0001628280-19-000993.txt : 20190205 0001628280-19-000993.hdr.sgml : 20190205 20190205201415 ACCESSION NUMBER: 0001628280-19-000993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190201 FILED AS OF DATE: 20190205 DATE AS OF CHANGE: 20190205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perfit Ryan MacNab CENTRAL INDEX KEY: 0001735369 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37893 FILM NUMBER: 19569597 MAIL ADDRESS: STREET 1: C/O FLUENT INC. (N/K/A COGINT, INC.) STREET 2: 33 WHITEHALL STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fluent, Inc. CENTRAL INDEX KEY: 0001460329 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 770688094 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 33 WHITEHALL STREET STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 6466697272 MAIL ADDRESS: STREET 1: 33 WHITEHALL STREET STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: Cogint, Inc. DATE OF NAME CHANGE: 20160923 FORMER COMPANY: FORMER CONFORMED NAME: IDI, Inc. DATE OF NAME CHANGE: 20150520 FORMER COMPANY: FORMER CONFORMED NAME: Tiger Media, Inc. DATE OF NAME CHANGE: 20121231 4 1 wf-form4_154941564064195.xml FORM 4 X0306 4 2019-02-01 1 0001460329 Fluent, Inc. FLNT 0001735369 Perfit Ryan MacNab 33 WHITEHALL STREET 15TH FLOOR NEW YORK NY 10004 0 1 0 0 Interim CFO Common Stock 2019-02-01 4 A 0 15000 0 A 15000 D Common Stock 68512 D Common Stock 10666 D Common Stock 50000 D Common Stock 90000 D Stock Option 4.72 2019-02-01 4 A 0 26000 0 A 2020-02-01 2029-02-01 Common Stock 26000.0 26000 D On February 1, 2019, the Reporting Person received a grant of 15,000 RSUs under the Issuer's 2018 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in five equal annual installments, beginning February 1, 2020. On April 13, 2017, the Reporting Person received a grant of 10,666 RSUs under the Issuer's 2015 Stock Incentive Plan. Subject to continuing service, the RSUs will vest on February 1, 2020. On March 20, 2018, the Reporting Person received a grant of 50,000 RSUs under the Issuer's 2015 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in three equal annual installments, beginning on March 1, 2019. On March 27, 2018, the Reporting Person received a grant of 90,000 deferred stock units under the Issuer's Stock Incentive Plan, which vest immediately but with delivery of the underlying shares in three annual installments commencing on March 27, 2019, which delivery may be ended if the Reporting Person is terminated for cause. Beginning February 1, 2020, subject to continuing service, 50% of the Stock Option Grants will vest if the Issuer's stock price remains above $5.90 per share for 20 consecutive trading days, and the remaining 50% of the Stock Option Grants will vest if the Issuer's stock price remains above $7.375 per share for 20 consecutive trading days. Any Stock Option Grants that remain unvested as of February 1, 2024 will vest in full on such date. /s/ Ryan Perfit 2019-02-05