH SOLE 24145 0 0 OMNICOM GROUP INC COM 681919106 448 5750 SH SOLE 5750 0 0 PEPSICO INC COM 713448108 2415 25255 SH SOLE 25255 0 0 PFIZER INC COM 717081103 4300 123610 SH SOLE 123610 0 0 PHILIP MORRIS INTL INC COM 718172109 3424 45455 SH SOLE 45455 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 2134 43760 SH SOLE 43760 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935a104 738 6988 SH SOLE 6988 0 0 PROCTER & GAMBLE CO COM 742718109 2700 32950 SH SOLE 32950 0 0 PRUDENTIAL FINL INC COM 744320102 1463 18215 SH SOLE 18215 0 0 QUALCOMM INC COM 747525103 465 6700 SH SOLE 6700 0 0 RAYTHEON CO COM NEW 755111507 3584 32805 SH SOLE 32805 0 0 RIO TINTO PLC SPONSORED ADR 767204100 978 23620 SH SOLE 23620 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355w106 243 3000 SH SOLE 3000 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 717 9239 SH SOLE 9239 0 0 SKYWORKS SOLUTIONS INC COM 83088m102 791 8050 SH SOLE 8050 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467x109 1199 6750 SH SOLE 6750 0 0 SPDR GOLD TRUST GOLD SHS 78463v107 4003 35215 SH SOLE 35215 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764l108 827 20000 SH SOLE 20000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2707 43450 SH SOLE 43450 0 0 TWITTER INC COM 90184l102 711 14200 SH SOLE 14200 0 0 UNILEVER PLC SPON ADR NEW 904767704 2881 69075 SH SOLE 69075 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2265 19325 SH SOLE 19325 0 0 UNITEDHEALTH GROUP INC COM 91324p102 2401 20297 SH SOLE 20297 0 0 VALERO ENERGY CORP NEW COM 91913y100 1047 16450 SH SOLE 16450 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 430 4650 SH SOLE 4650 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 560 13695 SH SOLE 13695 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 678 13985 SH SOLE 13985 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 4123 84775 SH SOLE 84775 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857w308 247 7563 SH SOLE 7563 0 0 VULCAN MATLS CO COM 929160109 1432 17000 SH Put SOLE 17000 0 0 VULCAN MATLS CO COM 929160109 35994 426973 SH SOLE 426973 0 0