0001437749-22-020667.txt : 20220816 0001437749-22-020667.hdr.sgml : 20220816 20220816122343 ACCESSION NUMBER: 0001437749-22-020667 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220812 FILED AS OF DATE: 20220816 DATE AS OF CHANGE: 20220816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schulke Ryan CENTRAL INDEX KEY: 0001660850 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37893 FILM NUMBER: 221169173 MAIL ADDRESS: STREET 1: C/O IDI, INC. STREET 2: 2650 NORTH MILITARY TRAIL, SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fluent, Inc. CENTRAL INDEX KEY: 0001460329 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 770688094 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 6466697272 MAIL ADDRESS: STREET 1: 300 VESEY STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: Cogint, Inc. DATE OF NAME CHANGE: 20160923 FORMER COMPANY: FORMER CONFORMED NAME: IDI, Inc. DATE OF NAME CHANGE: 20150520 FORMER COMPANY: FORMER CONFORMED NAME: Tiger Media, Inc. DATE OF NAME CHANGE: 20121231 4/A 1 rdgdoc.xml FORM 4 X0306 4/A 2022-08-12 2022-08-16 0001460329 Fluent, Inc. FLNT 0001660850 Schulke Ryan C/O FLUENT, INC. 300 VESEY STREET, 9TH FLOOR NEW YORK NY 10282 1 1 1 Chief Strategy Officer Common Stock 2022-08-12 4 P 0 100000 1.70460 A 232500 I Held by The Schulke Inn Family Foundation Trust in which the Reporting Person serves as Co-Trustee. Common Stock 6800368 D Common Stock 80000 D Common Stock 50000 D Common Stock 550000 D Common Stock 2000000 I Held by RSMC Partners, LLC, of which the Reporting Person is a member. Common Stock 725001 I Held by The Ryan Schulke 2020 GRAT, of which the Reporting Person is Trustee. The price reported in Column 4 is a weighted average price. These share were bought in multiple transactions at prices ranging from $1.66 to $1.75, inclusive. The reporting person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Represents 80,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on March 20, 2018, which vested in three equal annual installments, beginning on March 1, 2019. The Reporting Person has elected to defer delivery of these vested RSUs until the Reporting Person's separation of service from the Company or death or disability Represents 50,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on April 13, 2017, which vested in three approximately equal installments beginning on February 1, 2018. Represents 550,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on December 8, 2015, subject to stockholder approval, which was obtained on June 1, 2016. These RSUs vested subject to certain time and performance conditions, all of which were met as of January 1, 2019. /s/ Ryan Schulke 2022-08-16