0001144204-18-016129.txt : 20180321
0001144204-18-016129.hdr.sgml : 20180321
20180321151654
ACCESSION NUMBER: 0001144204-18-016129
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20180321
DATE AS OF CHANGE: 20180321
EFFECTIVENESS DATE: 20180321
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: YORK CREDIT OPPORTUNITIES UNIT TRUST
CENTRAL INDEX KEY: 0001460898
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-129790
FILM NUMBER: 18704329
BUSINESS ADDRESS:
STREET 1: ROYAL BANK HOUSE
STREET 2: 4TH FLOOR, 24 SHEDDEN ROAD
CITY: GEORGE TOWN
STATE: XX
ZIP: CAYMAN
BUSINESS PHONE: 345-949-9107
MAIL ADDRESS:
STREET 1: ROYAL BANK HOUSE
STREET 2: 4TH FLOOR, 24 SHEDDEN ROAD
CITY: GEORGE TOWN
STATE: XX
ZIP: CAYMAN
D/A
1
primary_doc.xml
X0708
D/A
LIVE
0001460898
YORK CREDIT OPPORTUNITIES UNIT TRUST
ROYAL BANK HOUSE
3RD FLOOR, 24 SHEDDEN ROAD
GEORGE TOWN
E9
CAYMAN ISLANDS
CAYMAN
345-949-9107
CAYMAN ISLANDS
None
None
Other
Unit Trust
true
N/A
SMP Partners (Cayman) Limited
ROYAL BANK HOUSE
3RD FLOOR, 24 SHEDDEN ROAD
GEORGE TOWN, GRAND CAYMAN
E9
CAYMAN ISLANDS
KY1-1110
Director
Trustee of the Issuer
N/A
York Credit Opportunities Domestic Holdings, LLC
767 FIFTH AVENUE, 17TH FLOOR
NEW YORK
NY
NEW YORK
10153
Executive Officer
Manager of the Issuer
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
true
0001144204-10-014439
2001-11-01
true
true
false
250000
J.P. Morgan Securities LLC.
79
None
None
270 PARK AVENUE
5TH FLOOR
NEW YORK
NY
NEW YORK
10017
All States
false
Credit Suisse Securities (USA) LLC
816
None
None
11 MADISON AVENUE
24TH FLOOR
NEW YORK
NY
NEW YORK
10010
All States
false
iCapital Securities, LLC
171061
None
None
441 LEXINGTON AVENUE
9TH FLOOR
NEW YORK
NY
NEW YORK
10017
All States
false
Indefinite
1583168696
Indefinite
The information in this Item 13 and the other information in this Form D relating to sales are limited to the Issuer's exempt U.S. offering only, and does not include sales to non-U.S. persons.
false
339
34935523
true
0
true
The above includes amounts paid to recipients listed in Item 12 relating to sales to non-U.S. Persons (as well as sales in the Issuer's exempt U.S. offering). All amounts are paid by the Manager out of fee income it receives from the Issuer.
0
The Manager of the Issuer will receive certain asset-based fees and may receive performance-based fees and allocations.
false
YORK CREDIT OPPORTUNITIES UNIT TRUST
/s/ Richard P. Swanson
Richard P. Swanson
General Counsel of the Manager of the Issuer
2018-03-21