0001461251-16-000004.txt : 20161209 0001461251-16-000004.hdr.sgml : 20161209 20161209120400 ACCESSION NUMBER: 0001461251-16-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161209 DATE AS OF CHANGE: 20161209 EFFECTIVENESS DATE: 20161209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OCM CONVERTIBLE TRUST CENTRAL INDEX KEY: 0001461251 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129867 FILM NUMBER: 162043243 BUSINESS ADDRESS: STREET 1: C/O OAKTREE CAPITAL MGMT LP STREET 2: 333 SOUTH GRAND AVENUE, 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-830-6300 MAIL ADDRESS: STREET 1: C/O OAKTREE CAPITAL MGMT LP STREET 2: 333 SOUTH GRAND AVENUE, 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 D/A 1 primary_doc.xml X0707 D/A LIVE 0001461251 OCM CONVERTIBLE TRUST OAKTREE CAPITAL MANAGEMENT, L.P. 333 SOUTH GRAND AVE., 28TH FLOOR LOS ANGELES CA CALIFORNIA 90071 213-830-6300 CALIFORNIA None None Other Subtrust under the OCM Group Trust true Howard S. Marks 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the Investment Manager of the issuer. Bruce A. Karsh 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the Investment Manager of the issuer. Jay Wintrob 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the Investment Manager of the issuer. John B. Frank 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the Investment Manager of the issuer. Sheldon Stone 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the Investment Manager of the issuer. Stephen A. Kaplan 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the Investment Manager of the issuer. David M. Kirchheimer 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the Investment Manager of the issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001181431-14-009832 1995-05-15 true true true false 0 Indefinite 769826220 Indefinite false 22 0 true 0 true OCM Investments, LLC, CRD# 128803, 333 South Grand Avenue, 28th Floor, Los Angeles, CA 90071, will place the interests but is not anticipated to receive sales commissions. 0 false OCM CONVERTIBLE TRUST /s/ Philip McDermott Philip McDermott Assistant Vice President, Legal, of Investment Manager 2016-12-08