0001628280-19-011119.txt : 20190822 0001628280-19-011119.hdr.sgml : 20190822 20190822163435 ACCESSION NUMBER: 0001628280-19-011119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190820 FILED AS OF DATE: 20190822 DATE AS OF CHANGE: 20190822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Patrick Donald Huntley CENTRAL INDEX KEY: 0001735387 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37893 FILM NUMBER: 191046438 MAIL ADDRESS: STREET 1: C/O FLUENT INC. (N/K/A COGINT, INC.) STREET 2: 33 WHITEHALL STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fluent, Inc. CENTRAL INDEX KEY: 0001460329 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 770688094 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 6466697272 MAIL ADDRESS: STREET 1: 300 VESEY STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: Cogint, Inc. DATE OF NAME CHANGE: 20160923 FORMER COMPANY: FORMER CONFORMED NAME: IDI, Inc. DATE OF NAME CHANGE: 20150520 FORMER COMPANY: FORMER CONFORMED NAME: Tiger Media, Inc. DATE OF NAME CHANGE: 20121231 4 1 wf-form4_156650605949112.xml FORM 4 X0306 4 2019-08-20 0 0001460329 Fluent, Inc. FLNT 0001735387 Patrick Donald Huntley 300 VESEY STREET 9TH FLOOR NEW YORK NY 10282 0 1 0 0 Chief Operating Officer Common Stock 2019-08-20 4 P 0 2900 2.996 A 111234 D Common Stock 2019-08-21 4 P 0 12100 3.10 A 123334 D Common Stock 50000 D Common Stock 16666 D Common Stock 50000 D Common Stock 225000 D Stock Option 4.72 2020-02-01 2029-02-01 Common Stock 396000.0 396000 D On March 20, 2018, the Reporting Person received a grant of 50,000 restricted stock units ("RSUs") under the Issuer's 2015 Stock Incentive Plan. The RSUs will vest in two equal annual installments, beginning on February 1, 2020. Also on March 20, 2018, the Reporting Person received a grant of 16,666 RSUs under the Issuer's 2015 Stock Incentive Plan. The RSUs will vest in two equal annual installments, beginning on March 1, 2020. On March 27, 2018, the Reporting Person received a grant of 50,000 deferred stock units under the Issuer's Stock Incentive Plan, which vest immediately but with delivery of the underlying shares in two annual installments commencing on March 27, 2020, which delivery may be ended if the Reporting Person is terminated for cause. On February 1, 2019, the Reporting Person received a grant of 225,000 RSUs under the Issuer's 2018 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in four equal annual installments, beginning on February 1, 2021. Subject to continuing service, 50% of the Stock Option Grants will vest on February 1, 2020. Subject to continuing service, the remaining 50% of the Stock Option Grants will vest if the Issuer's stock price remains above $7.375 for 20 consecutive trading days; provided, that no shares will vest prior to February 1, 2020. /s/ Donald Patrick 2019-08-22